| 1 |
SIT INVESTMENT ASSOCIATES INC |
4,284,237 |
60,022,000 |
35.41% |
|
|
| 2 |
Relative Value Partners, LLC |
2,366,868 |
33,160,000 |
19.56% |
|
|
| 3 |
Karpus Management, Inc. |
1,614,748 |
22,623,000 |
13.35% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
709,624 |
9,942,000 |
5.87% |
|
|
| 5 |
Ancora Advisors LLC |
665,890 |
9,329,000 |
5.50% |
|
|
| 6 |
MORGAN STANLEY |
492,869 |
6,904,000 |
4.07% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
334,134 |
4,681,000 |
2.76% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
326,372 |
4,573,000 |
2.70% |
|
|
| 9 |
SG Americas Securities, LLC |
139,785 |
1,958,000 |
1.16% |
|
|
| 10 |
STIFEL FINANCIAL CORP |
129,004 |
1,807,000 |
1.07% |
|
|
| 11 |
PNC FINANCIAL SERVICES GROUP, INC. |
120,396 |
1,687,000 |
1.00% |
|
|
| 12 |
1607 Capital Partners, LLC |
119,995 |
1,681,000 |
0.99% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
106,890 |
1,498,000 |
0.88% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
101,045 |
1,416,000 |
0.84% |
|
|
| 15 |
Independence Trust CO |
94,066 |
1,318,000 |
0.78% |
|
|
| 16 |
REGIONS FINANCIAL CORP |
92,500 |
1,296,000 |
0.76% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
79,506 |
1,123,000 |
0.66% |
|
|
| 18 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
53,013 |
743,000 |
0.44% |
|
PRN |
| 19 |
DOLIVER ADVISORS, LP |
51,328 |
719,000 |
0.42% |
|
|
| 20 |
CSS LLC/IL |
46,918 |
657,000 |
0.39% |
|
|
| 21 |
LPL Financial LLC |
45,444 |
637,000 |
0.38% |
|
|
| 22 |
GUGGENHEIM CAPITAL LLC |
26,092 |
366,000 |
0.22% |
|
|
| 23 |
NEW ENGLAND SECURITIES CORP /MA/ |
18,559 |
260,000 |
0.15% |
|
|
| 24 |
UBS Group AG |
17,297 |
243,000 |
0.14% |
|
|
| 25 |
CADENCE BANK NA |
13,532 |
190,000 |
0.11% |
|
|
| 26 |
Creative Planning |
13,452 |
188,000 |
0.11% |
|
|
| 27 |
B. Riley Wealth Advisors, Inc. |
7,176 |
101,000 |
0.06% |
|
|
| 28 |
WESTPORT RESOURCES MANAGEMENT INC |
5,000 |
70,000 |
0.04% |
|
|
| 29 |
ROYAL BANK OF CANADA |
4,816 |
67,000 |
0.04% |
|
|
| 30 |
CITIGROUP INC |
4,049 |
56,000 |
0.03% |
|
|
| 31 |
NATIONAL PLANNING CORP |
2,777 |
38,323 |
0.02% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,569 |
35,992 |
0.02% |
|
|
| 33 |
WealthTrust Fairport, LLC |
1,969 |
28,000 |
0.02% |
|
|
| 34 |
Chicago Partners Investment Group LLC |
1,744 |
24,000 |
0.01% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,600 |
22,000 |
0.01% |
|
|
| 36 |
OPTIMUM INVESTMENT ADVISORS |
1,000 |
14,000 |
0.01% |
|
|
| 37 |
Stratos Wealth Partners, LTD. |
819 |
11,474 |
0.01% |
|
|
| 38 |
WASHINGTON TRUST BANK |
553 |
8,000 |
0.00% |
|
|
| 39 |
KANALY TRUST CO |
468 |
7,000 |
0.00% |
|
|
| 40 |
Pinnacle Summer Investments, Inc. |
318 |
4,000 |
0.00% |
|
|
| 41 |
PACIFIC FINANCIAL GROUP INC |
210 |
3,000 |
0.00% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 43 |
Shamrock Asset Management LLC |
3 |
0 |
0.00% |
|
|
| 44 |
VALLEY NATIONAL ADVISERS INC |
1 |
0 |
0.00% |
|
|
