| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OAKTREE CAPITAL MANAGEMENT LP | 20,270,000 | 21,412,000 | 21.21% | PRN | |
| 2 | FMR LLC | 15,830,000 | 16,523,000 | 16.37% | PRN | |
| 3 | AMERIPRISE FINANCIAL INC | 12,850,000 | 13,525,000 | 13.40% | PRN | |
| 4 | PUTNAM INVESTMENTS LLC | 8,052,000 | 8,404,000 | 8.33% | ||
| 5 | Invesco Ltd. | 6,711,000 | 7,005,000 | 6.94% | PRN | |
| 6 | BESSEMER GROUP INC | 5,000,000 | 5,285,000 | 5.24% | PRN | |
| 7 | CITADEL ADVISORS LLC | 4,928,000 | 5,159,000 | 5.11% | PRN | |
| 8 | Nicholas Investment Partners, LP | 4,300,000 | 4,488,000 | 4.45% | PRN | |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 4,210,000 | 4,394,000 | 4.35% | PRN | |
| 10 | CREDIT SUISSE AG/ | 2,215,000 | 2,312,000 | 2.29% | PRN | |
| 11 | Clearbridge Investments, LLC | 1,985,000 | 2,080,000 | 2.06% | PRN | |
| 12 | BAR HARBOR TRUST SERVICES | 1,520,000 | 1,586,000 | 1.57% | PRN | |
| 13 | Calamos Advisors LLC | 1,500,000 | 1,569,000 | 1.55% | PRN | |
| 14 | NOMURA HOLDINGS INC | 1,263,000 | 1,318,000 | 1.31% | PRN | |
| 15 | THRIVENT FINANCIAL FOR LUTHERANS | 1,000,000 | 1,046,000 | 1.04% | ||
| 16 | JPMORGAN CHASE & CO | 932,000 | 977,000 | 0.97% | PRN | |
| 17 | DEUTSCHE BANK AG\ | 865,000 | 902,000 | 0.89% | PRN | |
| 18 | PRELUDE CAPITAL MANAGEMENT, LLC | 600,000 | 628,000 | 0.62% | PRN | |
| 19 | Bank of New York Mellon Corp | 500,000 | 524,000 | 0.52% | ||
| 20 | Investors Capital Advisory Services | 476,000 | 496,000 | 0.49% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 301,000 | 314,000 | 0.31% | PRN | |
| 22 | CITIGROUP INC | 286,000 | 299,000 | 0.30% | PRN | |
| 23 | D.A. DAVIDSON & CO. | 150,000 | 156,000 | 0.15% | ||
| 24 | SEI INVESTMENTS CO | 140,000 | 146,000 | 0.14% | ||
| 25 | WELLS FARGO & COMPANY/MN | 119,000 | 126,000 | 0.12% | PRN | |
| 26 | Wellesley Asset Management | 53,932 | 56,426 | 0.06% | PRN | |
| 27 | HighTower Advisors, LLC | 36,000 | 38,000 | 0.04% | PRN | |
| 28 | Cambridge Investment Research Advisors, Inc. | 35,000 | 37,000 | 0.04% | ||
| 29 | Creative Planning | 32,000 | 33,000 | 0.03% | PRN | |
| 30 | MORGAN STANLEY | 28,000 | 29,000 | 0.03% | PRN | |
| 31 | STIFEL FINANCIAL CORP | 26,094 | 26,000 | 0.03% | PRN | |
| 32 | Raymond James Financial Services Advisors, Inc. | 16,000 | 17,000 | 0.02% | PRN | |
| 33 | Jefferies Group LLC | 14,000 | 15,000 | 0.01% | ||
| 34 | ACG Wealth | 10,000 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
