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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001144204-14-068848) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 FIDELITY NATIONAL FINANCIAL 221,500 6,144 0.75%
52 CLIFTON BANCORP INC 481,500 6,062 0.74%
53 SEARS HLDGS CORP 161,000 6,052 0.74% Call
54 UNITED RENTALS INC 53,262 5,917 0.73%
55 TIME WARNER INC 77,500 5,829 0.72% Call
56 SPDR GOLD TR 50,000 5,811 0.71% Put
57 SPDR GOLD TR 50,000 5,811 0.71% Put
58 CROWN MEDIA HLDGS INC 1,789,494 5,726 0.70%
59 CITI TRENDS INC COM 256,229 5,663 0.70%
60 SODASTREAM INTERNATIONAL LTD 190,000 5,603 0.69%
61 UNITED RENTALS INC 50,000 5,555 0.68% Call
62 FACEBOOK INC 70,000 5,533 0.68% Put
63 DEAN FOODS CO NEW 414,300 5,489 0.67% Call
64 ISHARES TR 20,000 5,473 0.67% Put
65 LATAM AIRLINES GROUP S A 106,100 5,352 0.66% Call
66 STEWART INFORMATION SVCS COR 172,190 5,054 0.62%
67 LIGHT & WONDER INC COM 455,700 4,908 0.60% Call
68 REPUBLIC BANCORP KY CL A 189,835 4,497 0.55%
69 SODASTREAM INTERNATIONAL LTD 150,000 4,424 0.54% Call
70 ISHARES TR 60,000 4,152 0.51% Put
71 CROCS INC 327,900 4,125 0.51% Call
72 ISHARES TR 15,000 4,104 0.50% Put
73 ABERCROMBIE & FITCH CO 112,308 4,081 0.50%
74 RADIANT LOGISTICS INC 1,108,193 4,078 0.50%
75 ACTUATE CORP 1,009,700 3,938 0.48%
76 ELECTRONIC ARTS INC 110,000 3,917 0.48% Put
77 TFS FINL CORP 273,387 3,915 0.48%
78 LIGHT & WONDER INC COM 357,200 3,847 0.47% Call
79 POTBELLY CORP COM 326,400 3,806 0.47%
80 ABERCROMBIE & FITCH CO 103,600 3,765 0.46% Call
81 FALCONSTOR SOFTWARE INC 3,220,486 3,704 0.45%
82 SYNERGETICS USA INC 1,082,792 3,692 0.45%
83 RED LION HOTELS CORP 621,439 3,536 0.43%
84 SPDR GOLD TR 30,000 3,486 0.43% Put
85 ADEPT TECHNOLOGY INC 408,109 3,432 0.42%
86 DOLBY LABORATORIES INC 81,472 3,405 0.42%
87 LIGHT & WONDER INC COM 310,000 3,339 0.41% Call
88 BRIGHTCOVE INC COM 593,374 3,311 0.41%
89 AIR LEASE CORP 100,000 3,250 0.40% Call
90 LIGHT & WONDER INC COM 291,900 3,144 0.39% Call
91 LAKES ENTERTAINMEN 373,937 3,115 0.38%
92 APOLLO ED GROUP INC 123,100 3,096 0.38% Call
93 FULL CIRCLE CAP CORP 474,820 3,034 0.37%
94 QAD INC 183,484 2,884 0.35%
95 3-D SYS CORP DEL 62,100 2,880 0.35% Put
96 ITT Educational Services Inc 660,000 2,831 0.35%
97 PIER 1 IMPORTS INC COM 230,000 2,735 0.34%
98 PHARMATHENE INC COM 1,520,000 2,706 0.33%
99 NATIONAL RESH CORP CL A 202,273 2,632 0.32%
100 ITT Educational Services Inc 601,300 2,580 0.32% Call
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