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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 54 Institutional holders with a total value of $57,234,070.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,592 5,995,000 10.47%
2 WELLS FARGO & COMPANY/MN 56,200 5,750,000 10.05%
3 BANK OF AMERICA CORP /DE/ 50,574 5,174,000 9.04%
4 MORGAN STANLEY 48,963 5,010,000 8.75%
5 HighTower Advisors, LLC 48,760 4,979,000 8.70%
6 LPL Financial LLC 45,507 4,601,000 8.04%
7 WealthTrust-Arizona, LLC 34,792 3,560,000 6.22%
8 Citizens Business Bank 20,276 2,074,000 3.62%
9 UBS AG 19,420 1,987,000 3.47%
10 Sequoia Financial Advisors, LLC 17,546 1,795,000 3.14%
11 M Holdings Securities, Inc. 15,822 1,619,000 2.83%
12 Tradewinds Capital Management, LLC 14,493 1,483,000 2.59%
13 B. Riley Wealth Advisors, Inc. 13,131 1,343,000 2.35%
14 Commonwealth Equity Services, Inc 11,075 1,133,000 1.98%
15 RAYMOND JAMES & ASSOCIATES 10,333 1,057,000 1.85%
16 ROYAL BANK OF CANADA 9,082 929,000 1.62%
17 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 8,947 915,000 1.60%
18 ATHERTON LANE ADVISERS, LLC 8,290 848,000 1.48%
19 AMERIPRISE FINANCIAL INC 7,768 795,000 1.39%
20 PINNACLE FINANCIAL PARTNERS INC 7,274 744,000 1.30%
21 COMERICA BANK 5,670 580,000 1.01%
22 Carlson Capital Management 5,633 576,000 1.01%
23 Freedom Investment Management, Inc. 4,706 481,000 0.84%
24 DENVER INVESTMENT ADVISORS LLC 4,475 458,000 0.80%
25 FRONTIER INVESTMENT MGMT CO 3,870 396,000 0.69%
26 Cambridge Investment Research Advisors, Inc. 3,478 356,000 0.62%
27 KMS FINANCIAL SERVICES, INC 3,425 350,000 0.61%
28 FIRST AMERICAN TRUST, FSB 2,862 293,000 0.51%
29 JANE STREET GROUP, LLC 2,566 263,000 0.46%
30 SILVERCREST ASSET MANAGEMENT GROUP LLC 2,540 260,000 0.45%
31 AMERICAN INTERNATIONAL GROUP, INC. 2,407 246,260 0.43%
32 SG Americas Securities, LLC 1,701 174,000 0.30%
33 Creative Planning 1,418 145,000 0.25%
34 EMERSON INVESTMENT MANAGEMENT, LLC 1,078 110,000 0.19%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,066 109,000 0.19%
36 Capital Directions Investment Advisors, LLC 809 89,000 0.16%
37 PNC FINANCIAL SERVICES GROUP, INC. 865 88,000 0.15%
38 Private Advisor Group, LLC 686 70,000 0.12%
39 MSI Financial Services Inc 567 58,000 0.10%
40 WFG Advisors, LP 500 51,000 0.09%
41 BANK OF MONTREAL /CAN/ 495 51,000 0.09%
42 US BANCORP \DE\ 444 46,000 0.08%
43 One Capital Management, LLC 405 41,000 0.07%
44 Ground Swell Capital, LLC 364 37,000 0.06%
45 Winslow, Evans & Crocker, Inc. 350 35,810 0.06%
46 B. Riley Wealth Management, Inc. 199 20,000 0.03%
47 Avior Wealth Management, LLC 161 16,000 0.03%
48 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 121 12,000 0.02%
49 CITIGROUP INC 100 10,000 0.02%
50 SIGNATUREFD, LLC 90 9,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.