| 1 |
WELLS FARGO & COMPANY/MN |
2,554,101 |
22,374,000 |
39.42% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
1,404,224 |
12,301,000 |
21.67% |
|
|
| 3 |
ICON ADVISERS INC/CO |
645,713 |
5,656,000 |
9.96% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
531,762 |
4,658,000 |
8.21% |
|
|
| 5 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
258,287 |
2,263,000 |
3.99% |
|
|
| 6 |
Invesco Ltd. |
253,727 |
2,222,000 |
3.91% |
|
|
| 7 |
Bulldog Investors, LLP |
152,647 |
1,337,000 |
2.36% |
|
|
| 8 |
LPL Financial LLC |
137,864 |
1,212,000 |
2.14% |
|
|
| 9 |
Weiss Asset Management LP |
125,172 |
1,097,000 |
1.93% |
|
|
| 10 |
Yakira Capital Management, Inc. |
92,683 |
812,000 |
1.43% |
|
SH |
| 11 |
Saba Capital Management, L.P. |
84,432 |
740,000 |
1.30% |
|
|
| 12 |
MERIDIAN INVESTMENT COUNSEL INC. |
70,101 |
614,000 |
1.08% |
|
|
| 13 |
MORGAN STANLEY |
35,240 |
309,000 |
0.54% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
24,518 |
215,000 |
0.38% |
|
|
| 15 |
WEDBUSH SECURITIES INC |
20,861 |
183,000 |
0.32% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
18,162 |
159,000 |
0.28% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,738 |
138,000 |
0.24% |
|
|
| 18 |
Investors Capital Advisory Services |
12,565 |
110,000 |
0.19% |
|
|
| 19 |
Ancora Advisors LLC |
10,781 |
94,000 |
0.17% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,620 |
67,000 |
0.12% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
7,000 |
62,000 |
0.11% |
|
|
| 22 |
UBS Group AG |
5,837 |
51,000 |
0.09% |
|
|
| 23 |
PRENTISS SMITH & CO INC |
2,720 |
24,000 |
0.04% |
|
|
| 24 |
INTEGRATED WEALTH MANAGEMENT |
2,640 |
23,000 |
0.04% |
|
|
| 25 |
BANK OF MONTREAL /CAN/ |
2,000 |
18,000 |
0.03% |
|
|
| 26 |
IFP ADVISORS, INC |
1,100 |
10,000 |
0.02% |
|
|
| 27 |
KANALY TRUST CO |
1,000 |
9,000 |
0.02% |
|
|
| 28 |
ROYAL BANK OF CANADA |
343 |
3,000 |
0.01% |
|
|
| 29 |
BARCLAYS PLC |
26 |
0 |
0.00% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
2 |
0 |
0.00% |
|
|
