Dark
Light
System
Security
CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 192 Institutional holders with a total value of $1,526,349,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 5,882,253 166,644,000 10.92%
2 FMR LLC 5,190,000 147,033,000 9.63%
3 DIMENSIONAL FUND ADVISORS LP 4,138,980 117,258,000 7.68%
4 BlackRock Fund Advisors 3,829,224 108,482,000 7.11%
5 STATE STREET CORP 3,543,464 100,384,000 6.58%
6 BlackRock Institutional Trust Company, N.A. 2,247,172 63,662,000 4.17%
7 NORTHERN TRUST CORP 2,066,693 58,549,000 3.84%
8 Capital Research Global Investors 1,943,000 55,045,000 3.61%
9 Invesco Ltd. 1,728,016 48,955,000 3.21%
10 Bank of New York Mellon Corp 1,482,277 41,992,000 2.75%
11 GW&K Investment Management, LLC 1,050,102 29,749,000 1.95%
12 NORGES BANK 1,042,663 29,539,000 1.94%
13 WADDELL & REED FINANCIAL INC 973,100 27,568,000 1.81%
14 BALYASNY ASSET MANAGEMENT L.P. 972,337 27,546,000 1.80%
15 AMUNDI ASSET MANAGEMENT US, INC. 935,940 26,515,000 1.74%
16 1832 Asset Management L.P. 540,728 25,689,000 1.68%
17 LOOMIS SAYLES & CO L P 842,876 23,879,000 1.56%
18 JPMORGAN CHASE & CO 652,149 18,476,000 1.21%
19 CITADEL ADVISORS LLC 609,207 17,259,000 1.13%
20 AMERIPRISE FINANCIAL INC 598,295 16,950,000 1.11%
21 RICE HALL JAMES & ASSOCIATES, LLC 592,260 16,779,000 1.10%
22 GEODE CAPITAL MANAGEMENT, LLC 518,150 14,678,000 0.96%
23 WEDGE CAPITAL MANAGEMENT L L P/NC 486,421 13,780,000 0.90%
24 BlackRock Investment Management, LLC 478,788 13,564,000 0.89%
25 PANAGORA ASSET MANAGEMENT INC 436,528 12,367,000 0.81%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 402,421 11,401,000 0.75%
27 WELLS FARGO & COMPANY/MN 392,848 11,129,000 0.73%
28 EAGLE ASSET MANAGEMENT INC 374,314 10,604,000 0.69%
29 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 354,689 10,048,000 0.66%
30 AMERICAN CENTURY COMPANIES INC 333,977 9,462,000 0.62%
31 COLUMBUS CIRCLE INVESTORS 306,241 8,676,000 0.57%
32 RENAISSANCE TECHNOLOGIES LLC 294,871 8,354,000 0.55%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 294,534 8,345,000 0.55%
34 NEW YORK STATE COMMON RETIREMENT FUND 286,950 8,129,000 0.53%
35 Brandywine Global Investment Management, LLC 271,940 7,705,000 0.50%
36 GOLDMAN SACHS GROUP INC 264,748 7,500,000 0.49%
37 PRUDENTIAL FINANCIAL INC 254,229 7,202,000 0.47%
38 PRINCIPAL FINANCIAL GROUP INC 252,359 7,149,000 0.47%
39 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 252,039 7,140,000 0.47%
40 SYSTEMATIC FINANCIAL MANAGEMENT LP 247,665 7,016,000 0.46%
41 DEUTSCHE BANK AG\ 242,904 6,880,000 0.45%
42 TEACHERS ADVISORS, LLC 223,144 6,322,000 0.41%
43 THRIVENT FINANCIAL FOR LUTHERANS 220,900 6,258,000 0.41%
44 CHICAGO EQUITY PARTNERS LLC 195,630 5,542,000 0.36%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 195,500 5,539,000 0.36%
46 RHUMBLINE ADVISERS 194,807 5,519,000 0.36%
47 Nationwide Fund Advisors 193,060 5,488,000 0.36%
48 AQR CAPITAL MANAGEMENT LLC 188,949 5,353,000 0.35%
49 AMERICAN INTERNATIONAL GROUP, INC. 187,574 5,314,000 0.35%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 169,803 4,811,000 0.32%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.