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FLAHERTY CRUMRINE PFD INCO
FLAHERTY CRUMRINE PFD INCO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 25 Institutional holders with a total value of $8,265,227.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 299,557 3,184,000 38.52%
2 MORGAN STANLEY 104,890 1,115,000 13.49%
3 LPL Financial LLC 75,539 811,000 9.81%
4 Covington Capital Management 54,808 583,000 7.05%
5 CEDAR HILL ASSOCIATES, LLC 36,600 389,000 4.71%
6 First Allied Advisory Services, Inc. 28,253 304,000 3.68%
7 WELLS FARGO & COMPANY/MN 24,376 259,000 3.13%
8 Investors Capital Advisory Services 21,356 227,000 2.75%
9 WOLVERINE ASSET MANAGEMENT LLC 20,138 214,000 2.59%
10 Virtu KCG Holdings LLC 13,892 148,000 1.79%
11 VSR Financial Services, Inc. 13,474 143,000 1.73%
12 BANK OF AMERICA CORP /DE/ 12,118 129,000 1.56%
13 SII INVESTMENTS INC/WI 12,000 126,000 1.52%
14 TFS CAPITAL LLC 11,506 122,000 1.48%
15 CITIGROUP INC 10,304 110,000 1.33%
16 D.A. DAVIDSON & CO. 8,790 93,000 1.13%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,602 91,000 1.10%
18 UBS Group AG 6,772 72,000 0.87%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,013 53,000 0.64%
20 ROYAL BANK OF CANADA 2,525 27,000 0.33%
21 SYNOVUS FINANCIAL CORP 2,110 22,000 0.27%
22 AMERICAN INTERNATIONAL GROUP, INC. 2,054 21,834 0.26%
23 RISK PARADIGM GROUP, LLC 1,260 13,393 0.16%
24 Formidable Asset Management, LLC 535 6,000 0.07%
25 Brookstone Capital Management 200 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.