| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TASMAN METALS LTD | 70,500 | 30,000 | 0.04% | ||
| 2 | LiveDeal Inc | 10,000 | 31,000 | 0.04% | Put | |
| 3 | LiveDeal Inc | 10,000 | 31,000 | 0.04% | ||
| 4 | ALLIED NEVADA GOLD UTIL | 36,800 | 32,000 | 0.04% | ||
| 5 | ALLIED HEALTHCARE PRODS INC | 21,900 | 40,000 | 0.05% | ||
| 6 | AVALON RARE METALS INC | 307,000 | 62,000 | 0.07% | ||
| 7 | DELCATH SYS INC COM NEW | 53,210 | 64,000 | 0.08% | ||
| 8 | UNITED STATES ANTIMONY CORP | 109,244 | 76,000 | 0.09% | ||
| 9 | ARCA BIOPHARMA INC COM NEW | 85,266 | 81,000 | 0.10% | ||
| 10 | U S ENERGY CORP WYO | 57,260 | 85,000 | 0.10% | ||
| 11 | NEW YORK & CO | 32,175 | 85,000 | 0.10% | ||
| 12 | BG Medicine, Inc. | 185,637 | 86,000 | 0.10% | ||
| 13 | Novacopper Inc | 180,500 | 90,000 | 0.11% | ||
| 14 | PROSPECT CAPITAL CORPORATION | 11,200 | 93,000 | 0.11% | ||
| 15 | RARE ELEMENT RES LTD | 256,000 | 95,000 | 0.11% | ||
| 16 | HARVEST NATURAL RESOURCES IN | 58,805 | 106,000 | 0.13% | ||
| 17 | Hyperdynamics Corp | 155,550 | 120,000 | 0.14% | ||
| 18 | ALDERON IRON ORE CORP | 394,500 | 132,000 | 0.16% | ||
| 19 | ENVIVIO INC | 103,508 | 139,000 | 0.16% | ||
| 20 | FIFTH STR SR FLOATNG RATE CO | 13,800 | 141,000 | 0.17% | ||
| 21 | SAMSON OIL & GAS LTD | 795,994 | 157,000 | 0.19% | ||
| 22 | CLEVELAND BIOLABS INC | 575,455 | 164,000 | 0.19% | ||
| 23 | ONCONOVA THERAPEUTICS | 50,064 | 165,000 | 0.19% | ||
| 24 | Sphere 3D Corp. | 31,400 | 165,000 | 0.19% | ||
| 25 | SANDRIDGE MISSISSIPPIAN TR I | 55,116 | 166,000 | 0.20% | ||
| 26 | CHARLES & COLVARD LTD | 90,861 | 167,000 | 0.20% | ||
| 27 | EXONE CO | 10,000 | 168,000 | 0.20% | ||
| 28 | EXONE CO | 10,000 | 168,000 | 0.20% | Put | |
| 29 | CERES, INC. | 713,514 | 171,000 | 0.20% | ||
| 30 | IKANOS COMMUNICATIONS INC | 558,124 | 173,000 | 0.20% | ||
| 31 | UQM TECHNOLOGIES INC COM | 225,084 | 176,000 | 0.21% | ||
| 32 | HANSEN MEDICAL INC | 317,210 | 176,000 | 0.21% | ||
| 33 | PRANA BIOTECH | 108,681 | 178,000 | 0.21% | ||
| 34 | NANOSPHERE INC | 454,752 | 178,000 | 0.21% | ||
| 35 | BIOLIFE SOLUTIONS INC | 109,073 | 179,000 | 0.21% | ||
| 36 | TearLab Corp. | 69,325 | 184,000 | 0.22% | ||
| 37 | CYTRX CORP | 67,945 | 186,000 | 0.22% | ||
| 38 | SEQUANS COMMUNICATIONS S A | 158,039 | 188,000 | 0.22% | ||
| 39 | ProFire Energy | 82,905 | 189,000 | 0.22% | ||
| 40 | VRINGO INC | 346,299 | 190,000 | 0.22% | ||
| 41 | ECA MARCELLUS TR I | 60,639 | 190,000 | 0.22% | ||
| 42 | GRAN TIERRA ENERGY INC | 49,400 | 190,000 | 0.22% | ||
| 43 | ON TRACK INNOVATION LTD | 115,606 | 191,000 | 0.23% | ||
| 44 | ZHONE TECHNOLOGIES INC NEW | 108,235 | 192,000 | 0.23% | ||
| 45 | ROSETTA GENOMICS LTD | 86,016 | 194,000 | 0.23% | ||
| 46 | FEMALE HEALTH CO | 49,396 | 194,000 | 0.23% | ||
| 47 | Scorpio Bulkers Inc. | 98,504 | 194,000 | 0.23% | ||
| 48 | Amern Superconductor Cp | 261,759 | 194,000 | 0.23% | ||
| 49 | GALECTIN THERAPEUTICS INC COM | 56,288 | 195,000 | 0.23% | ||
| 50 | Support.Com Inc | 93,370 | 197,000 | 0.23% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001315863-15-000144, filed 2015.02.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
