| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOODRICH PETE CORP | 51,500 | 14,000 | 0.00% | ||
| 2 | UNWIRED PLANET INC NEW COM | 25,000 | 22,000 | 0.00% | ||
| 3 | LPATH INC | 150,000 | 34,000 | 0.00% | ||
| 4 | COMMUNITY HEALTH SYS INC NEW | 4,000,000 | 36,000 | 0.00% | ||
| 5 | Senomyx Inc. | 10,000 | 38,000 | 0.00% | ||
| 6 | DOVER DOWNS GAMING & ENTMT I | 40,000 | 39,000 | 0.00% | ||
| 7 | EUROSEAS LTD SHS | 15,499 | 40,000 | 0.01% | ||
| 8 | CAPSTONE TURBINE CORP | 31,500 | 44,000 | 0.01% | ||
| 9 | MITCHAM INDS | 15,000 | 45,000 | 0.01% | ||
| 10 | MCDERMOTT INTL INC | 14,000 | 47,000 | 0.01% | ||
| 11 | CLIFFS NAT RES INC | 30,000 | 47,000 | 0.01% | ||
| 12 | WARREN RES INC COM | 244,000 | 51,000 | 0.01% | ||
| 13 | Sirius XM Holdings Inc | 12,875 | 52,000 | 0.01% | ||
| 14 | GAMCO NAT RES GOLD & INCOME | 10,000 | 57,000 | 0.01% | ||
| 15 | GUIDANCE SOFTWARE INC | 10,000 | 60,000 | 0.01% | ||
| 16 | TRIO TECH INTL | 22,622 | 63,000 | 0.01% | ||
| 17 | STEIN MART INC | 10,000 | 67,000 | 0.01% | ||
| 18 | BLACKROCK DEBT STRAT FD INC | 20,000 | 67,000 | 0.01% | ||
| 19 | 1 800 FLOWERS COM | 10,000 | 73,000 | 0.01% | ||
| 20 | Check Point Software Technologies Ltd | 13,000 | 82,000 | 0.01% | ||
| 21 | STEALTHGAS INC SHS | 25,000 | 86,000 | 0.01% | ||
| 22 | DESWELL INDUSTRIES INC | 62,943 | 90,000 | 0.01% | ||
| 23 | STRATEGIC GLOBAL INCOME FD COM | 10,781 | 94,000 | 0.01% | ||
| 24 | QUANTUM CORP COM DSSG | 120,000 | 112,000 | 0.01% | ||
| 25 | ALPINE TOTAL DYNAMIC DIVID F | 15,000 | 115,000 | 0.01% | ||
| 26 | CENTRAL FD CDA LTD | 11,895 | 119,000 | 0.02% | ||
| 27 | INTERPACE DIAGNOSTICS GROUP IN | 257,900 | 120,000 | 0.02% | ||
| 28 | TWIN DISC INC | 11,500 | 121,000 | 0.02% | ||
| 29 | OCATA THERAPEUTICS INCCOM | 15,100 | 127,000 | 0.02% | ||
| 30 | KOPIN CORP | 50,000 | 136,000 | 0.02% | ||
| 31 | HUTCHISON PORT HOLDINGS TRUST | 39,000 | 140,000 | 0.02% | ||
| 32 | HERTZ GLOBAL HOLDINGS INC | 10,000 | 142,000 | 0.02% | ||
| 33 | Japan Smaller Capitalizationfd Inc Common | 15,224 | 156,000 | 0.02% | ||
| 34 | BLACKROCK FLA MUN 2020 TERM | 11,000 | 164,000 | 0.02% | ||
| 35 | MAST THERAPEUTICS INC COM | 400,000 | 168,000 | 0.02% | ||
| 36 | FUEL TECH INC | 92,000 | 174,000 | 0.02% | ||
| 37 | UNITED CMNTY FINL CORP OHIO | 30,000 | 177,000 | 0.02% | ||
| 38 | ASIA PAC FD INCORPORATED | 17,613 | 177,000 | 0.02% | ||
| 39 | SKULLCANDY INC COM | 37,500 | 177,000 | 0.02% | ||
| 40 | RUBICON TECHNOLOGY INC COM | 160,700 | 183,000 | 0.02% | ||
| 41 | SWISS HELVETIA FD INC | 17,432 | 184,000 | 0.02% | ||
| 42 | NUVEEN OHIO QUALITY INCOME M | 12,390 | 189,000 | 0.02% | ||
| 43 | MFS CHARTER INCOME TR | 25,000 | 190,000 | 0.02% | ||
| 44 | MFS MULTIMARKET INCOME TR | 35,000 | 193,000 | 0.02% | ||
| 45 | COHEN & STEERS CLOSED END OPP | 18,010 | 197,000 | 0.03% | ||
| 46 | ALTRIA GROUP INC | 3,441 | 200,000 | 0.03% | ||
| 47 | CHEMOURS CO | 38,300 | 205,000 | 0.03% | ||
| 48 | AVOLON HLDGS LTD | 6,700 | 207,000 | 0.03% | ||
| 49 | Guggenheim BulletShares 2018 C | 10,000 | 210,000 | 0.03% | ||
| 50 | PEPCO HOLDINGS INC | 8,100 | 211,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001446114-16-000021, filed 2016.02.12). Although 0001446114-16-000021 is marked by the manager as a New Holdings filing, our automated system processes it as a Restatement filing.
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
