| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,496,800 | 20,716,000 | 15.85% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,156,106 | 16,001,000 | 12.24% | ||
| 3 | Karpus Management, Inc. | 1,076,913 | 14,904,000 | 11.40% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 494,198 | 6,840,000 | 5.23% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 486,417 | 6,732,000 | 5.15% | ||
| 6 | Invesco Ltd. | 456,504 | 6,318,000 | 4.83% | PRN | |
| 7 | MORGAN STANLEY | 437,086 | 6,049,000 | 4.63% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 363,784 | 5,035,000 | 3.85% | ||
| 9 | MACKAY SHIELDS LLC | 295,808 | 4,094,000 | 3.13% | ||
| 10 | COHEN & STEERS, INC. | 289,702 | 4,009,000 | 3.07% | ||
| 11 | Advisors Asset Management, Inc. | 268,002 | 3,709,000 | 2.84% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 252,605 | 3,496,000 | 2.68% | ||
| 13 | Global Endowment Management, LP | 243,430 | 3,369,000 | 2.58% | ||
| 14 | UBS AG | 242,924 | 3,362,000 | 2.57% | ||
| 15 | WELLS FARGO & COMPANY/MN | 240,847 | 3,333,000 | 2.55% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 197,113 | 2,728,000 | 2.09% | ||
| 17 | LPL Financial LLC | 184,130 | 2,548,000 | 1.95% | ||
| 18 | OAK HILL ADVISORS LP | 184,100 | 2,548,000 | 1.95% | ||
| 19 | Horizon Kinetics LLC | 128,052 | 1,772,000 | 1.36% | ||
| 20 | ROYAL BANK OF CANADA | 89,523 | 1,239,000 | 0.95% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 74,217 | 1,028,000 | 0.79% | ||
| 22 | VAN ECK ASSOCIATES CORP | 72,525 | 1,004,000 | 0.77% | ||
| 23 | FIFTH THIRD BANCORP | 67,079 | 928,000 | 0.71% | ||
| 24 | FIRST TRUST ADVISORS LP | 57,443 | 795,000 | 0.61% | ||
| 25 | Allianz Asset Management GmbH | 55,000 | 761,000 | 0.58% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 46,785 | 648,000 | 0.50% | ||
| 27 | DOLIVER ADVISORS, LP | 39,315 | 544,000 | 0.42% | ||
| 28 | Concert Wealth Management Inc. | 34,267 | 470,000 | 0.36% | ||
| 29 | Creative Planning | 33,020 | 457,000 | 0.35% | ||
| 30 | Commonwealth Equity Services, Inc | 32,512 | 450,000 | 0.34% | ||
| 31 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 364,000 | 0.28% | ||
| 32 | Capital Investment Advisors, LLC | 24,368 | 337,000 | 0.26% | ||
| 33 | BARCLAYS PLC | 25,677 | 333,000 | 0.25% | ||
| 34 | Gruss Capital Management LP | 21,409 | 296,000 | 0.23% | ||
| 35 | HighTower Advisors, LLC | 18,100 | 251,000 | 0.19% | ||
| 36 | STIFEL FINANCIAL CORP | 17,391 | 241,000 | 0.18% | ||
| 37 | TFS CAPITAL LLC | 16,400 | 227,000 | 0.17% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,999 | 223,000 | 0.17% | ||
| 39 | DRW Securities, LLC | 15,700 | 217,000 | 0.17% | ||
| 40 | Joel Isaacson & Co., LLC | 15,000 | 208,000 | 0.16% | ||
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,944 | 207,000 | 0.16% | ||
| 42 | VICUS CAPITAL | 13,096 | 181,000 | 0.14% | ||
| 43 | First Allied Advisory Services, Inc. | 11,800 | 164,000 | 0.13% | ||
| 44 | Thomas J. Herzfeld Advisors, Inc. | 11,432 | 158,000 | 0.12% | ||
| 45 | Yellowstone Partners, LLC | 10,896 | 151,000 | 0.12% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 10,115 | 140,000 | 0.11% | ||
| 47 | Tradewinds Capital Management, LLC | 9,930 | 137,000 | 0.10% | ||
| 48 | BENJAMIN F. EDWARDS & COMPANY, INC. | 7,965 | 110,000 | 0.08% | ||
| 49 | DEUTSCHE BANK AG\ | 7,000 | 96,000 | 0.07% | ||
| 50 | FineMark National Bank & Trust | 6,085 | 84,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
