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Institutional Investment Manager
TWO SIGMA ADVISERS, LP
TWO SIGMA ADVISERS, LP (CIK: 0001478735) incorporated in Delaware, located at 100 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000919574-14-006656) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Corinthian Colleges, Inc. 216,292 23 0.00%
2 ParkerVision Inc. (PRKR) 21,100 24 0.00%
3 DRAGONWAVE INC 20,900 26 0.00%
4 Unwired Planet, Inc. 16,300 30 0.00%
5 SGOCO GROUP LTD 17,500 32 0.00%
6 China Recycling Energy Corp 26,200 32 0.00%
7 ZIOPHARM ONCOLOGY INC 12,801 34 0.00%
8 AXCELIS TECHNOLOGIES INC 17,400 35 0.00%
9 Cincinnati Bell Inc 10,766 37 0.00%
10 VITESSE SEMICONDUCTOR CORP 10,200 37 0.00%
11 QUIKSILVER INC COM 21,583 37 0.00%
12 GULF RESOURCES INC COM PAR $0.0005 28,000 40 0.00%
13 LADENBURG THALMAN FIN SVCS I COM 10,400 44 0.00%
14 SANDSTORM GOLD LTD 10,400 45 0.00%
15 SILVERCORP METALS INC 29,700 46 0.00%
16 ALPHATEC HOLDINGS INC 27,600 47 0.00%
17 QUINSTREET INC COM USD0.001 11,760 49 0.00%
18 NEOGENOMICS INC 11,400 59 0.00%
19 Abraxas Petroleum Corp 11,474 61 0.00%
20 AU OPTRONICS CORP 15,007 62 0.00%
21 Portugal Telecom Sgps S A Spon 31,200 63 0.00%
22 PARKER DRILLING COMPANY 12,930 63 0.00%
23 TECUMSEH PRODS CO 14,935 65 0.00%
24 KOPIN CORP 19,109 65 0.00%
25 GLOBALSTAR INC 18,000 66 0.00%
26 SILVER STD RES INC 11,000 67 0.00% Call
27 Ultrapetrol (Bahamas) Ltd 21,466 68 0.00%
28 FIRST BANCORP P R COM NEW 14,392 68 0.00%
29 YAMANA GOLD INC 11,900 71 0.00% Call
30 SAPIENS INTL CORP N V SHS NEW 10,029 74 0.00%
31 REACHLOCAL INC 20,767 74 0.00%
32 PENDRELL CORP 55,642 75 0.00%
33 Cimatron Ltd. 12,800 76 0.00%
34 GROUPON INC 11,500 77 0.00% Call
35 Vical Inc 70,916 78 0.00%
36 MARTHA STEWART LIVING OMNIME 22,835 82 0.00%
37 CRAWFORD & CO 10,100 83 0.00%
38 FRONTIER COMMUNICATIONS CORP 13,003 84 0.00%
39 COWEN GROUP INC NEW 22,706 84 0.00%
40 LSI INDS INC COM 14,700 90 0.00%
41 IMPERIAL HLDGS INC 13,855 91 0.00%
42 PERFORMANT FINL CORP 12,100 98 0.00%
43 HUNTINGTON BANCSHARES INC 10,339 100 0.00%
44 MEADOWBROOK INSURA 16,963 100 0.00%
45 WEST MARINE INC COM 11,351 102 0.00%
46 VIRNETX HLDG CORP 16,600 104 0.00%
47 READING INTERNATIONAL INC 12,700 106 0.00%
48 GFI GROUP INC 19,752 107 0.00%
49 PSIVIDA CORP 23,800 107 0.00%
50 BANKFINANCIAL CORP 10,350 108 0.00%
Page 1 of 43
New Holding filing (0000919574-16-009929) filed in 2016.02.09
#
Name
Shares
Value ($)
%
Options
Notes
101 NEWMONT CORP 9,152 211 0.04%
102 STERLING CONSTRUCTION CO INC 27,497 211 0.04%
103 Global Indemnity PLC 8,376 211 0.04%
104 NRG Yield Inc 4,400 207 0.04%
105 BARRICK GOLD CORP 13,904 204 0.03%
106 CHESAPEAKE UTILS CORP 4,819 201 0.03%
107 AFFILIATED MANAGERS GROUP 1,000 200 0.03% Put
108 AFFILIATED MANAGERS GROUP 1,000 200 0.03% Call
109 NATL PENN BANCSHARES INC 19,763 192 0.03%
110 FINISAR CORP 11,479 191 0.03%
111 JETBLUE AIRWAYS CORP 16,777 178 0.03%
112 PULTE GROUP INC 10,000 177 0.03% Put
113 CIENA CORP 10,000 167 0.03% Call
