| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,192,744 | 12,189,000 | 11.77% | ||
| 2 | MORGAN STANLEY | 1,074,708 | 10,983,000 | 10.60% | ||
| 3 | BB&T SECURITIES, LLC | 98,650 | 10,082,000 | 9.74% | ||
| 4 | CREDIT SUISSE AG/ | 908,637 | 9,286,000 | 8.97% | ||
| 5 | Trishield Capital Management LLC | 717,343 | 7,331,000 | 7.08% | ||
| 6 | PVG Asset Management | 515,650 | 5,269,943 | 5.09% | ||
| 7 | Bulldog Investors, LLP | 466,614 | 4,769,000 | 4.60% | ||
| 8 | TAM Capital Management Inc. | 417,709 | 4,269,000 | 4.12% | ||
| 9 | KEMPER Corp | 390,000 | 3,986,000 | 3.85% | ||
| 10 | STEELHEAD PARTNERS LLC | 366,856 | 3,749,000 | 3.62% | ||
| 11 | Yorktown Management & Research Co Inc | 330,000 | 3,373,000 | 3.26% | ||
| 12 | BOSTON PROVIDENT, L.P. | 287,382 | 2,937,000 | 2.84% | ||
| 13 | BALESTRA CAPITAL LTD. | 264,786 | 2,706,000 | 2.61% | ||
| 14 | DEUTSCHE BANK AG\ | 260,755 | 2,664,000 | 2.57% | ||
| 15 | ACG Wealth | 237,160 | 2,424,000 | 2.34% | ||
| 16 | JPMORGAN CHASE & CO | 213,160 | 2,178,000 | 2.10% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,916 | 2,012,000 | 1.94% | ||
| 18 | Muzinich & Co., Inc. | 189,922 | 1,941,000 | 1.87% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 168,600 | 1,723,000 | 1.66% | ||
| 20 | Private Wealth Partners, LLC | 111,300 | 1,137,000 | 1.10% | ||
| 21 | GRATIA CAPITAL, LLC | 98,248 | 1,004,000 | 0.97% | ||
| 22 | ROYAL BANK OF CANADA | 94,550 | 966,000 | 0.93% | ||
| 23 | Advisors Asset Management, Inc. | 94,192 | 963,000 | 0.93% | ||
| 24 | Scepter Holdings, Inc. | 73,023 | 746,000 | 0.72% | ||
| 25 | CITADEL ADVISORS LLC | 58,617 | 599,000 | 0.58% | ||
| 26 | BRINKER CAPITAL INC | 50,959 | 521,000 | 0.50% | ||
| 27 | Hirtle Callaghan & Co LLC | 36,029 | 368,000 | 0.36% | ||
| 28 | BLACKTHORN INVESTMENT GROUP LLC | 34,400 | 352,000 | 0.34% | ||
| 29 | Virtu KCG Holdings LLC | 28,648 | 293,000 | 0.28% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 24,239 | 248,000 | 0.24% | ||
| 31 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 23,985 | 245,000 | 0.24% | ||
| 32 | B. Riley Wealth Management, Inc. | 23,900 | 244,000 | 0.24% | ||
| 33 | BARCLAYS PLC | 22,673 | 226,000 | 0.22% | ||
| 34 | A.R.T. Advisors, LLC | 21,867 | 223,000 | 0.22% | ||
| 35 | STIFEL FINANCIAL CORP | 18,855 | 193,000 | 0.19% | ||
| 36 | Engineers Gate Manager LP | 18,641 | 191,000 | 0.18% | ||
| 37 | MILLENNIUM MANAGEMENT LLC | 17,226 | 176,000 | 0.17% | ||
| 38 | Dynamic Technology Lab Private Ltd | 14,314 | 146,000 | 0.14% | ||
| 39 | Anson Funds Management LP | 13,800 | 141,000 | 0.14% | ||
| 40 | WELLS FARGO & COMPANY/MN | 12,955 | 132,000 | 0.13% | ||
| 41 | Verition Fund Management LLC | 11,367 | 116,000 | 0.11% | ||
| 42 | WESTPORT RESOURCES MANAGEMENT INC | 11,023 | 113,000 | 0.11% | ||
| 43 | Airain ltd | 10,269 | 105,000 | 0.10% | ||
| 44 | B. Riley Wealth Advisors, Inc. | 6,427 | 66,000 | 0.06% | ||
| 45 | SIGNATUREFD, LLC | 5,000 | 51,000 | 0.05% | ||
| 46 | PRELUDE CAPITAL MANAGEMENT, LLC | 4,500 | 46,000 | 0.04% | ||
| 47 | OPTIMUM INVESTMENT ADVISORS | 4,100 | 23,000 | 0.02% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 20,440 | 0.02% | ||
| 49 | Tower Research Capital LLC (TRC) | 1,651 | 17,000 | 0.02% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
