| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 679,334 | 11,820,000 | 14.61% | ||
| 2 | BAILLIE GIFFORD & CO | 617,746 | 10,749,000 | 13.29% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 509,967 | 8,873,000 | 10.97% | ||
| 4 | MORGAN STANLEY | 442,323 | 7,696,000 | 9.52% | ||
| 5 | Invesco Ltd. | 406,701 | 7,077,000 | 8.75% | ||
| 6 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 325,340 | 5,661,000 | 7.00% | ||
| 7 | WELLS FARGO & COMPANY/MN | 215,062 | 3,743,000 | 4.63% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 160,590 | 2,794,000 | 3.45% | ||
| 9 | Yorktown Management & Research Co Inc | 160,000 | 2,784,000 | 3.44% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 159,482 | 2,775,000 | 3.43% | ||
| 11 | Capital Investment Advisors, LLC | 124,589 | 2,168,000 | 2.68% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 106,333 | 1,850,000 | 2.29% | ||
| 13 | Apollo Management Holdings, L.P. | 105,236 | 1,831,000 | 2.26% | ||
| 14 | 1832 Asset Management L.P. | 75,000 | 1,305,000 | 1.61% | ||
| 15 | UBS Group AG | 63,066 | 1,097,000 | 1.36% | ||
| 16 | DOLIVER ADVISORS, LP | 51,648 | 899,000 | 1.11% | ||
| 17 | HighTower Advisors, LLC | 51,611 | 896,000 | 1.11% | ||
| 18 | GREAT AMERICAN GROUP, INC. | 49,893 | 868,000 | 1.07% | ||
| 19 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 45,000 | 783,000 | 0.97% | ||
| 20 | JPMORGAN CHASE & CO | 34,765 | 605,000 | 0.75% | ||
| 21 | Cetera Advisor Networks LLC | 29,486 | 513,000 | 0.63% | ||
| 22 | STIFEL FINANCIAL CORP | 27,734 | 484,000 | 0.60% | ||
| 23 | CREDIT SUISSE AG/ | 24,901 | 433,000 | 0.54% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 24,823 | 432,000 | 0.53% | ||
| 25 | ROYAL BANK OF CANADA | 18,048 | 314,000 | 0.39% | ||
| 26 | LPL Financial LLC | 17,913 | 311,000 | 0.38% | ||
| 27 | ADVISOR GROUP, INC. | 15,912 | 277,000 | 0.34% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 15,593 | 271,000 | 0.34% | ||
| 29 | Greenwich Wealth Management LLC | 15,000 | 261,000 | 0.32% | ||
| 30 | Virtu KCG Holdings LLC | 14,533 | 253,000 | 0.31% | ||
| 31 | ZAZOVE ASSOCIATES LLC | 14,507 | 252,000 | 0.31% | ||
| 32 | MILLENNIUM MANAGEMENT LLC | 12,855 | 224,000 | 0.28% | ||
| 33 | Mariner, LLC | 10,747 | 187,000 | 0.23% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,394 | 164,000 | 0.20% | ||
| 35 | WFG Advisors, LP | 2,649 | 46,000 | 0.06% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 1,894 | 33,000 | 0.04% | ||
| 37 | IFP ADVISORS, INC | 1,851 | 32,000 | 0.04% | ||
| 38 | BANK OF MONTREAL /CAN/ | 1,800 | 30,000 | 0.04% | ||
| 39 | YORKBRIDGE WEALTH PARTNERS, LLC | 1,234 | 21,000 | 0.03% | ||
| 40 | FIRST MANHATTAN CO. LLC. | 1,250 | 21,000 | 0.03% | ||
| 41 | ANCHOR INVESTMENT MANAGEMENT, LLC | 1,000 | 17,400 | 0.02% | ||
| 42 | CITIGROUP INC | 759 | 13,000 | 0.02% | ||
| 43 | MSI Financial Services Inc | 497 | 9,000 | 0.01% | ||
| 44 | PENSERRA CAPITAL MANAGEMENT LLC | 246 | 4,000 | 0.00% | ||
| 45 | AlphaMark Advisors, LLC | 250 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
