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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 CANADIAN PAC RY LTD 1,802 374 0.14%
202 DIREXION DAILY GOLD MINERS BUL 15,900 373 0.14%
203 VANGUARD INDEX FDS 3,080 371 0.14%
204 OXFORD LANE CAP CORP 23,978 368 0.13%
205 Archer-Daniels-Midland 7,191 367 0.13%
206 Allstate Corp 5,953 365 0.13%
207 Alcoa Inc 22,431 361 0.13%
208 PUTNAM MANAGED MUN INCOME TR 50,870 360 0.13%
209 AMERICAN ELECTRIC POWER 6,862 358 0.13%
210 WEATHERFORD INTL PLC 17,182 357 0.13%
211 VODAFONE GROUP PLC NEW 10,866 357 0.13%
212 LORD ABBETT INVT TR SH DURA IN 78,994 355 0.13%
213 WISDOMTREE TR 4,052 354 0.13%
214 T Rowe Price Capital Appreciat 12,871 354 0.13%
215 XCEL ENERGY INC 11,612 353 0.13%
216 SPDR S&P MIDCAP 400 ETF TR 1,408 351 0.13%
217 SPDR SER TR 6,250 346 0.13%
218 SEAGATE TECHNOLOGY PLC 6,050 346 0.13%
219 SENIOR HOUSING PROPERTIES TRUST 16,418 343 0.13%
220 Abbott Labs Common 8,220 342 0.13%
221 VANGUARD INDEX FDS 4,696 337 0.12%
222 ISHARES TR 3,151 337 0.12%
223 CHENIERE ENERGY PARTNERS LP COMMON UNITS 10,300 337 0.12%
224 NUVEEN MUN HIGH INCOME OPPOR 25,832 337 0.12%
225 VANGUARD WORLD FD 2,564 336 0.12%
226 CSX CORP 10,486 336 0.12%
227 CHINA MOBILE LIMITED 5,691 335 0.12%
228 ISHARES TR 4,437 334 0.12%
229 NEW YORK CMNTY BANCORP INC 20,952 333 0.12%
230 Blackrock Global Opptys 23,299 329 0.12%
231 VANGUARD WORLD FDS 2,802 329 0.12%
232 BB&T Corporation 8,799 328 0.12%
233 PROSHARES TR 5,798 326 0.12%
234 SANOFI 5,755 325 0.12%
235 LOCKHEED MARTIN CORP 1,779 325 0.12%
236 PNC FINL SVCS GROUP INC 3,783 324 0.12%
237 CREDICORP LTD 2,114 324 0.12%
238 BUCKEYE PARTNERS L P 4,030 321 0.12%
239 KAYNE ANDERSON MLP INVT CO 7,839 320 0.12%
240 VANGUARD WORLD FD 3,201 320 0.12%
241 SANDISK CORP 3,253 319 0.12%
242 TWO HBRS INVT CORP 33,004 319 0.12%
243 PIMCO 25,194 318 0.12%
244 MOBILEYE N V AMSTELVEEN 5,915 317 0.12%
245 SELECT SECTOR SPDR TR 6,999 316 0.12%
246 VALEANT PHARMACEUTICALS INTL 2,407 316 0.12%
247 VANGUARD INDEX FDS 3,697 314 0.12%
248 TESLA INC 528 310 0.11%
249 WHOLE FOODS MKT INC 7,122 310 0.11%
250 UBS AG LONDON BRH 12,750 308 0.11%
Page 5 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 ALPS ETF TR 48,771 935 0.24%
102 JNL/NEUBERGER STRAT INCOME 87,407 930 0.24%
103 PERKINELMER INC 21,268 927 0.24%
104 JNL/MCM Nasdaq 25 45,459 925 0.24%
105 SPDR SER TR 8,140 918 0.24%
106 GLAXOSMITHKLINE PLC 19,917 916 0.24%
107 ISHARES TR 7,522 905 0.24%
108 POWERSHARES ETF TR II 25,735 900 0.23%
109 ISHARES TR 8,603 897 0.23%
110 CITIGROUPINC 17,289 895 0.23%
111 ISHARES TR 7,887 886 0.23%
112 AMAZON COM INC 2,746 885 0.23%
113 IVY HIGH INCOME FUND 104,109 885 0.23%
114 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
115 SELECT SECTOR SPDR TR 21,556 860 0.22%
116 Fidelity Select Biotechnology Portfolio 3,978 859 0.22%
117 ISHARES TR 13,450 846 0.22%
118 HCP INC 21,243 844 0.22%
119 APPLE COMPUTER INC 8,371 843 0.22%
120 NEXTERA ENERGY INC 8,963 841 0.22%
121 ISHARES TR 11,855 830 0.22%
122 WISDOMTREE TR 13,979 829 0.22%
123 JNL/PPM America High Yield Bond Fund 42,097 827 0.22%
124 POWERSHARES QQQ TRUST 8,342 824 0.21%
125 RYDEX ETF TRUST 10,855 820 0.21%
126 SPDR GOLD TR 7,409 814 0.21%
127 POWERSHARES ETF TR II 14,740 812 0.21%
128 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.21%
129 FIREEYE INC 26,320 804 0.21%
130 FORD MTR CO DEL 53,888 797 0.21%
131 VANGUARD INDEX FDS 7,938 791 0.21%
132 PHILLIPS 66 9,709 789 0.21%
133 CELGENE CORP 8,196 777 0.20%
134 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.20%
135 VANGUARD INDEX FDS 6,966 771 0.20%
136 ISHARES TR 6,510 770 0.20%
137 UNITED TECHNOLOGIES CORP 7,276 768 0.20%
138 SELECT SECTOR SPDR TR 11,915 762 0.20%
139 LUMEN TECHNOLOGIES INC 18,599 761 0.20%
140 GAMCO GLOBAL GOLD NAT RES & 81,405 753 0.20%
141 DISNEY WALT CO 13,044 745 0.19%
142 NQ MOBILE INC 106,170 740 0.19%
143 Kinder Morgan Inc. 7,547 732 0.19%
144 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.19%
145 Fidelity Strategic Income Fund 65,054 714 0.19%
146 MEDICAL PPTYS TRUST INC 58,191 713 0.19%
147 CBRE CLARION GLOBAL REAL EST 84,450 708 0.18%
148 FIDELITY SELECT PORTFOLIOS CHE 4,526 702 0.18%
149 ISHARES TR 2,559 701 0.18%
150 JNL/GS CORE PLUS BOND 27,566 696 0.18%
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