| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management, LLC | 474,820 | 3,034,000 | 51.54% | ||
| 2 | Yorktown Management & Research Co Inc | 161,144 | 1,030,000 | 17.50% | ||
| 3 | MORGAN STANLEY | 57,237 | 366,000 | 6.22% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 48,000 | 307,000 | 5.22% | ||
| 5 | LPL Financial LLC | 45,894 | 284,000 | 4.82% | ||
| 6 | MILLENNIUM MANAGEMENT LLC | 42,989 | 275,000 | 4.67% | ||
| 7 | WELLS FARGO & COMPANY/MN | 31,300 | 200,000 | 3.40% | ||
| 8 | JANE STREET GROUP, LLC | 13,295 | 85,000 | 1.44% | ||
| 9 | RAYMOND JAMES TRUST N.A. | 12,100 | 77,000 | 1.31% | ||
| 10 | UBS AG | 8,554 | 55,000 | 0.93% | ||
| 11 | CITADEL ADVISORS LLC | 8,367 | 53,000 | 0.90% | ||
| 12 | GROUP ONE TRADING LLC | 6,268 | 40,000 | 0.68% | ||
| 13 | CITIGROUP INC | 4,936 | 31,000 | 0.53% | ||
| 14 | BARCLAYS PLC | 3,200 | 19,000 | 0.32% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 2,225 | 14,218 | 0.24% | ||
| 16 | Creative Planning | 1,035 | 7,000 | 0.12% | ||
| 17 | MUFG Securities EMEA plc | 835 | 5,336 | 0.09% | ||
| 18 | Tower Research Capital LLC (TRC) | 446 | 3,000 | 0.05% | ||
| 19 | ROYAL BANK OF CANADA | 93 | 1,000 | 0.02% | ||
| 20 | MSI Financial Services Inc | 75 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
