| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 15,884 | 1,000 | 0.00% | ||
| 2 | HOUSTON AMERN ENERGY CORP | 15,307 | 3,000 | 0.00% | ||
| 3 | * SANDRIDGE ENERGY INC COM | 10,700 | 3,000 | 0.00% | ||
| 4 | RELIV INTL INC COM NEW | 10,562 | 7,000 | 0.00% | ||
| 5 | PROVECTUS | 28,000 | 11,000 | 0.00% | ||
| 6 | ENSYNC INC | 29,500 | 12,000 | 0.00% | ||
| 7 | TOWERSTREAM CORP | 38,204 | 15,000 | 0.00% | ||
| 8 | OPGEN INC | 49,300 | 18,000 | 0.00% | ||
| 9 | DENISON MINES CORP | 42,000 | 21,000 | 0.00% | ||
| 10 | MANNKIND CORP. | 15,626 | 23,000 | 0.00% | ||
| 11 | MANAGED HIGH YIELD PLUS FUND INC | 13,289 | 24,000 | 0.00% | ||
| 12 | REVOLUTION LIGHTING TECHNOLO COM | 31,676 | 26,000 | 0.01% | ||
| 13 | IAMGOLD CORP | 18,670 | 27,000 | 0.01% | ||
| 14 | GRAN TIERRA ENERGY INC | 13,000 | 29,000 | 0.01% | ||
| 15 | WIDEPOINT CORP | 44,442 | 31,000 | 0.01% | ||
| 16 | Arena Pharmaceuticals, Inc | 17,000 | 33,000 | 0.01% | ||
| 17 | NATIONAL HOLDINGS CORP COM NEW | 12,372 | 35,000 | 0.01% | ||
| 18 | AMARIN CORP PLC | 19,750 | 38,000 | 0.01% | ||
| 19 | GOLD STD VENTURES CORP | 59,200 | 41,000 | 0.01% | ||
| 20 | ZYNGA INC | 15,800 | 43,000 | 0.01% | ||
| 21 | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | 12,519 | 44,000 | 0.01% | ||
| 22 | LILIS ENERGY INC | 221,300 | 45,000 | 0.01% | ||
| 23 | NQ MOBILE INC | 12,925 | 48,000 | 0.01% | ||
| 24 | CLEARSIGN COMBUSTION CRP | 10,297 | 50,000 | 0.01% | ||
| 25 | Lloyds Banking Group Plc | 10,946 | 50,000 | 0.01% | ||
| 26 | AVON PRODS INC | 12,192 | 50,000 | 0.01% | ||
| 27 | SPRINT CORP | 13,650 | 50,000 | 0.01% | ||
| 28 | NEPTUNE TECHNOLOGIES BIORESO | 52,000 | 56,000 | 0.01% | ||
| 29 | KRATOS DEFENSE & SECURITY SOLU COM | 14,039 | 58,000 | 0.01% | ||
| 30 | ADVANCED MICRO DEVICES INC | 20,452 | 59,000 | 0.01% | ||
| 31 | CREDIT SUISSE HIGH YIELD BD | 26,000 | 60,000 | 0.01% | ||
| 32 | Mad Catz Interactive | 150,000 | 60,000 | 0.01% | ||
| 33 | FORTRESS BIOTECH INC | 24,100 | 68,000 | 0.01% | ||
| 34 | DREYFUS HIGH YIELD STRATEGIE | 21,937 | 68,000 | 0.01% | ||
| 35 | CHESAPEAKE ENERGY CORP | 15,574 | 71,000 | 0.01% | ||
| 36 | PENNEY J C | 10,800 | 72,000 | 0.01% | ||
| 37 | FORTRESS INVESTMENT GROUP LL | 14,100 | 72,000 | 0.01% | ||
| 38 | NEW YORK MORTGAGE TRUST INC COM | 14,330 | 77,000 | 0.02% | ||
| 39 | PALATIN TECHNOLOGIES INC COM | 115,000 | 77,000 | 0.02% | ||
| 40 | LINN ENERGY LLC UNIT LTD LIAB | 62,248 | 81,000 | 0.02% | ||
| 41 | NORTHERN OIL & GAS INC NEV | 22,000 | 85,000 | 0.02% | ||
| 42 | ALLIANZGI CONV & INCOME FD | 16,805 | 94,000 | 0.02% | ||
| 43 | FX ENERGY INC | 81,055 | 94,000 | 0.02% | ||
| 44 | XPLORE TECHNOLOGIES CORP COM PAR 0.001 | 18,500 | 95,000 | 0.02% | ||
| 45 | OpGen Inc | 50,500 | 97,000 | 0.02% | ||
| 46 | PEDEVCO CORP | 343,416 | 100,000 | 0.02% | ||
| 47 | VIRNETX HLDG CORP | 41,950 | 108,000 | 0.02% | ||
| 48 | NEURALSTEM INC COM | 110,312 | 114,000 | 0.02% | ||
| 49 | BLACKROCK INTL GRWTH & INC T | 18,825 | 118,000 | 0.02% | ||
| 50 | ZIX CORP | 23,924 | 122,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-006872, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
