| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | CAS MED SYS INC | 22,851 | 37,000 | 0.00% | ||
| 152 | CHINA GREEN AGRICULTURE INC | 30,698 | 37,000 | 0.00% | ||
| 153 | PHOTOMEDEX INC | 16,910 | 37,000 | 0.00% | ||
| 154 | PETROQUEST ENERGY INC | 11,100 | 37,000 | 0.00% | Call | |
| 155 | SPHERE 3D CORP NEW | 124,100 | 37,000 | 0.00% | Put | |
| 156 | VOC ENERGY TR | 12,035 | 38,000 | 0.00% | ||
| 157 | CAPRICOR THERAPEUTICS INC | 14,319 | 38,000 | 0.00% | ||
| 158 | UNI PIXEL INC COM NEW | 39,400 | 39,000 | 0.00% | Call | |
| 159 | EDAP TMS S A SPONSORED ADR | 11,800 | 39,000 | 0.00% | Call | |
| 160 | SECOND SIGHT MED PRODS INC | 19,800 | 39,000 | 0.00% | Put | |
| 161 | SITO MOBILE LTD | 10,640 | 39,000 | 0.00% | ||
| 162 | TANDEM DIABETES CARE INC COM | 18,200 | 39,000 | 0.00% | Put | |
| 163 | ARROWHEAD PHARMACEUTICALS IN | 25,400 | 39,000 | 0.00% | Call | |
| 164 | PENGROWTH ENERGY CORP | 27,166 | 39,000 | 0.00% | ||
| 165 | SHARPS COMPLIANCE CORP | 10,213 | 39,000 | 0.00% | ||
| 166 | HEMISPHERX BIOPHARMA INC | 57,091 | 39,000 | 0.00% | ||
| 167 | VANGUARD NAT RES LLC COM UNIT | 58,972 | 40,000 | 0.00% | ||
| 168 | SOUTHCROSS ENERGY PARTNERS L P COM UNIT LTDPT | 29,560 | 40,000 | 0.00% | ||
| 169 | MICROVISION INC DEL | 31,500 | 40,000 | 0.00% | Put | |
| 170 | RENREN INCORPORATED SPONSORED ADR | 25,200 | 40,000 | 0.00% | Put | |
| 171 | NORTHERN DYNASTY MINERALS LTD COM | 19,500 | 40,000 | 0.00% | Call | |
| 172 | ROCKET FUEL INC | 23,500 | 40,000 | 0.00% | Call | |
| 173 | XTANT MED HLDGS INC | 75,426 | 41,000 | 0.00% | ||
| 174 | CONTRAFECT CORP COM | 23,225 | 41,000 | 0.00% | ||
| 175 | WIDEPOINT CORP | 51,670 | 41,000 | 0.00% | ||
| 176 | OncoGenex Pharmaceuticals Inc | 84,428 | 42,000 | 0.00% | ||
| 177 | PRIMERO MNG CORP | 52,800 | 42,000 | 0.00% | Put | |
| 178 | BIODELIVERY SCIENCES INTL IN | 24,659 | 43,000 | 0.00% | ||
| 179 | BIOSTAGE INC | 47,879 | 43,000 | 0.00% | ||
| 180 | ODYSSEY MARINE EXPLORATION I | 12,600 | 43,000 | 0.00% | Put | |
| 181 | THRESHOLD PHARMACEUTICAL INC | 97,324 | 43,000 | 0.00% | ||
| 182 | EMAGIN CORP COM NEW | 19,856 | 43,000 | 0.00% | ||
| 183 | GALECTIN THERAPEUTICS INC COM | 43,800 | 43,000 | 0.00% | Call | |
| 184 | SAFE BULKERS INC | 37,997 | 44,000 | 0.00% | ||
| 185 | Senomyx Inc | 45,800 | 44,000 | 0.00% | Put | |
| 186 | MEMORIAL PRODTN PARTNERS LP | 351,500 | 44,000 | 0.00% | Put | |
| 187 | NOBILIS HEALTH CORP COM | 21,000 | 44,000 | 0.00% | Put | |
| 188 | NAVIOS MARITIME HOLDINGS INC | 31,200 | 44,000 | 0.00% | Call | |
| 189 | ENDOCYTE INC | 17,500 | 45,000 | 0.00% | Put | |
| 190 | PAIN THERAPEUTICS INC | 80,322 | 45,000 | 0.00% | ||
| 191 | RAIT FINANCIAL TRUST | 13,400 | 45,000 | 0.00% | Put | |
| 192 | DRAGONWAVE INC | 17,499 | 45,000 | 0.00% | ||
| 193 | PHOENIX NEW MEDIA LTD | 14,289 | 45,000 | 0.00% | ||
| 194 | GOLD RESOURCE CORP | 10,400 | 45,000 | 0.00% | Call | |
| 195 | HARMONY GOLD MINING CO LTD | 20,674 | 46,000 | 0.00% | ||
| 196 | USA Technologies Inc | 10,800 | 46,000 | 0.00% | Call | |
| 197 | S&W SEED CO | 10,100 | 46,000 | 0.00% | Call | |
| 198 | IMMUNOCELLULAR THERAPEUTICS | 93,737 | 47,000 | 0.00% | ||
| 199 | STREAMLINE HEALTH SOLUTIONS COM | 37,884 | 47,000 | 0.00% | ||
| 200 | Senomyx Inc | 49,053 | 47,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000002, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
