| 1 |
UBS Group AG |
271,103 |
5,438,000 |
15.36% |
|
|
| 2 |
Ancora Advisors LLC |
255,000 |
5,115,000 |
14.44% |
|
|
| 3 |
Advisors Asset Management, Inc. |
210,633 |
4,225,000 |
11.93% |
|
|
| 4 |
ROYAL BANK OF CANADA |
155,300 |
3,115,000 |
8.80% |
|
|
| 5 |
MORGAN STANLEY |
119,822 |
2,403,000 |
6.79% |
|
|
| 6 |
1607 Capital Partners, LLC |
113,522 |
2,277,000 |
6.43% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
111,239 |
2,232,000 |
6.30% |
|
|
| 8 |
Bulldog Investors, LLP |
102,168 |
2,049,000 |
5.79% |
|
|
| 9 |
MSI Financial Services Inc |
62,294 |
1,250,000 |
3.53% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
50,339 |
1,010,000 |
2.85% |
|
|
| 11 |
GEODE CAPITAL MANAGEMENT, LLC |
48,971 |
982,000 |
2.77% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
44,124 |
885,000 |
2.50% |
|
|
| 13 |
OPPENHEIMER & CO INC |
43,495 |
873,000 |
2.47% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
35,816 |
718,000 |
2.03% |
|
|
| 15 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
33,057 |
663,000 |
1.87% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
31,101 |
624,000 |
1.76% |
|
|
| 17 |
WELLS FARGO & COMPANY/MN |
21,869 |
439,000 |
1.24% |
|
|
| 18 |
LPL Financial LLC |
14,614 |
293,000 |
0.83% |
|
|
| 19 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,595 |
213,000 |
0.60% |
|
|
| 20 |
Dalton Investments, Inc. |
10,374 |
208,000 |
0.59% |
|
|
| 21 |
Lehman Financial Resources, Inc. |
5,263 |
106,000 |
0.30% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
4,656 |
94,000 |
0.27% |
|
|
| 23 |
WESTPORT RESOURCES MANAGEMENT INC |
2,284 |
46,000 |
0.13% |
|
|
| 24 |
B. Riley Wealth Advisors, Inc. |
1,808 |
36,000 |
0.10% |
|
|
| 25 |
SIGNATUREFD, LLC |
1,611 |
32,000 |
0.09% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,444 |
28,967 |
0.08% |
|
|
| 27 |
CITIGROUP INC |
1,220 |
24,000 |
0.07% |
|
|
| 28 |
Ranger International Management, LP |
626 |
13,000 |
0.04% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
500 |
10,000 |
0.03% |
|
|
| 30 |
PANAGORA ASSET MANAGEMENT INC |
248 |
5,000 |
0.01% |
|
|
| 31 |
NATIONAL PLANNING CORP |
203 |
4,066 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
77 |
2,000 |
0.01% |
|
|
