| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Aviance Capital Partners, LLC | 43,800 | 1,058,000 | 36.74% | ||
| 2 | Carroll Financial Associates, Inc. | 25,300 | 602,000 | 20.91% | ||
| 3 | Stelac Advisory Services LLC | 13,304 | 322,000 | 11.18% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 12,750 | 308,000 | 10.70% | ||
| 5 | Cetera Advisor Networks LLC | 8,500 | 204,000 | 7.08% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 7,600 | 183,540 | 6.37% | ||
| 7 | MORGAN STANLEY | 4,051 | 98,000 | 3.40% | ||
| 8 | UBS AG | 1,800 | 43,000 | 1.49% | ||
| 9 | TCI Wealth Advisors, Inc. | 1,508 | 36,000 | 1.25% | ||
| 10 | Ground Swell Capital, LLC | 500 | 12,000 | 0.42% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 350 | 8,000 | 0.28% | ||
| 12 | Creative Planning | 200 | 5,000 | 0.17% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
