| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 673,228 | 7,123,000 | 12.22% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 660,045 | 6,984,000 | 11.99% | ||
| 3 | Advisors Asset Management, Inc. | 551,463 | 5,834,000 | 10.01% | ||
| 4 | USCA RIA LLC | 51,842 | 4,900,000 | 8.41% | ||
| 5 | GFS Advisors, LLC | 51,842 | 4,900,000 | 8.41% | ||
| 6 | BBR PARTNERS, LLC | 412,369 | 4,363,000 | 7.49% | ||
| 7 | UBS Group AG | 407,792 | 4,314,000 | 7.40% | ||
| 8 | Invesco Ltd. | 348,911 | 3,691,000 | 6.33% | ||
| 9 | MORGAN STANLEY | 331,308 | 3,506,000 | 6.02% | ||
| 10 | WELLS FARGO & COMPANY/MN | 324,728 | 3,435,000 | 5.90% | ||
| 11 | LPL Financial LLC | 219,930 | 2,164,000 | 3.71% | ||
| 12 | POINTE CAPITAL MANAGEMENT LLC | 118,859 | 1,258,000 | 2.16% | ||
| 13 | Koshinski Asset Management, Inc. | 103,216 | 1,092,000 | 1.87% | ||
| 14 | JPMORGAN CHASE & CO | 83,323 | 882,000 | 1.51% | ||
| 15 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 66,221 | 701,000 | 1.20% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 35,846 | 379,000 | 0.65% | ||
| 17 | WILLIAM HARRIS INVESTORS INC | 33,625 | 356,000 | 0.61% | ||
| 18 | ROYAL BANK OF CANADA | 31,708 | 335,000 | 0.57% | ||
| 19 | TFS CAPITAL LLC | 29,828 | 316,000 | 0.54% | ||
| 20 | STEPHENS INC /AR/ | 27,693 | 293,000 | 0.50% | ||
| 21 | MSI Financial Services Inc | 22,976 | 243,000 | 0.42% | ||
| 22 | ARCUS CAPITAL PARTNERS, LLC | 18,438 | 195,000 | 0.33% | ||
| 23 | Bison Wealth, LLC | 15,347 | 158,000 | 0.27% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 13,038 | 138,000 | 0.24% | ||
| 25 | Argentus Capital Management, LLC | 13,493 | 131,000 | 0.22% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 12,030 | 127,000 | 0.22% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,926 | 105,000 | 0.18% | ||
| 28 | DEUTSCHE BANK AG\ | 9,855 | 104,000 | 0.18% | ||
| 29 | CITIGROUP INC | 8,502 | 90,000 | 0.15% | ||
| 30 | D.A. DAVIDSON & CO. | 4,000 | 42,000 | 0.07% | ||
| 31 | BANK OF MONTREAL /CAN/ | 2,225 | 24,000 | 0.04% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 1,986 | 22,000 | 0.04% | ||
| 33 | Carnick & Kubik, LLC | 1,850 | 20,000 | 0.03% | ||
| 34 | Orion Porfolio Solutions, LLC | 1,020 | 11,000 | 0.02% | ||
| 35 | Creative Planning | 800 | 8,000 | 0.01% | ||
| 36 | FineMark National Bank & Trust | 716 | 8,000 | 0.01% | ||
| 37 | Winslow, Evans & Crocker, Inc. | 727 | 7,692 | 0.01% | ||
| 38 | IFP ADVISORS, INC | 500 | 5,000 | 0.01% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 252 | 3,000 | 0.01% | ||
| 40 | BENJAMIN F. EDWARDS & COMPANY, INC. | 65 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
