| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,605,196 | 33,519,000 | 12.09% | ||
| 2 | Bulldog Investors, LLP | 5,193,893 | 31,059,000 | 11.20% | ||
| 3 | Karpus Management, Inc. | 4,465,183 | 26,702,000 | 9.63% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 4,444,835 | 26,580,000 | 9.59% | ||
| 5 | WELLS FARGO & COMPANY/MN | 3,781,935 | 22,616,000 | 8.16% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,570,037 | 21,349,000 | 7.70% | ||
| 7 | Relative Value Partners, LLC | 2,893,043 | 17,300,000 | 6.24% | ||
| 8 | Gramercy Funds Management LLC | 2,039,229 | 12,195,000 | 4.40% | ||
| 9 | 1607 Capital Partners, LLC | 1,721,431 | 10,294,000 | 3.71% | ||
| 10 | Advisors Asset Management, Inc. | 1,678,148 | 10,035,000 | 3.62% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 1,246,694 | 7,455,000 | 2.69% | ||
| 12 | Ancora Advisors LLC | 1,086,176 | 6,495,000 | 2.34% | ||
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 906,684 | 5,421,000 | 1.95% | ||
| 14 | 1832 Asset Management L.P. | 759,470 | 4,537,000 | 1.64% | ||
| 15 | Shaker Financial Services, LLC | 664,744 | 3,975,000 | 1.43% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 550,454 | 3,292,000 | 1.19% | ||
| 17 | CORNERSTONE ADVISORS INC | 548,804 | 3,282,000 | 1.18% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 534,798 | 3,198,000 | 1.15% | ||
| 19 | Cetera Advisor Networks LLC | 356,871 | 2,139,000 | 0.77% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 349,298 | 2,085,000 | 0.75% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 345,726 | 2,067,000 | 0.75% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 304,826 | 1,823,000 | 0.66% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 219,787 | 1,314,000 | 0.47% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 194,504 | 1,163,134 | 0.42% | ||
| 25 | SG Americas Securities, LLC | 184,955 | 1,106,000 | 0.40% | ||
| 26 | UBS Group AG | 165,932 | 992,000 | 0.36% | ||
| 27 | Raymond James Financial Services Advisors, Inc. | 162,099 | 969,000 | 0.35% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 158,016 | 945,000 | 0.34% | ||
| 29 | CS MCKEE LP | 144,051 | 861,000 | 0.31% | ||
| 30 | JPMORGAN CHASE & CO | 133,809 | 800,000 | 0.29% | ||
| 31 | BB&T SECURITIES, LLC | 12,854 | 768,000 | 0.28% | ||
| 32 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 124,849 | 747,000 | 0.27% | ||
| 33 | ROYAL BANK OF CANADA | 123,318 | 737,000 | 0.27% | ||
| 34 | LPL Financial LLC | 111,889 | 669,000 | 0.24% | ||
| 35 | Janney Montgomery Scott LLC | 108,073 | 646,277 | 0.23% | ||
| 36 | Yakira Capital Management, Inc. | 99,885 | 597,000 | 0.22% | SH | |
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 528,000 | 0.19% | ||
| 38 | DOLIVER ADVISORS, LP | 86,655 | 518,000 | 0.19% | ||
| 39 | OPPENHEIMER & CO INC | 77,379 | 463,000 | 0.17% | ||
| 40 | DEUTSCHE BANK AG\ | 77,006 | 460,000 | 0.17% | ||
| 41 | Concert Wealth Management Inc. | 75,728 | 450,000 | 0.16% | ||
| 42 | Prospera Financial Services Inc | 54,640 | 327,000 | 0.12% | ||
| 43 | SII INVESTMENTS INC/WI | 47,866 | 287,000 | 0.10% | ||
| 44 | WFG Advisors, LP | 41,490 | 248,000 | 0.09% | ||
| 45 | HOLLENCREST CAPITAL MANAGEMENT | 41,169 | 247,000 | 0.09% | ||
| 46 | Creative Planning | 37,378 | 224,000 | 0.08% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 34,497 | 206,000 | 0.07% | ||
| 48 | Invesco Ltd. | 34,333 | 205,000 | 0.07% | ||
| 49 | D.A. DAVIDSON & CO. | 34,000 | 203,000 | 0.07% | ||
| 50 | WEDBUSH SECURITIES INC | 33,057 | 198,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
