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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES ETF TRUST II 51,260 1,245 0.46%
52 BOEING CO 9,591 1,222 0.45%
53 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.44%
54 JNL/PPM America Fl Rate Income 109,874 1,186 0.43%
55 ISHARES TR 29,064 1,149 0.42%
56 PUTNAM INCOME FUND-A 156,566 1,137 0.42%
57 BP PLC SPONS 25,201 1,130 0.41%
58 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.41%
59 RYDEX ETF TRUST 13,335 1,116 0.41%
60 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.41%
61 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.41%
62 NORFOLK SOUTHERN CORP 9,922 1,107 0.41%
63 SELECT SECTOR SPDR TR 47,791 1,107 0.41%
64 JNL/WMC BALANCED 28,337 1,099 0.40%
65 ISHARES TR 11,240 1,098 0.40%
66 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.40%
67 SunAmerica Senior Floating Rate A 128,277 1,053 0.39%
68 RYDEX ETF TRUST 8,394 1,027 0.38%
69 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.37%
70 VISA INC 4,476 955 0.35%
71 SELECT SECTOR SPDR TR 10,475 949 0.35%
72 JNL/MCM Hlthcare Sector 39,486 947 0.35%
73 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
74 PROSHARES TR 14,245 936 0.34%
75 ALPS ETF TR 48,771 935 0.34%
76 JNL/NEUBERGER STRAT INCOME 87,407 930 0.34%
77 PERKINELMER INC 21,268 927 0.34%
78 JNL/MCM Nasdaq 25 45,459 925 0.34%
79 SPDR SER TR 8,140 918 0.34%
80 ISHARES TR 7,522 905 0.33%
81 POWERSHARES ETF TR II 25,735 900 0.33%
82 ISHARES TR 8,603 897 0.33%
83 ISHARES TR 7,887 886 0.32%
84 AMAZON COM INC 2,746 885 0.32%
85 IVY HIGH INCOME FUND 104,109 885 0.32%
86 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
87 SELECT SECTOR SPDR TR 21,556 860 0.32%
88 ISHARES TR 13,450 846 0.31%
89 HCP INC 21,243 844 0.31%
90 APPLE COMPUTER INC 8,371 843 0.31%
91 NEXTERA ENERGY INC 8,963 841 0.31%
92 ISHARES TR 11,855 830 0.30%
93 WISDOMTREE TR 13,979 829 0.30%
94 JNL/PPM America High Yield Bond Fund 42,097 827 0.30%
95 POWERSHARES QQQ TRUST 8,342 824 0.30%
96 RYDEX ETF TRUST 10,855 820 0.30%
97 SPDR GOLD TR 7,409 814 0.30%
98 POWERSHARES ETF TR II 14,740 812 0.30%
99 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.30%
100 VANGUARD INDEX FDS 7,938 791 0.29%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.16%
2 Franklin Income Adv 211,244 520 0.14%
3 PEABODY ENERGY CORP 16,257 201 0.05%
4 TEMPLETON GLOBAL BOND ADV 36,325 480 0.12%
5 * ATMEL CORP COM 19,000 129 0.03%
6 * SANDRIDGE ENERGY INC COM 28,800 124 0.03%
7 3M CO 1,479 210 0.05%
8 ABBVIE INC 11,868 685 0.18%
9 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
10 AFLAC Inc 4,594 267 0.07%
11 AG MTG INVT TR INC 24,345 433 0.11%
12 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.04%
13 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
14 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
15 ALLERGAN PLC 1,773 428 0.11%
16 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.15%
17 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
18 ALPS ETF TR 48,771 935 0.24%
19 ALTRIA GROUP INC 57,535 2,643 0.69%
20 AMARIN CORP PLC 18,150 20 0.01%
21 AMAZON COM INC 2,746 885 0.23%
22 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.04%
23 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
24 AMERICAN APPAREL INC 12,500 10 0.00%
25 AMERICAN ELECTRIC POWER 6,862 358 0.09%
26 AMERICAN EXPRESS CO 6,883 603 0.16%
27 AMERICAN GROWTH FUND OF AMERICA CLASS A 6,390 292 0.08%
28 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.15%
29 AMG YACKTMAN FUND CLASS I 18,562 461 0.12%
30 AMR Asset Allocation 11,448 197 0.05%
31 AMR Global Small Capitalization HLS 10,724 119 0.03%
32 AMR International HLS 20,425 204 0.05%
33 AMR New World HLS 19,728 204 0.05%
34 ANADARKO PETROLE 2,622 266 0.07%
35 ANNALY CAP MGMT INC 15,089 161 0.04%
36 ANNALY CAP MGMT INC 35,719 381 0.10%
37 API EFF FRNT INCM I 13,904 167 0.04%
38 APPLE COMPUTER INC 8,371 843 0.22%
39 APPLE COMPUTER INC 102,550 10,016 2.61%
40 ARENA PHARMACEUTICALS INC 10,600 44 0.01%
41 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
42 AT&T INC 120,552 4,284 1.11%
43 ATLATSA RES CORP 10,651 3 0.00%
44 Abbott Labs Common 8,220 342 0.09%
45 Aberdeen Asia-Pacific Income 21,567 127 0.03%
46 Aegon Funding Corp 25,000 29 0.01%
47 Alcoa Inc 22,431 361 0.09%
48 Alliance Data Systems 1,236 307 0.08%
49 Allianzgi Conv & Income Fund I 46,435 424 0.11%
50 Allstate Corp 5,953 365 0.09%
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