| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,729,235 | 83,796,000 | 13.62% | ||
| 2 | UBS AG | 2,792,774 | 62,754,000 | 10.20% | ||
| 3 | Saba Capital Management, L.P. | 2,478,943 | 55,702,000 | 9.05% | ||
| 4 | BB&T SECURITIES, LLC | 239,071 | 53,719,000 | 8.73% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,033,214 | 45,686,000 | 7.42% | ||
| 6 | Invesco Ltd. | 1,189,704 | 26,732,000 | 4.34% | ||
| 7 | WELLS FARGO & COMPANY/MN | 1,170,585 | 26,303,000 | 4.27% | ||
| 8 | Horizon Kinetics LLC | 1,067,692 | 23,991,000 | 3.90% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 1,055,761 | 23,722,000 | 3.85% | ||
| 10 | BESSEMER GROUP INC | 1,025,000 | 23,032,000 | 3.74% | ||
| 11 | HOWLAND CAPITAL MANAGEMENT LLC | 933,588 | 20,978,000 | 3.41% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 805,641 | 18,103,000 | 2.94% | ||
| 13 | BNP PARIBAS FINANCIAL MARKETS | 744,068 | 16,719,208 | 2.72% | ||
| 14 | COHEN & STEERS, INC. | 666,652 | 14,980,000 | 2.43% | ||
| 15 | ROYAL BANK OF CANADA | 510,679 | 11,475,000 | 1.86% | ||
| 16 | LPL Financial LLC | 488,184 | 10,979,000 | 1.78% | ||
| 17 | DEUTSCHE BANK AG\ | 324,265 | 7,285,000 | 1.18% | ||
| 18 | BARCLAYS PLC | 322,464 | 7,098,000 | 1.15% | ||
| 19 | ALLIANCEBERNSTEIN L.P. | 257,908 | 5,795,000 | 0.94% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 244,235 | 5,488,000 | 0.89% | ||
| 21 | VSR Financial Services, Inc. | 240,175 | 5,397,000 | 0.88% | ||
| 22 | ASHFORD CAPITAL MANAGEMENT INC | 195,760 | 4,399,000 | 0.71% | ||
| 23 | STIFEL FINANCIAL CORP | 176,840 | 3,974,000 | 0.65% | ||
| 24 | Allianz Asset Management GmbH | 174,183 | 3,914,000 | 0.64% | ||
| 25 | Trust Asset Management LLC | 159,887 | 3,809,000 | 0.62% | ||
| 26 | THRIVENT FINANCIAL FOR LUTHERANS | 158,800 | 3,568,000 | 0.58% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124,186 | 2,790,000 | 0.45% | ||
| 28 | MARINER INVESTMENT GROUP LLC | 120,000 | 2,696,000 | 0.44% | ||
| 29 | 1832 Asset Management L.P. | 100,000 | 2,249,000 | 0.37% | ||
| 30 | TD Ameritrade Trust Co | 97,160 | 2,183,000 | 0.35% | ||
| 31 | DUBUQUE BANK & TRUST CO | 95,180 | 2,139,000 | 0.35% | ||
| 32 | Mathes Company, Inc. | 86,200 | 1,937,000 | 0.31% | ||
| 33 | FIRST TRUST ADVISORS LP | 78,056 | 1,754,000 | 0.28% | ||
| 34 | Aviance Capital Partners, LLC | 73,750 | 1,657,000 | 0.27% | ||
| 35 | Dominick & Dominick LLC | 67,095 | 1,508,000 | 0.25% | ||
| 36 | CIBC WORLD MARKET INC. | 62,492 | 1,404,000 | 0.23% | ||
| 37 | SII INVESTMENTS INC/WI | 56,820 | 1,272,000 | 0.21% | ||
| 38 | Commonwealth Equity Services, Inc | 53,352 | 1,199,000 | 0.19% | ||
| 39 | Cambridge Investment Research Advisors, Inc. | 51,683 | 1,161,000 | 0.19% | ||
| 40 | HUNTINGTON NATIONAL BANK | 51,001 | 1,146,000 | 0.19% | PRN | |
| 41 | B. Riley Wealth Advisors, Inc. | 49,371 | 1,109,000 | 0.18% | ||
| 42 | CORRADO ADVISORS, LLC | 47,895 | 1,076,000 | 0.17% | ||
| 43 | Kamunting Street Capital Management, L.P. | 47,135 | 1,059,000 | 0.17% | ||
| 44 | GOLDMAN SACHS GROUP INC | 41,624 | 935,000 | 0.15% | ||
| 45 | Private Wealth Partners, LLC | 41,100 | 924,000 | 0.15% | ||
| 46 | WEDBUSH SECURITIES INC | 41,036 | 922,000 | 0.15% | ||
| 47 | Robert W. Baird & Co. Inc | 40,973 | 921,000 | 0.15% | SH | |
| 48 | CITIGROUP INC | 37,896 | 851,000 | 0.14% | ||
| 49 | Cetera Advisor Networks LLC | 31,400 | 706,000 | 0.11% | ||
| 50 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 31,360 | 705,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
