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Institutional Investment Manager
NATIONAL PLANNING CORP
NATIONAL PLANNING CORP (CIK: 0001492262) incorporated in Delaware, located at 100 North Sepulveda Blvd., El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 706 holdings with a total value of $1,322,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 TRANSOCEAN LTD 17,693 222,000 0.02%
102 PUBLIC SVC ENTERPRISE GRP IN 5,030 223,000 0.02%
103 BLACKROCK MUNIYIELD FD INC 15,386 223,000 0.02%
104 NEWMARKET CORP 500 223,000 0.02%
105 MONSANTO CO NEW 1,948 224,000 0.02%
106 LIONS GATE ENTMNT CORP CL A VTG 8,521 224,000 0.02%
107 ISHARES TR 2,345 225,000 0.02%
108 BLACKROCK MUNIYIELD ARIZ FD 15,400 226,000 0.02%
109 SPDR SERIES TRUST 5,108 227,000 0.02%
110 TRINITY INDS INC 8,580 227,000 0.02%
111 BUCKEYE PARTNERS L P 3,302 228,000 0.02%
112 WISDOMTREE TR 2,884 230,000 0.02%
113 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 8,450 232,000 0.02%
114 HUNTINGTON BANCSHARES INC 17,413 232,000 0.02%
115 ALLIANZGI EQUITY CONV INCO 12,100 232,000 0.02%
116 GUGGENHEIM S&P MID CAP 400 EQUAL WEIGHT ETF 3,986 233,000 0.02%
117 MUELLER WTR PRODUCTS INCORPORATED COM SER A 20,344 235,000 0.02%
118 MARATHON PETE CORP 4,690 236,000 0.02%
119 ISHARES TR 3,974 236,000 0.02%
120 EBAY INC 6,925 236,000 0.02%
121 ISHARES TR 3,738 237,000 0.02%
122 UNDER ARMOUR INC 13,166 237,000 0.02%
123 ARCONIC INC 8,988 237,000 0.02%
124 VOYA PRIME RATE TR 43,990 238,000 0.02%
125 ASSOCIATED BANC CORP 9,804 238,000 0.02%
126 WISDOMTREE TR 3,792 238,000 0.02%
127 MACQUARIE INFRASTRUCTURE COR 2,990 240,000 0.02%
128 WILLIAMS COS INC DEL 8,101 242,000 0.02%
129 BLACKROCK CORE BD TR 18,204 243,000 0.02%
130 DTE ENERGY CO 2,379 243,000 0.02%
131 ISHARES TR 1,709 244,000 0.02%
132 VICTORY PORTFOLIOS II VCSHS US DISCVRY ETF 6,154 246,000 0.02%
133 CAPSTEAD MTG CORP COM NO PAR 23,275 246,000 0.02%
134 ISHARES INC 4,765 246,000 0.02%
135 PRAXAIR INC 2,068 247,000 0.02%
136 BIOGEN INC 906 248,000 0.02%
137 PIONEER NAT RES CO 1,318 248,000 0.02%
138 TIME WARNER INC 2,524 248,000 0.02%
139 DISH NETWORK A 3,900 248,000 0.02%
140 DISCOVER FINL SVCS 3,698 248,000 0.02%
141 DOVER CORP 3,070 249,000 0.02%
142 SAREPTA THERAPEUTICS INC 8,673 250,000 0.02%
143 POLARIS INDS INC 3,076 252,000 0.02%
144 AETNA INC NEW 1,980 253,000 0.02%
145 GUGGENHEIM STRATEGIC OPPORTU 12,342 253,000 0.02%
146 SUBURBAN PROPANE PARTNERS LP COM USD1 9,538 254,000 0.02%
147 ISHARES TR 3,085 255,000 0.02%
148 FIRST TR EXCH TRADED FD III 6,089 255,000 0.02%
149 FIRST TR LRGE CP CORE ALPHA 4,962 255,000 0.02%
150 DIGITAL RLTY TR INC 2,417 256,000 0.02%
Page 3 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001294, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.