| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 3,988,829 | 21,978,000 | 16.48% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,286,715 | 12,600,000 | 9.45% | ||
| 3 | 1607 Capital Partners, LLC | 1,865,215 | 10,277,000 | 7.71% | ||
| 4 | UBS Group AG | 1,781,411 | 9,815,000 | 7.36% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,697,369 | 9,353,000 | 7.01% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,642,537 | 9,050,000 | 6.79% | ||
| 7 | Saba Capital Management, L.P. | 1,357,565 | 7,480,000 | 5.61% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 1,157,379 | 6,377,000 | 4.78% | ||
| 9 | MORGAN STANLEY | 1,110,096 | 6,117,000 | 4.59% | ||
| 10 | EATON VANCE MANAGEMENT | 1,093,200 | 6,024,000 | 4.52% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 920,635 | 5,073,000 | 3.80% | ||
| 12 | Invesco Ltd. | 790,614 | 4,356,000 | 3.27% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 481,669 | 2,654,000 | 1.99% | ||
| 14 | Laurion Capital Management LP | 394,569 | 2,174,000 | 1.63% | ||
| 15 | LPL Financial LLC | 328,318 | 1,812,000 | 1.36% | ||
| 16 | Sterneck Capital Management, LLC | 264,255 | 1,456,000 | 1.09% | ||
| 17 | Kingfisher Capital LLC | 222,324 | 1,225,000 | 0.92% | ||
| 18 | COHEN & STEERS, INC. | 219,859 | 1,211,000 | 0.91% | ||
| 19 | Kovitz Investment Group, LLC | 216,780 | 1,194,000 | 0.90% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 190,853 | 1,052,000 | 0.79% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 190,173 | 1,048,000 | 0.79% | ||
| 22 | SENTINEL TRUST CO LBA | 152,135 | 838,000 | 0.63% | ||
| 23 | BLACKROCK ADVISORS LLC | 126,569 | 697,000 | 0.52% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 114,938 | 634,000 | 0.48% | ||
| 25 | HighTower Advisors, LLC | 106,603 | 594,000 | 0.45% | ||
| 26 | GUGGENHEIM CAPITAL LLC | 104,532 | 577,000 | 0.43% | ||
| 27 | CITIGROUP INC | 88,746 | 489,000 | 0.37% | ||
| 28 | STIFEL FINANCIAL CORP | 83,538 | 460,000 | 0.34% | ||
| 29 | Shaker Financial Services, LLC | 76,643 | 422,000 | 0.32% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 63,364 | 349,000 | 0.26% | ||
| 31 | NWAM LLC | 61,609 | 339,000 | 0.25% | ||
| 32 | Investors Capital Advisory Services | 60,667 | 334,000 | 0.25% | ||
| 33 | Weiss Asset Management LP | 55,456 | 306,000 | 0.23% | ||
| 34 | Creative Planning | 54,772 | 302,000 | 0.23% | ||
| 35 | DOLIVER ADVISORS, LP | 53,684 | 296,000 | 0.22% | ||
| 36 | Capital Investment Advisors, LLC | 49,135 | 271,000 | 0.20% | ||
| 37 | Point View Wealth Management, Inc. | 48,068 | 265,000 | 0.20% | ||
| 38 | SHEPHERD KAPLAN KROCHUK, LLC | 47,220 | 260,000 | 0.19% | ||
| 39 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 222,000 | 0.17% | PRN | |
| 40 | STARFIRE INVESTMENT ADVISERS, INC. | 38,255 | 210,785 | 0.16% | ||
| 41 | Yellowstone Partners, LLC | 37,919 | 209,000 | 0.16% | ||
| 42 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 37,500 | 207,000 | 0.16% | ||
| 43 | Ancora Advisors LLC | 35,000 | 193,000 | 0.14% | ||
| 44 | BLB&B Advisors, LLC | 31,824 | 175,000 | 0.13% | ||
| 45 | MSI Financial Services Inc | 30,214 | 166,000 | 0.12% | ||
| 46 | Squarepoint Ops LLC | 30,000 | 165,000 | 0.12% | ||
| 47 | Janney Montgomery Scott LLC | 28,670 | 158,000 | 0.12% | ||
| 48 | WEDBUSH SECURITIES INC | 27,792 | 153,000 | 0.11% | ||
| 49 | Private Harbour Investment Management & Counsel, LLC | 24,500 | 135,000 | 0.10% | ||
| 50 | RAYMOND JAMES TRUST N.A. | 24,264 | 134,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
