| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ATLATSA RES CORP | 10,000 | 1,000 | 0.00% | ||
| 2 | SMART TECHNOLOGIES INC | 10,000 | 10,000 | 0.00% | ||
| 3 | COEUR MNG INC | 10,000 | 10,000 | 0.00% | PRN | |
| 4 | HUDSON GLOBAL INC | 10,000 | 23,000 | 0.00% | ||
| 5 | SPEED COMM INC | 87,306 | 24,000 | 0.00% | ||
| 6 | AXOGEN INC | 10,000 | 31,000 | 0.00% | ||
| 7 | GALENA BIOPHARMA INC | 20,407 | 35,000 | 0.00% | ||
| 8 | CREDIT SUISSE ASSET MGMT INC | 13,700 | 44,000 | 0.00% | ||
| 9 | * SANDRIDGE ENERGY INC COM | 50,368 | 44,000 | 0.00% | ||
| 10 | SANDRIDGE MISSISSIPPIAN TR I | 11,150 | 47,000 | 0.00% | ||
| 11 | BOVIE MEDICAL CORP COM | 19,250 | 54,000 | 0.01% | ||
| 12 | Oncolytics Biotech Inc | 131,630 | 66,000 | 0.01% | ||
| 13 | Teekay Tankers LTD | 10,500 | 69,000 | 0.01% | ||
| 14 | Arena Pharmaceuticals, Inc | 15,000 | 70,000 | 0.01% | ||
| 15 | MILLENNIAL MEDIA INC | 43,979 | 71,000 | 0.01% | ||
| 16 | LIBERTY ALL STAR EQUITY FD | 12,339 | 71,000 | 0.01% | ||
| 17 | GLOBAL CASH ACCESS HLDGS INC | 10,060 | 78,000 | 0.01% | ||
| 18 | TEMPLETON GLOBAL INCOME FD | 11,427 | 80,000 | 0.01% | ||
| 19 | MCDERMOTT INTL INC | 15,171 | 81,000 | 0.01% | ||
| 20 | MFS HIGH YIELD MUN TR | 20,688 | 85,000 | 0.01% | ||
| 21 | Cincinnati Bell Inc | 23,079 | 88,000 | 0.01% | ||
| 22 | CALIX INC COM | 11,549 | 88,000 | 0.01% | ||
| 23 | Dreyfus Mun Income Inc Com | 10,000 | 89,000 | 0.01% | ||
| 24 | MORGAN STANLEY EMER MKTS DEB | 10,408 | 94,000 | 0.01% | ||
| 25 | TURKISH INVT FD INC | 10,000 | 99,000 | 0.01% | ||
| 26 | PENNANTPARK INVT CORP | 11,597 | 102,000 | 0.01% | ||
| 27 | ADVISORSHARES TR | 10,393 | 113,000 | 0.01% | ||
| 28 | INVESCO MUN TR | 10,350 | 124,000 | 0.01% | ||
| 29 | CYS INVTS INC COM | 16,585 | 128,000 | 0.01% | ||
| 30 | TURTLE BEACH CORP COM | 58,000 | 132,000 | 0.01% | ||
| 31 | TEMPLETON RUS AND EAST EUR F | 13,420 | 135,000 | 0.01% | ||
| 32 | PIMCO MUN INCOME FD II | 12,262 | 141,000 | 0.01% | ||
| 33 | Rcs Capital Corp | 18,526 | 142,000 | 0.02% | ||
| 34 | FLAHERTY & CRUMRINE PFD INC | 13,474 | 143,000 | 0.02% | ||
| 35 | EATON VANCE TAX MANAGED GLOB | 12,217 | 144,000 | 0.02% | ||
| 36 | CAREER EDUCATION CRP | 47,550 | 157,000 | 0.02% | ||
| 37 | TWO HBRS INVT CORP | 16,480 | 161,000 | 0.02% | ||
| 38 | BLACKROCK FLOATING RATE INCO | 12,538 | 163,000 | 0.02% | ||
| 39 | MEDICAL PPTYS TRUST INC | 13,043 | 171,000 | 0.02% | ||
| 40 | CALAMOS CONV & HIGH INCOME F | 12,922 | 172,000 | 0.02% | ||
| 41 | FLAHERTY CRUMRINE PFD SECS | 10,000 | 187,000 | 0.02% | ||
| 42 | GAMCO GLOBAL GOLD NAT RES & | 29,196 | 190,000 | 0.02% | ||
| 43 | PIONEER MUN HIGH INCOME ADVA | 15,357 | 192,000 | 0.02% | ||
| 44 | GEVO INC | 58,739 | 192,000 | 0.02% | ||
| 45 | CHIMERA INVT CORP | 14,093 | 193,000 | 0.02% | ||
| 46 | APOLLO INVT CORP | 27,411 | 194,000 | 0.02% | ||
| 47 | MARKET VECTORS ETF TR | 11,000 | 194,000 | 0.02% | ||
| 48 | AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE | 18,206 | 199,000 | 0.02% | ||
| 49 | LINCOLN NATL CORP IND | 3,378 | 200,000 | 0.02% | ||
| 50 | DARDEN RESTAURANTS INC | 2,820 | 200,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001449689-15-000010, filed 2015.08.06).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
