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FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF
FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 104 Institutional holders with a total value of $609,562,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,400,199 118,937,000 19.51%
2 WELLS FARGO & COMPANY/MN 3,689,134 99,717,000 16.36%
3 UBS Group AG 2,371,584 64,104,000 10.52%
4 BANK OF AMERICA CORP /DE/ 2,133,073 57,657,000 9.46%
5 GOLDMAN SACHS GROUP INC 1,370,358 37,041,000 6.08%
6 AMERIPRISE FINANCIAL INC 653,546 17,664,000 2.90%
7 LPL Financial LLC 594,845 16,174,000 2.65%
8 ROYAL BANK OF CANADA 469,912 12,702,000 2.08%
9 Raymond James Financial Services Advisors, Inc. 459,517 12,421,000 2.04%
10 CREDIT SUISSE AG/ 439,537 11,881,000 1.95%
11 Orion Porfolio Solutions, LLC 431,000 11,650,000 1.91%
12 ENVESTNET ASSET MANAGEMENT INC 315,421 8,524,000 1.40%
13 Janney Montgomery Scott LLC 290,452 7,851,000 1.29%
14 RAYMOND JAMES & ASSOCIATES 279,150 7,545,000 1.24%
15 NAVELLIER & ASSOCIATES INC 276,366 7,470,000 1.23%
16 BSC PRIVATE WEALTH MANAGEMENT, LLC 252,936 6,877,000 1.13%
17 SignalPoint Asset Management, LLC 236,876 6,403,000 1.05%
18 Shamrock Asset Management LLC 232,797 6,293,000 1.03%
19 Smart Portfolios, LLC 200,713 5,425,000 0.89%
20 HOCHMAN COLE INVESTMENT ADVISORS, INC. 200,503 5,420,000 0.89%
21 STRATEGIC WEALTH MANAGEMENT INC 194,744 5,264,000 0.86%
22 UNITED CAPITAL FINANCIAL ADVISORS, LLC 182,896 4,944,000 0.81%
23 ADVISOR GROUP, INC. 165,919 4,486,000 0.74%
24 Cambridge Investment Research Advisors, Inc. 163,958 4,432,000 0.73%
25 Beaumont Financial Partners, LLC 148,758 4,021,000 0.66%
26 MSI Financial Services Inc 140,285 3,792,000 0.62%
27 SUNTRUST BANKS INC 126,718 3,424,000 0.56%
28 BANCO ITAU HOLDING FINANCEIRA S A 111,446 3,012,000 0.49%
29 BAROMETER CAPITAL MANAGEMENT INC. 105,600 2,854,000 0.47%
30 PINNACLE FAMILY ADVISORS, LLC 104,665 2,829,000 0.46%
31 HOWE & RUSLING INC 93,587 2,530,000 0.42%
32 Commonwealth Equity Services, Inc 85,149 2,302,000 0.38%
33 IMA Advisory Services, Inc. 81,935 2,215,000 0.36%
34 ALLEGIS INVESTMENT ADVISORS, LLC 77,610 2,098,000 0.34%
35 HL FINANCIAL SERVICES LLC 77,380 2,092,000 0.34%
36 NATIONAL PLANNING CORP 74,645 2,034,000 0.33%
37 STIFEL FINANCIAL CORP 72,571 1,967,000 0.32%
38 IFC Holdings Incorporated/FL 71,897 1,942,000 0.32%
39 B. Riley Wealth Advisors, Inc. 67,840 1,834,000 0.30%
40 D.A. DAVIDSON & CO. 66,110 1,786,000 0.29%
41 First Heartland Consultants, Inc. 59,015 1,595,000 0.26%
42 OPPENHEIMER & CO INC 47,433 1,282,000 0.21%
43 LEVEL FOUR ADVISORY SERVICES, LLC 46,186 1,248,000 0.20%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 45,836 1,239,000 0.20%
45 Cetera Advisor Networks LLC 41,242 1,110,000 0.18%
46 BB&T SECURITIES, LLC 45,687 1,110,000 0.18%
47 WAYNE HUMMER INVESTMENTS L.L.C. 38,793 1,049,000 0.17%
48 Private Advisor Group, LLC 36,580 1,002,000 0.16%
49 OLD NATIONAL BANCORP /IN/ 35,896 970,000 0.16%
50 STEPHENS INC /AR/ 35,656 964,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.