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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 289,367 23,439 2.86%
2 VANGUARD INDEX FDS 89,476 16,857 2.06%
3 VANGUARD WORLD FD 218,556 15,354 1.87%
4 FARMERS NATIONAL BANC CORP 1,685,556 14,074 1.72%
5 Rush Enterprises Inc (RUSHB) 492,241 13,862 1.69%
6 VANGUARD INTL EQUITY INDEX F 325,943 13,044 1.59%
7 ISHARES TR 168,986 12,934 1.58%
8 POWERSHARES ETF TRUST 118,444 10,829 1.32%
9 ZWEIG TOTAL RETURN FD INC 665,890 9,329 1.14%
10 QLT INC 2,308,561 9,257 1.13%
11 LORAL SPACE & COMMUNICATIONS 112,110 8,824 1.08%
12 VANGUARD SPECIALIZED PORTFOL 106,762 8,665 1.06%
13 VANGUARD INDEX FDS 93,548 8,213 1.00%
14 INTEL CORP 225,579 8,186 1.00%
15 VANGUARD TAX-MANAGED FDS 215,764 8,173 1.00%
16 VANGUARD WORLD FDS 70,948 7,619 0.93%
17 RIVERVIEW BANCORP INC 1,655,141 7,415 0.90%
18 CLAYMORE EXCHANGE TRD FD TR 320,008 7,159 0.87%
19 VANGUARD INTL EQUITY INDEX F 152,016 7,123 0.87%
20 TFS FINL CORP 475,523 7,078 0.86%
21 LNB BANCORP INC 380,351 6,858 0.84%
22 VANGUARD WORLD FD 60,253 6,725 0.82%
23 LIBERTY ALL STAR EQUITY FUND SH BEN INT 1,086,176 6,495 0.79%
24 JOHNSON & JOHNSON 60,831 6,361 0.78%
25 APPLE INC 57,370 6,333 0.77%
26 ISHARES TR CORE MSCI EAFE ETF 110,419 6,108 0.75%
27 ROCKWOOD HOLDINGS INC 77,400 6,099 0.74%
28 Tribune Publishing Co 263,199 6,027 0.74%
29 BERKSHIRE HATHAWAY INC DEL 40,086 6,019 0.73%
30 TIME INC NEW 239,513 5,894 0.72%
31 MICROSOFT CORP 126,216 5,863 0.72%
32 SPDR GOLD TR 51,342 5,831 0.71%
33 PFIZER INC 186,160 5,799 0.71%
34 MUTUALFIRST FINL INC COM 257,080 5,625 0.69%
35 TRW AUTOMOTIVE HLDGS CORP 54,000 5,554 0.68%
36 DEAN FOODS CO NEW 285,150 5,526 0.67%
37 VERIZON COMMUNICATIONS INC 113,051 5,289 0.65%
38 PROCTER AND GAMBLE CO 57,524 5,240 0.64%
39 SPECIAL OPPORTUNITIES FUND INC COM 337,716 5,191 0.63%
40 BANCROFT FD LTD 255,000 5,115 0.62%
41 UNITED ONLINE INC 348,712 5,074 0.62%
42 NEW MEDIA INVT GROUP INC 210,380 4,971 0.61%
43 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
44 COCA COLA CO 116,429 4,916 0.60%
45 BRISTOL MYERS SQUIBB CO 82,704 4,882 0.60%
46 Ally Financial 204,135 4,822 0.59%
47 First Trust North American Ene 167,888 4,726 0.58%
48 SPARTANNASH CO COM 176,931 4,625 0.56%
49 WELLS FARGO CO NEW 83,059 4,553 0.56%
50 AT&T INC 128,013 4,300 0.52%
Page 1 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
101 COVIDIEN PLC 10,000 1,023 0.12%
102 CREDIT SUISSE NASSAU BRH 16,531 528 0.06%
103 CROSS CTRY HEALTHCARE INC COM 88,700 1,107 0.14%
104 CROWN MEDIA HLDGS INC 458,678 1,624 0.20%
105 CRYOLIFE INC 57,047 646 0.08%
106 CST Brands Inc 51,837 2,261 0.28%
107 CSX CORP 26,366 955 0.12%
108 CUBIST PHARMACEUTI 8,000 805 0.10%
109 CUBIST PHARMACEUTICALS INC 8,000 805 0.10%
110 CYRUSONE INC 31,664 872 0.11%
111 Cameron Intl Corp (Acquired 4/4/2016) 7,000 350 0.04%
112 Central Gold Trust 43,248 1,758 0.21%
113 Cincinnati Bell Inc 741,252 2,365 0.29%
114 Cleco Corp 30,120 1,643 0.20%
115 Columbia Emerging Mkts Consume 101,128 2,563 0.31%
116 DARDEN RESTAURANTS INC 61,010 3,577 0.44%
117 DAWSON GEOPHYSICAL CO 34,100 417 0.05%
118 DEAN FOODS CO NEW 285,150 5,526 0.67%
119 DEERE & CO 3,163 280 0.03%
120 DESWELL INDS INC 72,943 131 0.02%
121 DEX MEDIA INC 35,252 316 0.04%
122 DIGIRAD CORP 296,342 1,292 0.16%
123 DISNEY WALT CO 9,040 851 0.10%
124 DONEGAL GROUP INC 21,321 341 0.04%
125 DOVER CORP 3,675 264 0.03%
126 DOVER DOWNS GAMING AND ENTERTAINMENT 40,000 33 0.00%
127 DOW CHEM CO 27,062 1,234 0.15%
128 DRESSER-RAND GROUP INC 15,000 1,227 0.15%
129 DU PONT E I DE NEMOURS & CO 49,261 3,642 0.44%
130 DUKE ENERGY CORP NEW 2,796 234 0.03%
131 Digital River 66,600 1,647 0.20%
132 EAGLE BANCORP MONT 53,400 586 0.07%
133 EAGLE CAP GROWTH FD INC 121,226 1,055 0.13%
134 EATON CORPORATION PLC 21,866 1,486 0.18%
135 EBAY INC 5,200 292 0.04%
136 ELECTRO SCIENTIFIC INDS 117,051 908 0.11%
137 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 782,250 4,936 0.60%
138 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
139 EMERSON ELEC CO 25,131 1,551 0.19%
140 EMERSON RADIO CORP NEW 3/94 421,931 443 0.05%
141 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
142 ENDEAVOUR SILVER CORP 106,000 229 0.03%
143 ENERGY TRANSFER L P 22,150 1,271 0.16%
144 ENLINK MIDSTREAM LLC 9,256 329 0.04%
145 ENSCO PLC 16,978 508 0.06%
146 ENTERPRISE PRODS PARTNERS L 69,527 2,511 0.31%
147 EQT MIDSTREAM PARTNERS 6,466 569 0.07%
148 EUROSEAS LTD 204,982 156 0.02%
149 EXELIS INC 138,575 2,429 0.30%
150 EXONE CO 10,500 176 0.02%
Page 3 of 10