| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UNITED DEV FDG IV COM | 124,173 | 0 | 0.00% | ||
| 2 | Quantum Fuel Systems Tech Worl | 21,300 | 1,000 | 0.00% | ||
| 3 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 25,250 | 1,000 | 0.00% | ||
| 4 | HEMISPHERX BIOPHARMA INC | 10,000 | 1,000 | 0.00% | ||
| 5 | LINN ENERGY LLC UNIT LTD LIAB | 10,178 | 3,000 | 0.00% | ||
| 6 | DENISON MINES CORP | 10,850 | 5,000 | 0.00% | ||
| 7 | FIELDPOINT PETROLEUM CORP | 11,250 | 5,000 | 0.00% | ||
| 8 | GOLDEN MINERALS CO | 14,500 | 6,000 | 0.00% | ||
| 9 | OCEAN RIG UDW INC | 11,926 | 9,000 | 0.00% | ||
| 10 | EXCO RESOURCES INC | 10,831 | 10,000 | 0.00% | ||
| 11 | ROSETTA GENOMICS LTD | 11,800 | 12,000 | 0.00% | ||
| 12 | PENGROWTH ENERGY CORP | 10,357 | 13,000 | 0.00% | ||
| 13 | HCI GROUP INC | 17,000 | 14,000 | 0.00% | ||
| 14 | YAHOO INC SR CV ZERO NT 18 | 16,000 | 14,000 | 0.00% | ||
| 15 | TASEKO MINES LTD | 25,600 | 14,000 | 0.00% | ||
| 16 | PENN WEST PETE LTD NEW | 17,337 | 16,000 | 0.00% | ||
| 17 | MEDIDATA SOLUTIONS INC 1 08/01/2018 | 16,000 | 16,000 | 0.00% | ||
| 18 | BALLARD PWR SYS INC NEW | 12,600 | 17,000 | 0.00% | ||
| 19 | BROCADE COMMUNICATIONS SYS I | 18,000 | 17,000 | 0.00% | ||
| 20 | RTW HLDGS INC | 20,000 | 18,000 | 0.00% | ||
| 21 | SIGNAL GENETICS INC | 39,250 | 20,000 | 0.00% | ||
| 22 | INTEGRA LIFESCIENCES HLDGS C | 16,000 | 20,000 | 0.00% | ||
| 23 | 22ND CENTY GROUP INC | 27,250 | 21,000 | 0.00% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 27,000 | 23,000 | 0.00% | ||
| 25 | EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 | 18,000 | 23,000 | 0.00% | ||
| 26 | AKAMAI TECHNOLOGIES INC | 26,000 | 24,000 | 0.00% | ||
| 27 | ENCORE CAP GROUP INC | 37,000 | 25,000 | 0.00% | ||
| 28 | ENCORE CAP GROUP INC | 33,000 | 25,000 | 0.00% | ||
| 29 | CHESAPEAKE GRANITE WASH TR COM | 11,343 | 30,000 | 0.01% | ||
| 30 | GS/GOOG | 29,000 | 31,000 | 0.01% | ||
| 31 | NAVIOS MARITIME PARTNERS L P | 25,210 | 31,000 | 0.01% | ||
| 32 | TOLL BROS FIN CORP | 35,000 | 33,000 | 0.01% | ||
| 33 | ELECTRONICS FOR IMAGING INC | 33,000 | 34,000 | 0.01% | ||
| 34 | FINISAR CORP | 36,000 | 35,000 | 0.01% | ||
| 35 | GENWORTH FINL INC | 13,679 | 36,000 | 0.01% | ||
| 36 | KB HOME SR CV NT1.375 19 | 41,000 | 37,000 | 0.01% | ||
| 37 | YAMANA GOLD INC | 12,493 | 37,000 | 0.01% | ||
| 38 | NEWPARK RES INC SR NT CV 4 17 | 47,000 | 40,000 | 0.01% | ||
| 39 | WESTELL TECHNOLOGIES INC | 34,482 | 40,000 | 0.01% | ||
| 40 | ARES CAP CORP | 40,000 | 40,000 | 0.01% | ||
| 41 | SYNCHRONOSS TECHNOLOGIES INC | 42,000 | 40,000 | 0.01% | ||
| 42 | RAND CAP CORP | 10,000 | 45,000 | 0.01% | ||
| 43 | SEADRILL LIMITED | 13,815 | 45,000 | 0.01% | ||
| 44 | SEQUENOM INC | 31,950 | 45,000 | 0.01% | ||
| 45 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 50,000 | 49,000 | 0.01% | ||
| 46 | PRECISION DRILLING CORP | 12,416 | 52,000 | 0.01% | ||
| 47 | HUTCHISON PORT HOLDINGS TRUST | 16,226 | 59,000 | 0.01% | ||
| 48 | Ares Capital Corp | 60,000 | 60,000 | 0.01% | ||
| 49 | NEW MTN FIN CORP | 64,000 | 61,000 | 0.01% | ||
| 50 | GREENBRIER COS INC | 58,000 | 61,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001427271-16-000006, filed 2016.05.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
