| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 2,689,191 | 24,875,000 | 23.22% | ||
| 2 | MORGAN STANLEY | 2,095,563 | 19,385,000 | 18.10% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 2,012,822 | 18,619,000 | 17.38% | ||
| 4 | LPL Financial LLC | 509,560 | 4,754,000 | 4.44% | ||
| 5 | Invesco Ltd. | 456,150 | 4,219,000 | 3.94% | ||
| 6 | Investors Capital Advisory Services | 439,235 | 4,062,000 | 3.79% | ||
| 7 | Index Management Solutions, LLC | 341,525 | 3,159,000 | 2.95% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 289,489 | 2,678,000 | 2.50% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 269,645 | 2,494,000 | 2.33% | ||
| 10 | MSI Financial Services Inc | 188,865 | 1,747,000 | 1.63% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 170,523 | 1,577,000 | 1.47% | ||
| 12 | Apriem Advisors | 163,375 | 1,511,000 | 1.41% | ||
| 13 | CITIGROUP INC | 151,335 | 1,400,000 | 1.31% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 147,020 | 1,360,000 | 1.27% | ||
| 15 | D.A. DAVIDSON & CO. | 143,200 | 1,324,000 | 1.24% | ||
| 16 | Cetera Advisor Networks LLC | 110,704 | 1,035,000 | 0.97% | ||
| 17 | Robert W. Baird & Co. Inc | 104,553 | 967,000 | 0.90% | SH | |
| 18 | ROYAL BANK OF CANADA | 93,799 | 867,000 | 0.81% | ||
| 19 | WELLS FARGO & COMPANY/MN | 92,093 | 852,000 | 0.80% | ||
| 20 | Cordasco Financial Network | 85,524 | 791,000 | 0.74% | ||
| 21 | Perigon Wealth Management, LLC | 83,195 | 770,000 | 0.72% | ||
| 22 | Commonwealth Equity Services, Inc | 81,864 | 757,000 | 0.71% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 81,405 | 753,000 | 0.70% | ||
| 24 | WEDBUSH SECURITIES INC | 57,590 | 533,000 | 0.50% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 45,918 | 425,000 | 0.40% | ||
| 26 | Virtu KCG Holdings LLC | 44,177 | 409,000 | 0.38% | ||
| 27 | OPPENHEIMER & CO INC | 44,041 | 407,000 | 0.38% | ||
| 28 | Janney Montgomery Scott LLC | 40,251 | 372,324 | 0.35% | ||
| 29 | ADELL HARRIMAN & CARPENTER INC | 33,310 | 365,744 | 0.34% | ||
| 30 | Orca Investment Management, LLC | 36,540 | 338,000 | 0.32% | ||
| 31 | Elite Wealth Management, Inc. | 35,000 | 324,000 | 0.30% | ||
| 32 | STIFEL FINANCIAL CORP | 34,749 | 321,000 | 0.30% | ||
| 33 | Nuveen Asset Management, LLC | 32,500 | 301,000 | 0.28% | ||
| 34 | BENJAMIN F. EDWARDS & COMPANY, INC. | 31,720 | 293,000 | 0.27% | ||
| 35 | Cetera Advisors LLC | 27,291 | 254,000 | 0.24% | ||
| 36 | JPMORGAN CHASE & CO | 24,737 | 229,000 | 0.21% | ||
| 37 | NATIONAL PLANNING CORP | 24,948 | 229,000 | 0.21% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,308 | 206,000 | 0.19% | ||
| 39 | NWAM LLC | 21,605 | 200,000 | 0.19% | ||
| 40 | VSR Financial Services, Inc. | 17,484 | 162,000 | 0.15% | ||
| 41 | First Allied Advisory Services, Inc. | 17,050 | 159,000 | 0.15% | ||
| 42 | BLAIR WILLIAM & CO/IL | 16,800 | 155,000 | 0.14% | ||
| 43 | Creative Planning | 14,956 | 138,000 | 0.13% | ||
| 44 | KMS FINANCIAL SERVICES, INC | 13,573 | 126,000 | 0.12% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 13,449 | 124,405 | 0.12% | ||
| 46 | GOLDMAN SACHS GROUP INC | 13,438 | 124,000 | 0.12% | ||
| 47 | DEUTSCHE BANK AG\ | 13,400 | 123,000 | 0.11% | ||
| 48 | Private Advisor Group, LLC | 12,390 | 115,000 | 0.11% | ||
| 49 | HighTower Advisors, LLC | 11,983 | 111,000 | 0.10% | ||
| 50 | DOLIVER ADVISORS, LP | 11,675 | 108,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
