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Institutional Investment Manager
NATIONAL PLANNING CORP
NATIONAL PLANNING CORP (CIK: 0001492262) incorporated in Delaware, located at 100 North Sepulveda Blvd., El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 694 holdings with a total value of $1,285,275,000.
#
Name
Shares
Value ($)
%
Options
Notes
551 SOUTHERN CO 39,723 1,946,000 0.15%
552 ALPHABET INC 2,440 1,948,000 0.15%
553 SELECTIVE INS GROUP INC 46,808 1,957,000 0.15%
554 SPDR INDEX SHS FDS 53,094 1,959,000 0.15%
555 VANGUARD MORTG-BACK SEC ETF 37,759 1,973,000 0.15%
556 COCA COLA CO 47,648 1,973,000 0.15%
557 ISHARES TR 15,526 1,975,000 0.15%
558 DOUBLELINE INCOME SOLUTIONS 99,036 1,978,000 0.15%
559 VANGUARD INDEX FDS 20,386 1,993,000 0.16%
560 BANK AMER CORP 88,742 2,016,000 0.16%
561 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 74,645 2,034,000 0.16%
562 HOME DEPOT INC 14,942 2,046,000 0.16%
563 ISHARES TR 38,841 2,053,000 0.16%
564 ISHARES 20 YEAR TREASURY BOND ETF 17,309 2,061,000 0.16%
565 POWERSHARES ETF TR II 49,320 2,076,000 0.16%
566 AXIS CAPITAL HOLDINGS LTD 31,415 2,096,000 0.16%
567 MERCK & CO INC 33,140 2,127,000 0.17%
568 FIRST TR EXCHANGE TRADED FD 43,854 2,135,000 0.17%
569 PROSHARES TR 39,743 2,148,000 0.17%
570 GUGGENHEIM 1:1 EXC 4/9/18 739371839 17,701 2,152,000 0.17%
571 ISHARES U.S. UTILITIES ETF 18,259 2,235,000 0.17%
572 ISHARES TR 27,388 2,236,000 0.17%
573 LAMAR ADVERTISING CO NEW CL A 29,873 2,238,000 0.17%
574 NUVEEN QUALITY MUNCP INCOME 165,320 2,303,000 0.18%
575 VANGUARD INDEX FDS 17,158 2,327,000 0.18%
576 COSTCO WHSL CORP NEW 13,904 2,338,000 0.18%
577 VANGUARD BD INDEX FDS 29,445 2,376,000 0.18%
578 SELECT SECTOR SPDR TR 33,430 2,377,000 0.18%
579 TRAVELERS COMPANIES INC 20,345 2,393,000 0.19%
580 FIRST TR EXCHANGE TRADED FD 102,543 2,439,000 0.19%
581 ISHARES TR 19,456 2,446,000 0.19%
582 FIRST TR VALUE LINE DIVID INSHS 86,909 2,446,000 0.19%
583 VANECK ETF TRUST 100,848 2,459,000 0.19%
584 SCHWAB U.S. LARGE-CAP ETF 45,422 2,470,000 0.19%
585 CONSOLIDATED EDISON INC 33,270 2,478,000 0.19%
586 REYNOLDS AMERICAN INC 41,421 2,482,000 0.19%
587 VANGUARD WORLD FD 19,464 2,486,000 0.19%
588 VANGUARD SCOTTSDALE FDS 31,983 2,542,000 0.20%
589 VANGUARD INDEX FDS 23,466 2,575,000 0.20%
590 SELECT SECTOR SPDR TR 52,384 2,638,000 0.21%
591 WISDOMTREE TR 33,160 2,660,000 0.21%
592 VANGUARD INDEX FDS 22,192 2,697,000 0.21%
593 SELECT SECTOR SPDR TR 55,423 2,707,000 0.21%
594 POWERSHARES ETF TR II 65,196 2,718,000 0.21%
595 ABBVIE INC 44,868 2,732,000 0.21%
596 VANGUARD INTL EQUITY INDEX F 71,911 2,736,000 0.21%
597 JPMORGAN CHASE & CO 32,589 2,757,000 0.21%
598 PFIZER INC 87,324 2,771,000 0.22%
599 ISHARES TR 73,887 2,772,000 0.22%
600 POWERSHARES ETF TRUST 65,625 2,826,000 0.22%
Page 12 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000310, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.