| # | % | |||||
|---|---|---|---|---|---|---|
| 3101 | Vical Inc | 45,560 | 18,000 | 0.00% | ||
| 3102 | WL ROSS HOLDING CORP - CW19 | 37,000 | 18,000 | 0.00% | ||
| 3103 | CYTORI THERAPEUTIC INC | 83,700 | 18,000 | 0.00% | ||
| 3104 | RESOLUTE ENERGY CORP | 33,790 | 17,000 | 0.00% | ||
| 3105 | INTREPID POTASH INC | 15,255 | 17,000 | 0.00% | ||
| 3106 | SEVENTY SEVEN ENERGY INC - escrow shares | 28,684 | 17,000 | 0.00% | ||
| 3107 | VERASTEM INC | 10,820 | 17,000 | 0.00% | ||
| 3108 | RENEWABLE ENERGY GROUP INC | 19,000 | 17,000 | 0.00% | PRN | |
| 3109 | ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 | 17,000 | 17,000 | 0.00% | PRN | |
| 3110 | HOLOGIC INC SR STEP CV NT 42 | 13,000 | 17,000 | 0.00% | PRN | |
| 3111 | ALTRIA GROUP INC | 17,800 | 17,000 | 0.00% | Call | |
| 3112 | NATIONAL HEALTH INVS INC | 17,000 | 17,000 | 0.00% | PRN | |
| 3113 | BLACKSTONE MTG TR INC | 16,000 | 17,000 | 0.00% | PRN | |
| 3114 | RITTER PHARMACEUTICALS INC | 14,250 | 16,000 | 0.00% | ||
| 3115 | BLACKROCK CAPITAL INVESTMENT | 16,000 | 16,000 | 0.00% | PRN | |
| 3116 | ECA MARCELLUS TR I | 11,337 | 16,000 | 0.00% | ||
| 3117 | TICC CAPITAL CORP | 16,000 | 16,000 | 0.00% | PRN | |
| 3118 | ALZA Corp | 11,000 | 16,000 | 0.00% | PRN | |
| 3119 | WAL-MART STORES INC | 35,500 | 16,000 | 0.00% | Put | |
| 3120 | COLONY CAP INC | 18,000 | 16,000 | 0.00% | PRN | |
| 3121 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 14,000 | 16,000 | 0.00% | PRN | |
| 3122 | REDWOOD TR INC | 17,000 | 16,000 | 0.00% | PRN | |
| 3123 | PROSPECT CAPITAL CORPORATION | 16,000 | 16,000 | 0.00% | PRN | |
| 3124 | ONCOTHYREON INC COM N/C EFF 6/ | 12,616 | 16,000 | 0.00% | ||
| 3125 | GREAT PANTHER SILVER LTD | 17,300 | 16,000 | 0.00% | ||
| 3126 | EXXON MOBIL CORP | 27,000 | 16,000 | 0.00% | Put | |
| 3127 | VISA INC | 17,000 | 15,000 | 0.00% | Put | |
| 3128 | TTM TECHNOLOGIES INC | 17,000 | 15,000 | 0.00% | PRN | |
| 3129 | FORESTAR GROUP INC | 17,000 | 15,000 | 0.00% | PRN | |
| 3130 | MICRON TECHNOLOGY INC | 13,800 | 15,000 | 0.00% | Put | |
| 3131 | PENNYMAC CORP | 17,000 | 15,000 | 0.00% | PRN | |
| 3132 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 16,000 | 14,000 | 0.00% | PRN | |
| 3133 | PROCTER AND GAMBLE CO | 21,500 | 14,000 | 0.00% | Put | |
| 3134 | Ares Capital Corp | 14,000 | 14,000 | 0.00% | PRN | |
| 3135 | BGC PARTNERS INC | 14,000 | 14,000 | 0.00% | PRN | |
| 3136 | M/I HOMES INC | 14,000 | 14,000 | 0.00% | PRN | |
| 3137 | VALHI INC NEW COM | 12,168 | 14,000 | 0.00% | ||
| 3138 | ON SEMICONDUCTOR CORP | 13,000 | 14,000 | 0.00% | PRN | |
| 3139 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 24,000 | 14,000 | 0.00% | PRN | |
| 3140 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 13,000 | 13,000 | 0.00% | PRN | |
| 3141 | ANTARES PHARMA INC | 15,146 | 13,000 | 0.00% | ||
| 3142 | WALTER INVT MGMT CORP | 22,000 | 13,000 | 0.00% | PRN | |
| 3143 | DIGITAL TURBINE INC | 11,244 | 13,000 | 0.00% | ||
| 3144 | BIOLINERX LTD | 12,356 | 13,000 | 0.00% | ||
| 3145 | APPROACH RESOURCES INC | 11,500 | 13,000 | 0.00% | ||
| 3146 | ISHARES SILVER TR | 35,000 | 13,000 | 0.00% | Call | |
| 3147 | PALATIN TECHNOLOGIES INC COM | 24,285 | 13,000 | 0.00% | ||
| 3148 | JPMORGAN CHASE & CO | 11,500 | 13,000 | 0.00% | Put | |
| 3149 | ABBVIE INC | 12,900 | 13,000 | 0.00% | Put | |
| 3150 | RESOURCE CAP CORP | 14,000 | 13,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-16-000014, filed 2016.05.16). and can't normalized (skipped) (0001462284-16-000017, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
