| 1 |
Relative Value Partners, LLC |
2,455,716 |
37,744,000 |
51.00% |
|
|
| 2 |
Horizon Kinetics LLC |
481,691 |
7,404,000 |
10.00% |
|
|
| 3 |
Ancora Advisors LLC |
337,716 |
5,191,000 |
7.01% |
|
|
| 4 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
269,063 |
4,135,000 |
5.59% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
245,634 |
3,775,000 |
5.10% |
|
|
| 6 |
CSS LLC/IL |
220,527 |
3,389,000 |
4.58% |
|
|
| 7 |
Shaker Financial Services, LLC |
150,733 |
2,317,000 |
3.13% |
|
|
| 8 |
MORGAN STANLEY |
125,742 |
1,932,000 |
2.61% |
|
|
| 9 |
Bares Capital Management, Inc. |
124,640 |
1,916,000 |
2.59% |
|
|
| 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
119,119 |
1,831,000 |
2.47% |
|
|
| 11 |
Independence Trust CO |
66,222 |
1,018,000 |
1.38% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
56,871 |
874,000 |
1.18% |
|
|
| 13 |
Weiss Asset Management LP |
24,782 |
381,000 |
0.51% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
24,115 |
371,000 |
0.50% |
|
|
| 15 |
NWAM LLC |
17,369 |
267,000 |
0.36% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
15,882 |
244,000 |
0.33% |
|
|
| 17 |
UBS Group AG |
15,086 |
232,000 |
0.31% |
|
|
| 18 |
KING INVESTMENT ADVISORS INC/TX |
14,308 |
222,000 |
0.30% |
|
|
| 19 |
Virtu KCG Holdings LLC |
11,387 |
175,000 |
0.24% |
|
|
| 20 |
Financial Architects, Inc |
10,179 |
156,000 |
0.21% |
|
|
| 21 |
FIRST MANHATTAN CO. LLC. |
8,608 |
132,000 |
0.18% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,390 |
114,000 |
0.15% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,142 |
64,000 |
0.09% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
2,687 |
41,000 |
0.06% |
|
|
| 25 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,594 |
25,000 |
0.03% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
1,200 |
18,000 |
0.02% |
|
|
| 27 |
ROYAL BANK OF CANADA |
980 |
15,000 |
0.02% |
|
|
| 28 |
US BANCORP \DE\ |
769 |
12,000 |
0.02% |
|
|
| 29 |
CITIGROUP INC |
633 |
10,000 |
0.01% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
200 |
3,000 |
0.00% |
|
|
