| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,234,422 | 40,554,000 | 23.60% | ||
| 2 | WELLS FARGO & COMPANY/MN | 777,694 | 14,115,000 | 8.21% | ||
| 3 | THIRD AVENUE MANAGEMENT LLC | 609,023 | 11,054,000 | 6.43% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 607,526 | 11,027,000 | 6.42% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 598,601 | 10,865,000 | 6.32% | ||
| 6 | Saba Capital Management, L.P. | 492,244 | 8,934,000 | 5.20% | ||
| 7 | UBS AG | 450,978 | 8,185,000 | 4.76% | ||
| 8 | EATON VANCE MANAGEMENT | 406,604 | 7,380,000 | 4.29% | ||
| 9 | 1832 Asset Management L.P. | 368,091 | 6,685,000 | 3.89% | ||
| 10 | Pine River Capital Management L.P. | 343,994 | 6,243,000 | 3.63% | ||
| 11 | Invesco Ltd. | 293,974 | 5,336,000 | 3.10% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 254,499 | 4,619,000 | 2.69% | ||
| 13 | Advisors Asset Management, Inc. | 249,433 | 4,527,000 | 2.63% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 208,110 | 3,777,000 | 2.20% | ||
| 15 | Carlson Capital, L.P. | 166,666 | 3,025,000 | 1.76% | ||
| 16 | ROYAL BANK OF CANADA | 162,310 | 2,946,000 | 1.71% | ||
| 17 | Shaker Financial Services, LLC | 118,049 | 2,143,000 | 1.25% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 111,234 | 2,019,000 | 1.17% | ||
| 19 | LPL Financial LLC | 99,766 | 1,811,000 | 1.05% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 98,479 | 1,787,000 | 1.04% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 97,042 | 1,761,000 | 1.02% | ||
| 22 | Eos Management, L.P. | 96,192 | 1,745,000 | 1.02% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 81,100 | 1,472,000 | 0.86% | ||
| 24 | SG Americas Securities, LLC | 55,351 | 1,005,000 | 0.58% | ||
| 25 | FRANKLIN RESOURCES INC | 50,594 | 918,000 | 0.53% | ||
| 26 | CORNERSTONE ADVISORS INC | 46,839 | 850,000 | 0.49% | ||
| 27 | Janney Montgomery Scott LLC | 39,188 | 711,265 | 0.41% | ||
| 28 | WEDBUSH SECURITIES INC | 38,792 | 704,000 | 0.41% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 29,833 | 541,000 | 0.31% | ||
| 30 | WFG Advisors, LP | 26,625 | 483,000 | 0.28% | ||
| 31 | OPPENHEIMER & CO INC | 26,107 | 474,000 | 0.28% | ||
| 32 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 21,108 | 383,000 | 0.22% | ||
| 33 | DRW Securities, LLC | 20,223 | 367,000 | 0.21% | ||
| 34 | DEUTSCHE BANK AG\ | 18,281 | 331,000 | 0.19% | ||
| 35 | SII INVESTMENTS INC/WI | 17,038 | 311,000 | 0.18% | ||
| 36 | Capital Investment Advisors, LLC | 16,880 | 306,000 | 0.18% | ||
| 37 | VSR Financial Services, Inc. | 16,150 | 293,000 | 0.17% | ||
| 38 | STIFEL FINANCIAL CORP | 15,930 | 289,000 | 0.17% | ||
| 39 | THRIVENT FINANCIAL FOR LUTHERANS | 14,886 | 270,000 | 0.16% | ||
| 40 | Dorsey & Whitney Trust CO LLC | 14,000 | 254,000 | 0.15% | ||
| 41 | DOLIVER ADVISORS, LP | 17,472 | 253,000 | 0.15% | ||
| 42 | Kamunting Street Capital Management, L.P. | 11,454 | 208,000 | 0.12% | ||
| 43 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,408 | 189,000 | 0.11% | ||
| 44 | GOLDMAN SACHS GROUP INC | 10,214 | 185,000 | 0.11% | ||
| 45 | NEXT Financial Group, Inc | 7,468 | 129,000 | 0.08% | ||
| 46 | OPTIMUM INVESTMENT ADVISORS | 5,660 | 103,000 | 0.06% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 3,035 | 55,085 | 0.03% | ||
| 48 | US BANCORP \DE\ | 2,604 | 47,000 | 0.03% | ||
| 49 | Regal Investment Advisors LLC | 2,511 | 46,000 | 0.03% | ||
| 50 | Winslow, Evans & Crocker, Inc. | 2,142 | 38,877 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
