| 1 |
Saba Capital Management, L.P. |
6,132,069 |
10,792,000 |
30.16% |
|
|
| 2 |
Bulldog Investors, LLP |
3,145,351 |
5,536,000 |
15.47% |
|
|
| 3 |
Advisors Asset Management, Inc. |
2,557,032 |
4,500,000 |
12.58% |
|
|
| 4 |
ICON ADVISERS INC/CO |
2,234,640 |
3,933,000 |
10.99% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
1,802,527 |
3,172,000 |
8.86% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,612,277 |
2,838,000 |
7.93% |
|
|
| 7 |
INVESTMENT CENTERS OF AMERICA INC |
402,937 |
708,000 |
1.98% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
400,504 |
704,000 |
1.97% |
|
|
| 9 |
STIFEL FINANCIAL CORP |
350,524 |
617,000 |
1.72% |
|
|
| 10 |
Yakira Capital Management, Inc. |
247,346 |
435,000 |
1.22% |
|
SH |
| 11 |
Shaker Financial Services, LLC |
163,999 |
289,000 |
0.81% |
|
|
| 12 |
PVG Asset Management |
128,040 |
225,350 |
0.63% |
|
|
| 13 |
Weiss Asset Management LP |
125,237 |
220,000 |
0.61% |
|
|
| 14 |
Kovack Advisors, Inc. |
124,434 |
219,000 |
0.61% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
124,616 |
219,000 |
0.61% |
|
|
| 16 |
LPL Financial LLC |
123,168 |
217,000 |
0.61% |
|
|
| 17 |
DOLIVER ADVISORS, LP |
121,977 |
215,000 |
0.60% |
|
|
| 18 |
CITIGROUP INC |
83,100 |
146,000 |
0.41% |
|
|
| 19 |
JD CAPITAL MANAGEMENT LLC |
52,452 |
92,000 |
0.26% |
|
|
| 20 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
83,000 |
0.23% |
|
|
| 21 |
Cambridge Investment Research Advisors, Inc. |
45,870 |
81,000 |
0.23% |
|
|
| 22 |
Kamunting Street Capital Management, L.P. |
42,500 |
75,000 |
0.21% |
|
|
| 23 |
SG Americas Securities, LLC |
30,332 |
53,000 |
0.15% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
25,030 |
44,000 |
0.12% |
|
|
| 25 |
Texas Yale Capital Corp. |
22,800 |
40,000 |
0.11% |
|
|
| 26 |
Virtu KCG Holdings LLC |
19,750 |
35,000 |
0.10% |
|
|
| 27 |
UBS Group AG |
19,171 |
34,000 |
0.10% |
|
|
| 28 |
AMERICAN INTERNATIONAL GROUP, INC. |
18,000 |
32,000 |
0.09% |
|
|
| 29 |
Cetera Advisors LLC |
18,468 |
32,000 |
0.09% |
|
|
| 30 |
WELLS FARGO & COMPANY/MN |
17,999 |
31,000 |
0.09% |
|
|
| 31 |
B. Riley Wealth Advisors, Inc. |
13,289 |
24,000 |
0.07% |
|
|
| 32 |
Concert Wealth Management Inc. |
12,680 |
24,000 |
0.07% |
|
|
| 33 |
Creative Planning |
12,385 |
22,000 |
0.06% |
|
|
| 34 |
CITADEL ADVISORS LLC |
11,635 |
20,000 |
0.06% |
|
|
| 35 |
GUPTA WEALTH MANAGEMENT LLC |
10,965 |
19,000 |
0.05% |
|
|
| 36 |
Private Advisor Group, LLC |
10,376 |
18,000 |
0.05% |
|
|
| 37 |
BANK OF AMERICA CORP /DE/ |
7,000 |
12,000 |
0.03% |
|
|
| 38 |
MORGAN STANLEY |
4,828 |
8,000 |
0.02% |
|
|
| 39 |
IFP ADVISORS, INC |
4,229 |
7,000 |
0.02% |
|
|
| 40 |
ROYAL BANK OF CANADA |
2,000 |
4,000 |
0.01% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
1,747 |
3,000 |
0.01% |
|
|
| 42 |
SYNOVUS FINANCIAL CORP |
1,201 |
2,000 |
0.01% |
|
|
| 43 |
AUSDAL FINANCIAL PARTNERS, INC. |
500 |
1,000 |
0.00% |
|
|
| 44 |
MSI Financial Services Inc |
186 |
0 |
0.00% |
|
|
| 45 |
Joel Isaacson & Co., LLC |
54 |
0 |
0.00% |
|
|
| 46 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
