| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | Violin Memory, Inc. | 23,138 | 12,000 | 0.00% | ||
| 52 | BLONDER TONGUE LABS INC | 31,666 | 12,000 | 0.00% | ||
| 53 | TearLab Corp. | 18,832 | 12,000 | 0.00% | ||
| 54 | BIODEL INC | 37,813 | 12,000 | 0.00% | ||
| 55 | THRESHOLD PHARMACEUTICAL INC | 25,500 | 12,000 | 0.00% | Put | |
| 56 | HEMISPHERX BIOPHARMA INC | 86,813 | 12,000 | 0.00% | ||
| 57 | SUNSHINE HEART INC | 13,900 | 12,000 | 0.00% | Put | |
| 58 | LILIS ENERGY INC | 73,056 | 12,000 | 0.00% | ||
| 59 | ALEXZA PHARMACEUTICALS INC COM NEW | 26,110 | 13,000 | 0.00% | ||
| 60 | Sunesis Pharmaceuticals I | 24,800 | 13,000 | 0.00% | Call | |
| 61 | PROFESSIONAL DIVERSITY NET I | 36,396 | 13,000 | 0.00% | ||
| 62 | SUNSHINE HEART INC | 15,704 | 13,000 | 0.00% | ||
| 63 | Navidea Biopharm Inc | 14,100 | 13,000 | 0.00% | Put | |
| 64 | SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT | 12,400 | 13,000 | 0.00% | Put | |
| 65 | REX ENERGY CORPORATION | 17,600 | 14,000 | 0.00% | Call | |
| 66 | ACTIVE POWER INC COM NEW | 14,344 | 14,000 | 0.00% | ||
| 67 | CHINA NATURAL RESOURCES INC | 10,305 | 14,000 | 0.00% | ||
| 68 | SKYLINE MED INC | 84,041 | 14,000 | 0.00% | ||
| 69 | OSSEN INNOVATION CO LTD | 17,250 | 14,000 | 0.00% | ||
| 70 | BRIDGELINE DIGITAL INC | 18,230 | 15,000 | 0.00% | ||
| 71 | INDIA GLOBALIZATION CAP INC | 28,727 | 15,000 | 0.00% | ||
| 72 | SANOFI | 128,117 | 15,000 | 0.00% | ||
| 73 | INTREPID POTASH INC | 13,749 | 15,000 | 0.00% | ||
| 74 | PENGROWTH ENERGY CORP | 11,100 | 15,000 | 0.00% | Put | |
| 75 | CASTLE BRANDS INC COM | 15,563 | 15,000 | 0.00% | ||
| 76 | PERNIX THERAPEUTICS HLDGS IN | 15,700 | 16,000 | 0.00% | Put | |
| 77 | MEDOVEX ORD | 15,093 | 16,000 | 0.00% | ||
| 78 | ROSETTA GENOMICS LTD | 14,555 | 16,000 | 0.00% | ||
| 79 | GALECTIN THERAPEUTICS INC COM | 11,300 | 16,000 | 0.00% | Call | |
| 80 | GREAT PANTHER SILVER LTD | 17,484 | 17,000 | 0.00% | ||
| 81 | 22ND CENTY GROUP INC | 22,309 | 17,000 | 0.00% | ||
| 82 | ANTARES PHARMA INC | 19,957 | 17,000 | 0.00% | ||
| 83 | ATLAS RESOURCES PARTNERS LP | 22,500 | 17,000 | 0.00% | Call | |
| 84 | SOPHIRIS BIO INC | 12,102 | 17,000 | 0.00% | ||
| 85 | AZURE MIDSTREAM PARTNERS LP COM UNIT | 13,900 | 17,000 | 0.00% | Put | |
| 86 | RLJ ENTMT INC | 19,412 | 17,000 | 0.00% | ||
| 87 | GENCO SHIPPING & TRADING LTD | 27,780 | 18,000 | 0.00% | ||
| 88 | GOLDEN STAR RES LTD CDA | 39,555 | 18,000 | 0.00% | ||
| 89 | MAXPOINT INTERACTIVE | 10,430 | 18,000 | 0.00% | ||
| 90 | INTREPID POTASH INC | 16,300 | 18,000 | 0.00% | Call | |
| 91 | BALLARD PWR SYS INC NEW | 12,800 | 18,000 | 0.00% | Call | |
| 92 | APPROACH RESOURCES INC | 15,500 | 18,000 | 0.00% | Call | |
| 93 | 22ND CENTY GROUP INC | 22,900 | 18,000 | 0.00% | Put | |
| 94 | ALMADEN MINERALS LTD | 26,462 | 19,000 | 0.00% | ||
| 95 | GULF RESOURCES INC COM PAR $0.0005 | 11,687 | 19,000 | 0.00% | ||
| 96 | NAVIOS MARITIME HOLDINGS INC | 17,100 | 19,000 | 0.00% | Put | |
| 97 | Mad Catz Interactive | 94,507 | 19,000 | 0.00% | ||
| 98 | GALECTIN THERAPEUTICS INC COM | 13,250 | 19,000 | 0.00% | ||
| 99 | LEGACY RESVS LP | 19,600 | 19,000 | 0.00% | Put | |
| 100 | JRJR33 INC | 19,023 | 19,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-16-000013, filed 2016.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
