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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.09%
302 MEDLEY CAP CORP 21,233 251 0.09%
303 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.09%
304 ISHARES SILVER TRUST 64,619 249 0.09%
305 PROSHARES TR 1,964 247 0.09%
306 MARKWEST ENERGY PARTNERS LP 3,222 247 0.09%
307 Dws Rreef Global Infrastructure Fund 15,974 246 0.09%
308 PROSHARES TR 3,305 245 0.09%
309 TARGA RESOURCES CORP 1,800 245 0.09%
310 LORILLARD 4,087 245 0.09%
311 AMERICA MOVIL-SPN ADR CL L 9,629 243 0.09%
312 DEPHEID 5,500 242 0.09%
313 Blackrock Intl Growth Tr 31,985 241 0.09%
314 MCKESSON CORP 1,219 237 0.09%
315 iShares Morningstar Mid-Cap Growth ETF 1,605 237 0.09%
316 COHEN & STEERS MLP INC & ENR 11,200 237 0.09%
317 WESTERN DIGITAL CORP 2,430 236 0.09%
318 PIONEER NATURAL RESOURCES CO 1,193 235 0.09%
319 Mutual Global Discovery Securities Fund 16,883 234 0.09%
320 VANGUARD HE(VHT 1,990 233 0.09%
321 PIMCO STRATEGIC INCOME FD IN 23,221 229 0.08%
322 VIRNETX HLDG CORP 37,950 228 0.08%
323 WISDOMTREE(DGS) 4,939 228 0.08%
324 KIMBERLY-CLARK CORP 2,092 225 0.08%
325 ISHARES TR 2,444 224 0.08%
326 VANGUARD INTL EQUITY INDEX F 5,383 224 0.08%
327 CRH 9,745 223 0.08%
328 VANGUARD WHITEHALL FDS INC 3,317 220 0.08%
329 KROGER CO 4,218 219 0.08%
330 Ubs Ag Shs New 12,538 218 0.08%
331 BOARDWALK PIPELINE PARTNERS 11,680 218 0.08%
332 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
333 WYNDHAM WORLDWIDE CORP 2,688 218 0.08%
334 VANGUARD INTL EQUITY INDEX F 3,884 214 0.08%
335 Guggenheim Multi-Asset Income ETF 8,798 214 0.08%
336 Buffalo Wild Wings Inc 1,585 213 0.08%
337 TEEKAY LNG PARTNERS L P 4,894 213 0.08%
338 SPDR DJIA TRUST 1,240 211 0.08%
339 3M CO 1,479 210 0.08%
340 SPDR SERIES TRUST 2,131 209 0.08%
341 INVESCO V.I. CORE EQUITY FUND 14,312 208 0.08%
342 AMR New World HLS 19,728 204 0.07%
343 AMR International HLS 20,425 204 0.07%
344 PENNEY J C INC COM 20,330 204 0.07%
345 TOTAL S.A. 3,150 203 0.07%
346 KELLOGG CO 3,296 203 0.07%
347 Peabody Energy Corp 16,257 201 0.07%
348 VANGUARD HIGH YIELD TAX EXEMPT ADMIRAL SHARES 17,943 201 0.07%
349 TRAVELERS COS INC/THE 2,144 201 0.07%
350 PETROLEO BRASILEIRO SA 13,392 199 0.07%
Page 7 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
401 ENERGY TRANSFER PARTNERS 4,161 266 0.07%
402 ANADARKO PETROLE 2,622 266 0.07%
403 PIMCO Total Return Fund 24,451 266 0.07%
404 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.07%
405 Van Eck 11,300 265 0.07%
406 SCHWAB (CHARLES) CORP 8,998 264 0.07%
407 PUBLIC SERVICE ENTERPRISE GP 7,100 264 0.07%
408 NXP SEMICONDUCTORS N V 3,863 264 0.07%
409 POWERSHARES(PHO 10,687 263 0.07%
410 THERMO FISHER SCIENTIFIC INC 2,162 263 0.07%
411 CUMMINS INC 1,996 263 0.07%
412 NUVEEN N C PREM INCOME MUN F 19,300 263 0.07%
413 Anthem, Inc. 2,193 262 0.07%
414 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
415 ILLUMINA INC 1,595 261 0.07%
416 SALIX PHARMACEUTICALS INC 1,659 260 0.07%
417 WP CAREY INC 4,083 260 0.07%
418 EV Senior Floating Rate 18,034 260 0.07%
419 PROSHARES TR 4,517 260 0.07%
420 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.07%
421 MOSAIC CO/THE 5,828 259 0.07%
422 FRANKLIN CUSTODIAN INCM A 104,120 258 0.07%
423 WASTE MANAGEMENT INC 5,436 258 0.07%
424 METLIFE INC 4,798 258 0.07%
425 Vanguard Utilities ETF 2,817 257 0.07%
426 Goldman Sachs MLP and Energy Rena 12,750 257 0.07%
427 Fidelity Short Intermediate Mu 23,880 256 0.07%
428 Targa Resources Partners LP 3,535 256 0.07%
429 JNL/Mellon Capital Nasdaq 25 12,310 252 0.07%
430 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.07%
431 MEDLEY CAP CORP 21,233 251 0.07%
432 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.06%
433 ISHARES SILVER TRUST 64,619 249 0.06%
434 JHancock Bond A 15,398 248 0.06%
435 PROSHARES TR 1,964 247 0.06%
436 MARKWEST ENERGY PARTNERS LP 3,222 247 0.06%
437 Dws Rreef Global Infrastructure Fund 15,974 246 0.06%
438 UNITED PARCEL SERVICE-CL B 2,499 246 0.06%
439 TARGA RESOURCES CORP 1,800 245 0.06%
440 PROSHARES TR 3,305 245 0.06%
441 LORILLARD 4,087 245 0.06%
442 TEGNA, Inc (Old Gannett)(.90) 8,234 244 0.06%
443 AMERICA MOVIL-SPN ADR CL L 9,629 243 0.06%
444 DEPHEID 5,500 242 0.06%
445 CHICAGO BRIDGE & IRON CO NV 4,176 242 0.06%
446 Blackrock Intl Growth Tr 31,985 241 0.06%
447 UNDER ARMOUR INC-CLASS A 3,472 240 0.06%
448 RAYTHEON COMPANY 2,347 239 0.06%
449 MCKESSON CORP 1,219 237 0.06%
450 COHEN & STEERS MLP INC & ENR 11,200 237 0.06%
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