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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 3.67%
2 PROCTER AND GAMBLE CO 65,914 5,520 2.02%
3 AT&T INC 120,552 4,284 1.57%
4 JNL/WMC Balanced 103,413 4,088 1.50%
5 JOHNSON & JOHNSON 37,560 4,003 1.47%
6 ISHARES TR 28,743 3,930 1.44%
7 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 1.38%
8 MANNKIND CORP. 619,440 3,661 1.34%
9 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 1.27%
10 JNL/Neuberger Strat Income 324,067 3,443 1.26%
11 Oppenheimer Sr Float Rate-A 413,644 3,425 1.26%
12 MICROSOFT CORP 69,705 3,311 1.21%
13 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 1.08%
14 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
15 PFIZER INC 90,402 2,674 0.98%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 JNL/GS Core Plus Bond 100,535 2,585 0.95%
18 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
19 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.76%
20 MERCK & CO INC 34,264 2,031 0.74%
21 ISHARES TR 52,678 1,985 0.73%
22 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
23 JNL/WMC Balanced Fund 51,390 1,954 0.72%
24 SPDR S&P 500 ETF TR 28,970 1,924 0.71%
25 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.66%
26 JPMORGAN CHASE & CO 29,580 1,782 0.65%
27 ISHARES TR 15,757 1,774 0.65%
28 CONOCOPHILLIPS 22,367 1,712 0.63%
29 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
30 JNL/Neuberger Strat Income 156,620 1,656 0.61%
31 PHILIP MORRIS INTL INC 19,728 1,645 0.60%
32 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 33,256 1,634 0.60%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.57%
35 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.57%
36 ISHARES TR 30,365 1,552 0.57%
37 ISHARES TR 13,897 1,520 0.56%
38 Hotchkis & Wiley Capital Income A 117,293 1,517 0.56%
39 LILLY ELI & CO 22,939 1,487 0.55%
40 CISCO SYS INC 58,977 1,484 0.54%
41 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.54%
42 BANK AMERICA CORP 86,047 1,432 0.53%
43 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
44 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.51%
45 PIMCO INCOME STRATEGY FD II 130,472 1,374 0.50%
46 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.49%
47 SPDR SER TR 17,172 1,287 0.47%
48 WELLTOWER INC. 20,127 1,255 0.46%
49 ISHARES TR 24,192 1,247 0.46%
50 WELLS FARGO CO NEW 24,022 1,246 0.46%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
301 T Rowe Price Capital Appreciation Fund 12,871 354 0.09%
302 WISDOMTREE TR 4,052 354 0.09%
303 XCEL ENERGY INC 11,612 353 0.09%
304 SPDR S&P MIDCAP 400 ETF TR 1,408 351 0.09%
305 DoubleLine Total Return Bond I 31,949 350 0.09%
306 FIRST INTST BANCSYSTEM INC 13,150 349 0.09%
307 SPDR SER TR 6,250 346 0.09%
308 SEAGATE TECHNOLOGY PLC 6,050 346 0.09%
309 SENIOR HOUSING PROPERTIES TRUST 16,418 343 0.09%
310 Abbott Labs Common 8,220 342 0.09%
311 Fidelity Small Cap Value 19,550 338 0.09%
312 ISHARES TR 3,151 337 0.09%
313 VANGUARD INDEX FDS 4,696 337 0.09%
314 NUVEEN MUN HIGH INCOME OPPOR 25,832 337 0.09%
315 CHENIERE ENERGY PARTNERS LP COMMON UNITS 10,300 337 0.09%
316 CSX CORP 10,486 336 0.09%
317 Fidelity Contrafund Inc Insigh 11,840 336 0.09%
318 VANGUARD WORLD FD 2,564 336 0.09%
319 CHINA MOBILE LIMITED 5,691 335 0.09%
320 CHESAPEAKE ENERGY CORP 15,569 335 0.09%
321 ISHARES TR 4,437 334 0.09%
322 NEW YORK CMNTY BANCORP INC 20,952 333 0.09%
323 TRANSDIGM GROUP INC 1,806 333 0.09%
324 ISHARES TR 7,987 332 0.09%
325 Blackrock Global Opptys 23,299 329 0.09%
326 VANGUARD WORLD FDS 2,802 329 0.09%
327 BB&T Corporation 8,799 328 0.09%
328 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 14,500 328 0.09%
329 FIRST TR MULTI CP VAL ALPHA 7,241 327 0.09%
330 FIRST TR EXCHANGE TRADED FD 5,863 327 0.09%
331 PROSHARES TR 5,798 326 0.08%
332 LOCKHEED MARTIN CORP 1,779 325 0.08%
333 SANOFI 5,755 325 0.08%
334 SEMPRA ENERGY 3,083 325 0.08%
335 CREDICORP LTD 2,114 324 0.08%
336 PNC FINL SVCS GROUP INC 3,783 324 0.08%
337 Fidelity Worldwide 13,166 323 0.08%
338 GOLDMAN SACHS GROUP INC 763 322 0.08%
339 ENI S P A 6,796 322 0.08%
340 BUCKEYE PARTNERS L P 4,030 321 0.08%
341 KAYNE ANDERSON MLP INVT CO 7,839 320 0.08%
342 VANGUARD WORLD FD 3,201 320 0.08%
343 SANDISK CORP 3,253 319 0.08%
344 TWO HBRS INVT CORP 33,004 319 0.08%
345 PIMCO 25,194 318 0.08%
346 MOBILEYE N V AMSTELVEEN 5,915 317 0.08%
347 SELECT SECTOR SPDR TR 6,999 316 0.08%
348 VALEANT PHARMACEUTICALS INTL 2,407 316 0.08%
349 EXELON CORP 9,224 314 0.08%
350 VANGUARD INDEX FDS 3,697 314 0.08%
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