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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 KKR & CO LP COMMON UNITS 21,652 483 0.18%
152 ISHARES TR 3,587 482 0.18%
153 LYONDELLBASELL INDUSTRIES N 4,408 479 0.18%
154 CVS HEALTH CORP 6,011 478 0.18%
155 JNL/MCM Hlthcare Sector 20,072 477 0.17%
156 PROSHARES TR 8,380 472 0.17%
157 TWITTER INC 11,740 472 0.17%
158 JNL/PPM AMERICA HIGH YLD BOND 23,002 463 0.17%
159 JNL/Mellon Capital Nasdaq 25 22,866 463 0.17%
160 CAPSTEAD MTG CORP COM NO PAR 37,843 463 0.17%
161 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
162 SELECT SECTOR SPDR TR 9,251 459 0.17%
163 MICRON TECHNOLOGY INC 12,475 458 0.17%
164 JNL/WMC Balanced Fund 13,047 457 0.17%
165 POWERSHARES ETF TRUST 7,130 454 0.17%
166 POWERSHARES ETF TR II 12,080 452 0.17%
167 American Water Works, Inc. 9,245 446 0.16%
168 VANGUARD INDEX FDS 3,774 443 0.16%
169 LILIS ENERGY INC 196,500 442 0.16%
170 KINDER MORGAN INC DEL 11,311 434 0.16%
171 AG MTG INVT TR INC 24,345 433 0.16%
172 ALLERGAN PLC 1,773 428 0.16%
173 JNL/S&P INTRINSIC VAL 20,267 427 0.16%
174 NIKE INC 4,761 425 0.16%
175 PROSHARES TR 9,586 425 0.16%
176 Allianzgi Conv & Income Fund I 46,435 424 0.16%
177 POWERSHARES ETF TRUST 9,372 419 0.15%
178 SELECT SECTOR SPDR TR 7,809 415 0.15%
179 Ivy Fds Science Tech Fd Cl A 7,733 414 0.15%
180 QUALCOMM INC 5,525 413 0.15%
181 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.15%
182 POWERSHARES ETF TRUST 7,330 405 0.15%
183 Rcs Capital Corp 17,944 404 0.15%
184 ISHARES TR 4,403 403 0.15%
185 WAL-MART STORES INC 5,262 402 0.15%
186 UNITEDHEALTH GROUP INC 4,599 397 0.15%
187 PALO ALTO NETWORKS INC 4,020 394 0.14%
188 MARKET VECTORS ETF TR 6,110 394 0.14%
189 DOMINION ENERGY INC 5,649 390 0.14%
190 Ivy Fds High Income Cl A 45,914 390 0.14%
191 ISHARES TR 2,579 390 0.14%
192 JNL/NEUBERGER STRAT INCOME 36,839 387 0.14%
193 MASCO CORP 16,178 387 0.14%
194 WILLIAMS COS INC DEL 6,931 384 0.14%
195 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.14%
196 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.14%
197 ANNALY CAP MGMT INC 35,719 381 0.14%
198 ORACLE CORP 9,952 381 0.14%
199 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
200 ISHARES TR 4,439 375 0.14%
Page 4 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 ALPS ETF TR 48,771 935 0.24%
102 JNL/NEUBERGER STRAT INCOME 87,407 930 0.24%
103 PERKINELMER INC 21,268 927 0.24%
104 JNL/MCM Nasdaq 25 45,459 925 0.24%
105 SPDR SER TR 8,140 918 0.24%
106 GLAXOSMITHKLINE PLC 19,917 916 0.24%
107 ISHARES TR 7,522 905 0.24%
108 POWERSHARES ETF TR II 25,735 900 0.23%
109 ISHARES TR 8,603 897 0.23%
110 CITIGROUPINC 17,289 895 0.23%
111 ISHARES TR 7,887 886 0.23%
112 AMAZON COM INC 2,746 885 0.23%
113 IVY HIGH INCOME FUND 104,109 885 0.23%
114 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
115 SELECT SECTOR SPDR TR 21,556 860 0.22%
116 Fidelity Select Biotechnology Portfolio 3,978 859 0.22%
117 ISHARES TR 13,450 846 0.22%
118 HCP INC 21,243 844 0.22%
119 APPLE COMPUTER INC 8,371 843 0.22%
120 NEXTERA ENERGY INC 8,963 841 0.22%
121 ISHARES TR 11,855 830 0.22%
122 WISDOMTREE TR 13,979 829 0.22%
123 JNL/PPM America High Yield Bond Fund 42,097 827 0.22%
124 POWERSHARES QQQ TRUST 8,342 824 0.21%
125 RYDEX ETF TRUST 10,855 820 0.21%
126 SPDR GOLD TR 7,409 814 0.21%
127 POWERSHARES ETF TR II 14,740 812 0.21%
128 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.21%
129 FIREEYE INC 26,320 804 0.21%
130 FORD MTR CO DEL 53,888 797 0.21%
131 VANGUARD INDEX FDS 7,938 791 0.21%
132 PHILLIPS 66 9,709 789 0.21%
133 CELGENE CORP 8,196 777 0.20%
134 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.20%
135 VANGUARD INDEX FDS 6,966 771 0.20%
136 ISHARES TR 6,510 770 0.20%
137 UNITED TECHNOLOGIES CORP 7,276 768 0.20%
138 SELECT SECTOR SPDR TR 11,915 762 0.20%
139 LUMEN TECHNOLOGIES INC 18,599 761 0.20%
140 GAMCO GLOBAL GOLD NAT RES & 81,405 753 0.20%
141 DISNEY WALT CO 13,044 745 0.19%
142 NQ MOBILE INC 106,170 740 0.19%
143 Kinder Morgan Inc. 7,547 732 0.19%
144 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.19%
145 Fidelity Strategic Income Fund 65,054 714 0.19%
146 MEDICAL PPTYS TRUST INC 58,191 713 0.19%
147 CBRE CLARION GLOBAL REAL EST 84,450 708 0.18%
148 FIDELITY SELECT PORTFOLIOS CHE 4,526 702 0.18%
149 ISHARES TR 2,559 701 0.18%
150 JNL/GS CORE PLUS BOND 27,566 696 0.18%
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