| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,444,848 | 33,870,000 | 20.35% | ||
| 2 | MORGAN STANLEY | 3,470,842 | 26,448,000 | 15.89% | ||
| 3 | WELLS FARGO & COMPANY/MN | 3,067,237 | 23,373,000 | 14.04% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,597,805 | 12,175,000 | 7.32% | ||
| 5 | UBS Group AG | 1,342,213 | 10,227,000 | 6.14% | ||
| 6 | Saba Capital Management, L.P. | 1,089,442 | 8,302,000 | 4.99% | ||
| 7 | 1607 Capital Partners, LLC | 1,039,768 | 7,923,000 | 4.76% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 674,561 | 5,140,000 | 3.09% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 655,479 | 4,995,000 | 3.00% | ||
| 10 | Invesco Ltd. | 614,001 | 4,679,000 | 2.81% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 588,542 | 4,485,000 | 2.69% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 502,666 | 3,830,000 | 2.30% | ||
| 13 | Laurion Capital Management LP | 313,210 | 2,387,000 | 1.43% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 276,011 | 2,103,000 | 1.26% | ||
| 15 | Shaker Financial Services, LLC | 183,200 | 1,396,000 | 0.84% | ||
| 16 | Kovitz Investment Group, LLC | 181,175 | 1,381,000 | 0.83% | ||
| 17 | Point View Wealth Management, Inc. | 176,221 | 1,343,000 | 0.81% | ||
| 18 | CITIGROUP INC | 146,026 | 1,113,000 | 0.67% | ||
| 19 | HighTower Advisors, LLC | 141,501 | 1,078,000 | 0.65% | ||
| 20 | STIFEL FINANCIAL CORP | 126,823 | 966,000 | 0.58% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 116,147 | 885,000 | 0.53% | ||
| 22 | BLACKROCK ADVISORS LLC | 107,703 | 821,000 | 0.49% | ||
| 23 | LPL Financial LLC | 103,876 | 799,000 | 0.48% | ||
| 24 | SENTINEL TRUST CO LBA | 103,990 | 792,000 | 0.48% | ||
| 25 | DOLIVER ADVISORS, LP | 86,759 | 661,000 | 0.40% | ||
| 26 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 85,570 | 651,000 | 0.39% | ||
| 27 | STARFIRE INVESTMENT ADVISERS, INC. | 69,550 | 529,971 | 0.32% | ||
| 28 | Benchmark Capital Advisors | 61,650 | 470,000 | 0.28% | ||
| 29 | GUGGENHEIM CAPITAL LLC | 53,533 | 408,000 | 0.25% | ||
| 30 | Gilman Hill Asset Management, LLC | 45,075 | 343,000 | 0.21% | ||
| 31 | Weiss Asset Management LP | 43,005 | 328,000 | 0.20% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 39,475 | 300,000 | 0.18% | ||
| 33 | TFS CAPITAL LLC | 27,094 | 206,000 | 0.12% | ||
| 34 | Yellowstone Partners, LLC | 26,281 | 200,000 | 0.12% | ||
| 35 | Ancora Advisors LLC | 25,000 | 190,000 | 0.11% | ||
| 36 | GEODE CAPITAL MANAGEMENT, LLC | 24,308 | 185,000 | 0.11% | PRN | |
| 37 | ROYAL BANK OF CANADA | 23,712 | 181,000 | 0.11% | ||
| 38 | Global Endowment Management, LP | 20,000 | 152,000 | 0.09% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 18,540 | 142,000 | 0.09% | ||
| 40 | Prospera Financial Services Inc | 14,189 | 108,000 | 0.06% | ||
| 41 | Virtu KCG Holdings LLC | 11,930 | 91,000 | 0.05% | ||
| 42 | Rock Point Advisors, LLC | 10,900 | 83,000 | 0.05% | ||
| 43 | LAUREL WEALTH ADVISORS, INC. | 10,060 | 77,000 | 0.05% | ||
| 44 | M&R CAPITAL MANAGEMENT INC | 10,000 | 76,000 | 0.05% | ||
| 45 | FIFTH THIRD BANCORP | 9,650 | 74,000 | 0.04% | ||
| 46 | PAYDEN & RYGEL | 9,400 | 72,000 | 0.04% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,058 | 70,000 | 0.04% | ||
| 48 | ASSET DEDICATION, LLC | 9,200 | 70,000 | 0.04% | ||
| 49 | MSI Financial Services Inc | 6,122 | 47,000 | 0.03% | ||
| 50 | WFG Advisors, LP | 4,276 | 33,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
