| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | APPLIED MATLS INC | 2,000 | 45,000 | 0.01% | Put | |
| 2 | LANTRONIX INC | 25,000 | 49,000 | 0.01% | ||
| 3 | Echelon Corp | 24,200 | 59,000 | 0.01% | ||
| 4 | TEXAS INSTRS INC | 1,500 | 72,000 | 0.01% | Put | |
| 5 | EXFO INC | 18,000 | 86,000 | 0.02% | ||
| 6 | IDENTIV INC | 10,000 | 111,000 | 0.02% | ||
| 7 | WI-LAN INC | 35,000 | 119,000 | 0.02% | ||
| 8 | DIGI INTL INC COM | 12,650 | 119,000 | 0.02% | ||
| 9 | Lifepoint Hospitals Inc | 2,500 | 120,000 | 0.02% | Call | |
| 10 | RETRACTABLE TECHNOLOGIES INC | 50,800 | 127,000 | 0.02% | ||
| 11 | BLACKROCK MUNIYIELD INVT QUA | 10,000 | 134,000 | 0.02% | ||
| 12 | NUVEEN DIV ADVANTAGE MUN FD | 11,100 | 154,000 | 0.03% | ||
| 13 | Nuveen Sel Inc Port 3 | 11,606 | 163,000 | 0.03% | ||
| 14 | NUVEEN MUNICIPAL CREDIT INC | 13,004 | 178,000 | 0.03% | ||
| 15 | INVESCO MUN OPPORTUNITY TR | 14,400 | 181,000 | 0.03% | ||
| 16 | INVESCO ADVANTAGE MUN INCOME | 16,100 | 183,000 | 0.03% | ||
| 17 | USA Technologies Inc | 87,000 | 184,000 | 0.03% | ||
| 18 | OSI SYSTEMS INC COM | 3,000 | 200,000 | 0.04% | ||
| 19 | INVESCO MUN TR | 17,000 | 213,000 | 0.04% | ||
| 20 | Jive Software Inc | 25,000 | 213,000 | 0.04% | Call | |
| 21 | NUVEEN PREM INCOME MUN FD 2 | 15,700 | 217,000 | 0.04% | ||
| 22 | BLACKROCK REAL ASSET EQUITY | 23,806 | 224,000 | 0.04% | ||
| 23 | NL INDS INC COM NEW | 24,471 | 227,000 | 0.04% | ||
| 24 | ARADIGM CORP | 27,200 | 241,000 | 0.04% | ||
| 25 | Lifepoint Hospitals Inc | 5,000 | 241,000 | 0.04% | Put | |
| 26 | NUVEEN MUN OPPTY FD INC | 17,139 | 242,000 | 0.04% | ||
| 27 | IRIDIUM COMMUNICATIONS INC | 29,600 | 250,000 | 0.05% | ||
| 28 | VEEVA SYS INC | 10,000 | 255,000 | 0.05% | Call | |
| 29 | SANDISK CORP | 2,500 | 261,000 | 0.05% | Put | |
| 30 | LAM RESEARCH CORP | 4,000 | 270,000 | 0.05% | Put | |
| 31 | MERITOR INC | 21,000 | 274,000 | 0.05% | ||
| 32 | SIRIUS XM HOLDINGS INC | 80,590 | 279,000 | 0.05% | ||
| 33 | Jive Software Inc | 33,000 | 281,000 | 0.05% | ||
| 34 | NUVEEN AMT FREE MUN CR INC F | 20,593 | 292,000 | 0.05% | ||
| 35 | PIMCO ETF TR | 2,945 | 299,000 | 0.05% | ||
| 36 | CREDIT SUISSE AG NASSAU BRH | 105,097 | 313,000 | 0.06% | ||
| 37 | TORTOISE MLP FD INCORPORATED | 11,377 | 340,000 | 0.06% | ||
| 38 | MERITOR INC | 26,500 | 346,000 | 0.06% | Put | |
| 39 | SELECT SECTOR SPDR TR | 3,500 | 350,000 | 0.06% | ||
| 40 | VANGUARD INDEX FDS | 3,785 | 365,000 | 0.07% | ||
| 41 | BLACKROCK UTILITIES INFRSTRC | 17,515 | 367,000 | 0.07% | ||
| 42 | FIRST TR HIGH INCOME L/S FD | 20,223 | 367,000 | 0.07% | ||
| 43 | OCWEN FINL CORP | 10,000 | 371,000 | 0.07% | Put | |
| 44 | WindStream Corp (win) | 110,717 | 375,000 | 0.07% | ||
| 45 | NUVEEN PREM INCOME MUN FD | 28,500 | 387,000 | 0.07% | ||
| 46 | INTEL CORP | 12,600 | 389,000 | 0.07% | Call | |
| 47 | VANGUARD LONG TERM BOND ETF | 4,796 | 431,000 | 0.08% | ||
| 48 | ISHARES TR | 3,975 | 435,000 | 0.08% | ||
| 49 | GENERAL MTRS CO | 12,003 | 436,000 | 0.08% | ||
| 50 | VEEVA SYS INC | 17,500 | 445,000 | 0.08% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001481986-14-000008, filed 2014.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
