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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,102 holdings with a total value of $482,940,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 POWERSHARES DYNAMIC 62 2,000 0.00%
1052 ADOBE INC 18 2,000 0.00%
1053 POWERSHARES ETF TRUST 50 2,000 0.00%
1054 POWERSHARES ETF TRUST II 89 2,000 0.00%
1055 Bear State Financial Inc 164 2,000 0.00%
1056 CHART INDS INC 59 1,000 0.00%
1057 TABLEAU SOFTWARE INC 17 1,000 0.00%
1058 PNC FINL SVCS GROUP INC 7 1,000 0.00%
1059 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 129 1,000 0.00%
1060 LIBERTY PROP 34 1,000 0.00%
1061 LINN CO LLC 1,400 1,000 0.00%
1062 UNITED STATES STL CORP NEW 60 1,000 0.00%
1063 Market Vctrs Rare Erth 62 1,000 0.00%
1064 KAYNE ANDERSON MDSTM ENERGY FD 65 1,000 0.00%
1065 GLOBAL X FDS 100 1,000 0.00%
1066 ISHARES MSCI GERMANY SMALL CAP INDEX FUND 22 1,000 0.00%
1067 BHP BILLITON PLC 25 1,000 0.00%
1068 SM ENERGY CO 33 1,000 0.00%
1069 EMMIS COMMUNICTNS CORP CL A 2,500 1,000 0.00%
1070 CLAYMORE EXCHANGE TRD FD TR 61 1,000 0.00%
1071 SCRIPPS E W CO OHIO CL A NEW 62 1,000 0.00%
1072 GOPRO INC 100 1,000 0.00%
1073 PRIMERICA INC 28 1,000 0.00%
1074 ISHARES TR 25 1,000 0.00%
1075 ALASKA COMMUNICATIONS SYS GR 425 1,000 0.00%
1076 TOWERSTREAM CORP 10,800 1,000 0.00%
1077 CLEARBRIDGE ENERGY MLP FD INCORPORATED 85 1,000 0.00%
1078 VERITIV CORP 21 1,000 0.00%
1079 NAVISTAR INTL CORP NEW 40 1,000 0.00%
1080 Luxottica Grp Spa Adr 6 0 0.00%
1081 Energy XXI LTD 200 0 0.00%
1082 MCEWEN MINING INC COM 10 0 0.00%
1083 DIVERSIFIED RSTRNT HLDGS INC COM 235 0 0.00%
1084 CVD Equipment Corp 20 0 0.00%
1085 FIFTH STREET FINANCE CORP 60 0 0.00%
1086 BALLARD PWR SYS INC NEW 45 0 0.00%
1087 CHEMOURS CO 6 0 0.00%
1088 FTD GROUP INC 6 0 0.00%
1089 WP GLIMCHER IN COM 51 0 0.00%
1090 E TRADE FINANCIAL CORP 3 0 0.00%
1091 PEABODY ENERGY ORD 66 0 0.00%
1092 TRAVELCENTERS AMER LLC 50 0 0.00%
1093 NEWPORT CORP 6 0 0.00%
1094 NEW GOLD INC CDA 50 0 0.00%
1095 CEL SCI CORP 11 0 0.00%
1096 TENGASCO INC 32 0 0.00%
1097 WHITING PETE CORP NEW 45 0 0.00%
1098 UNITED ONLINE INC 4 0 0.00%
1099 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1,269 0 0.00%
1100 RENTECH INC 150 0 0.00%
Page 22 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-16-000029, filed 2016.04.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.