114 CIENA CORP 10,000 167 0.03% Put
115 STILLWATER MNG CO 10,000 150 0.03% Call
116 MEDLEY CAP CORPORATION 10,509 124 0.02%
117 MITEL NETWORKS CORP 13,000 119 0.02%
118 BOYD GAMING CORP COM 10,100 103 0.02%
119 FIRST NIAGARA FINL GP INC 11,176 93 0.02%
120 NQ MOBILE INC 11,700 82 0.01%
121 WI-LAN INC 22,000 79 0.01%
122 Noranda Aluminum Holding 12,856 58 0.01%
123 AEROPOSTALE INC N/C 8/16/17 00215Q103 16,400 54 0.01%
124 NAVIOS MARITIME ACQUIS CORP 18,100 49 0.01%
125 SEQUENOM INC 13,928 41 0.01%
126 MILLENNIAL MEDIA INC 18,600 35 0.01%
127 QUANTUM CORP-DLT & STORAGE SYS 23,344 27 0.00%
128 VRINGO INC 21,600 20 0.00%
129 TIMMINS GOLD CORP 10,000 13 0.00%
Page 3 of 3
Restatement filing (0000919574-16-009927) filed in 2016.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 824,226 162,389 1.28%
2 POWERSHARES QQQ TRUST 1,376,538 135,988 1.07%
3 MONDELEZ INTL INC 3,735,679 128,003 1.01%
4 SPDR S&P 500 ETF TR 647,600 127,590 1.01% Put
5 FACEBOOK INC 1,608,643 127,147 1.00%
6 HCA HEALTHCARE INC 1,796,931 126,720 1.00%
7 TIME WARNER CABLE INC 858,805 123,230 0.97%
8 QUALCOMM INC 1,540,849 115,209 0.91%
9 MARATHON PETE CORP 1,334,765 113,015 0.89%
10 ISHARES NASDAQ BIOTECHNOLOGY ETF 191,161 112,481 0.89%
11 MICRON TECHNOLOGY INC 3,267,134 111,932 0.88%
12 SOUTHWESTERN ENERGY CO 3,168,276 110,731 0.87%
13 DirectTV Com 1,215,283 105,146 0.83%
14 JUNIPER NETWORKS INC 4,488,508 99,420 0.78%
15 HOME DEPOT INC 984,809 90,346 0.71%
16 SYMANTEC CORP 3,782,502 88,927 0.70%
17 DISH NETWORK A 1,349,407 87,145 0.69%
18 PROGRESSIVE CORP OHIO 3,371,696 85,236 0.67%
19 DOLLAR TREE INC 1,444,652 81,002 0.64%
20 MOTOROLA SOLUTIONS INC 1,277,484 80,839 0.64%
21 CHENIERE ENERGY INC 1,005,338 80,457 0.63%
22 CABOT OIL & GAS CORP 2,460,800 80,444 0.63%
23 WESTERN DIGITAL CORP 799,203 77,778 0.61%
24 MALLINCKRODT PUB LTD CO 822,011 74,104 0.58%
25 EQT CORP 799,283 73,166 0.58%
26 EDWARDS LIFESCIENCES CORP 715,536 73,092 0.58%
27 CROWN CASTLE INTL CORP 892,827 71,899 0.57%
28 Equinix Inc New 329,632 70,040 0.55%
29 BP PLC 1,587,000 69,749 0.55%
30 VMWARE INC 738,073 69,261 0.55%
31 ULTA BEAUTY INC 579,854 68,521 0.54%
32 BOSTON SCIENTIFIC CORP 5,521,054 65,204 0.51%
33 ELECTRONIC ARTS INC 1,830,980 65,201 0.51%
34 ROSS STORES INC 849,998 64,243 0.51%
35 MICROSOFT CORP 1,369,194 63,476 0.50%
36 SOUTHWEST AIRLS CO 1,879,412 63,468 0.50%
37 SELECT SECTOR SPDR TR 686,800 62,238 0.49%
38 GLAXOSMITHKLINE PLC 1,345,922 61,872 0.49%
39 EOG RES INC 617,184 61,114 0.48%
40 TRW AUTOMOTIVE HLDGS CORP 600,818 60,833 0.48%
41 SEAGATE TECHNOLOGY PLC 1,062,029 60,822 0.48%
42 McGraw Hill Group Inc 699,326 59,058 0.47%
43 AVIS BUDGET GROUP 1,056,470 57,990 0.46%
44 MGM RESORTS INTERNATIONAL 2,510,959 57,200 0.45%
45 DELPHI AUTOMOTIVE PLC 925,400 56,764 0.45%
46 VERIZON COMMUNICATIONS INC 1,129,758 56,477 0.45%
47 TRIQUINT SEMICONDU 2,937,243 56,013 0.44%
48 ANALOG DEVICES INC 1,114,691 55,166 0.43%
49 NETAPP INC 1,284,020 55,161 0.43%
50 PHILIP MORRIS INTL INC 656,224 54,729 0.43%
Page 1 of 43