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RAND CAP CORP
RAND CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 11 Institutional holders with a total value of $3,547,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CIBC Private Wealth Group LLC 315,657 1,433,000 40.40%
2 EMANCIPATION MANAGEMENT LLC 227,734 1,033,000 29.12%
3 SHUFRO ROSE & CO LLC 136,300 619,000 17.45%
4 COURIER CAPITAL LLC 39,438 179,000 5.05%
5 BROWN ADVISORY INC 22,658 103,000 2.90%
6 UBS Group AG 20,412 93,000 2.62%
7 Investors Capital Advisory Services 10,000 45,000 1.27%
8 JCIC Asset Management Inc. 5,155 23,000 0.65%
9 Thomas J. Herzfeld Advisors, Inc. 2,000 9,000 0.25%
10 Creative Planning 2,000 9,000 0.25%
11 Tower Research Capital LLC (TRC) 302 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.