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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 35 Institutional holders with a total value of $36,723,704.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 178,553 6,712,000 18.28%
2 LPL Financial LLC 125,548 4,688,000 12.77%
3 WELLS FARGO & COMPANY/MN 88,126 3,313,000 9.02%
4 JANE STREET GROUP, LLC 76,445 2,874,000 7.83%
5 CWM, LLC 51,113 1,921,000 5.23%
6 MORGAN STANLEY 48,580 1,827,000 4.97%
7 Cetera Advisor Networks LLC 47,333 1,780,000 4.85%
8 Commonwealth Equity Services, Inc 44,064 1,656,000 4.51%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,606 1,489,000 4.05%
10 ETRADE Capital Management LLC 37,410 1,406,000 3.83%
11 B. Riley Wealth Advisors, Inc. 29,990 1,127,000 3.07%
12 Cambridge Investment Research Advisors, Inc. 26,053 979,000 2.67%
13 Advisors Preferred, LLC 25,052 941,704 2.56%
14 Raymond James Financial Services Advisors, Inc. 20,278 762,000 2.07%
15 Investors Capital Advisory Services 19,725 741,000 2.02%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,657 739,000 2.01%
17 Atria Investments, Inc 19,119 719,000 1.96%
18 Carnegie Investment Counsel 14,615 549,000 1.49%
19 SUNTRUST BANKS INC 11,602 436,000 1.19%
20 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 10,780 405,000 1.10%
21 SG Americas Securities, LLC 9,477 356,000 0.97%
22 CREDIT SUISSE AG/ 8,219 309,000 0.84%
23 IFC Holdings Incorporated/FL 8,152 304,000 0.83%
24 MSI Financial Services Inc 5,634 212,000 0.58%
25 ROYAL BANK OF CANADA 5,022 189,000 0.51%
26 UBS AG 2,248 85,000 0.23%
27 Creative Planning 2,016 76,000 0.21%
28 WFG Advisors, LP 1,175 44,000 0.12%
29 NEXT Financial Group, Inc 931 35,000 0.10%
30 Strategic Capital Alternatives LLC 550 21,000 0.06%
31 CITIGROUP INC 326 12,000 0.03%
32 FineMark National Bank & Trust 200 8,000 0.02%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 5,000 0.01%
34 Financial Architects, Inc 71 3,000 0.01%
35 ENVESTNET ASSET MANAGEMENT INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.