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NUVEEN S&P 500 BUY-WRITE INC
NUVEEN S&P 500 BUY-WRITE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 75 Institutional holders with a total value of $221,453,327.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,221,314 91,855,000 41.48%
2 UBS Group AG 1,502,891 19,117,000 8.63%
3 WELLS FARGO & COMPANY/MN 1,100,789 14,002,000 6.32%
4 LPL Financial LLC 1,092,320 13,982,000 6.31%
5 Invesco Ltd. 930,433 11,835,000 5.34%
6 GUGGENHEIM CAPITAL LLC 729,470 9,278,000 4.19%
7 BANK OF AMERICA CORP /DE/ 718,649 9,141,000 4.13%
8 STIFEL FINANCIAL CORP 622,555 7,919,000 3.58%
9 Cordasco Financial Network 295,317 3,756,000 1.70%
10 Advisors Asset Management, Inc. 280,522 3,568,000 1.61%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 264,202 3,361,000 1.52%
12 Raymond James Financial Services Advisors, Inc. 235,596 2,997,000 1.35%
13 Commonwealth Equity Services, Inc 169,095 2,151,000 0.97%
14 AMERIPRISE FINANCIAL INC 142,510 1,813,000 0.82%
15 Focused Wealth Management, Inc 136,883 1,741,000 0.79%
16 VICUS CAPITAL 134,330 1,709,000 0.77%
17 Financial Sense Advisors, Inc. 126,494 1,609,000 0.73%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 124,948 1,589,000 0.72%
19 COHEN & STEERS, INC. 117,064 1,489,000 0.67%
20 DEUTSCHE BANK AG\ 113,042 1,437,000 0.65%
21 Cambridge Investment Research Advisors, Inc. 111,051 1,413,000 0.64%
22 Cetera Advisor Networks LLC 103,974 1,323,000 0.60%
23 BRUDERMAN ASSET MANAGEMENT, LLC 91,654 1,166,000 0.53%
24 CITIGROUP INC 79,784 1,015,000 0.46%
25 ROYAL BANK OF CANADA 74,832 952,000 0.43%
26 TILLER PRIVATE WEALTH, INC. 71,298 907,000 0.41%
27 Apriem Advisors 65,773 837,000 0.38%
28 RAYMOND JAMES & ASSOCIATES 64,478 820,000 0.37%
29 Concert Wealth Management Inc. 47,165 598,000 0.27%
30 Janney Montgomery Scott LLC 43,014 547,000 0.25%
31 M&T BANK CORP 39,464 502,000 0.23%
32 LVW Advisors, LLC 39,012 496,000 0.22%
33 JACKSON, GRANT INVESTMENT ADVISERS, INC. 34,699 441,000 0.20%
34 AMERICAN INTERNATIONAL GROUP, INC. 32,965 419,000 0.19%
35 Waverly Advisors, LLC 29,779 379,000 0.17%
36 Sigma Planning Corp 29,444 375,000 0.17%
37 MSI Financial Services Inc 26,773 341,000 0.15%
38 HighTower Advisors, LLC 25,973 329,000 0.15%
39 Patten Group, Inc. 23,348 296,986 0.13%
40 Cetera Advisors LLC 19,946 252,000 0.11%
41 Telos Capital Management, Inc. 19,286 245,000 0.11%
42 Virtu KCG Holdings LLC 18,806 239,000 0.11%
43 Prospera Financial Services Inc 18,729 238,000 0.11%
44 CIBC Private Wealth Group LLC 18,619 237,000 0.11%
45 HL FINANCIAL SERVICES LLC 17,519 223,000 0.10%
46 MARCO INVESTMENT MANAGEMENT LLC 17,087 217,000 0.10%
47 GENEOS WEALTH MANAGEMENT INC. 16,838 217,000 0.10%
48 Stratos Wealth Partners, LTD. 15,568 198,000 0.09%
49 Whitnell & Co. 15,411 196,000 0.09%
50 POINTE CAPITAL MANAGEMENT LLC 14,119 180,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.