Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD UT
FIRST TR EXCHANGE TRADED FD UT. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 49 Institutional holders with a total value of $1,046,253,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 20,089,768 550,259,000 52.59%
2 MORGAN STANLEY 4,878,088 133,611,000 12.77%
3 WELLS FARGO & COMPANY/MN 3,700,302 101,351,000 9.69%
4 BANK OF AMERICA CORP /DE/ 1,693,529 46,386,000 4.43%
5 RAYMOND JAMES & ASSOCIATES 1,646,325 45,093,000 4.31%
6 RiverFront Investment Group, LLC 1,497,621 41,020,000 3.92%
7 BANK OF MONTREAL /CAN/ 979,431 26,826,000 2.56%
8 Raymond James Financial Services Advisors, Inc. 576,199 15,782,000 1.51%
9 ROYAL BANK OF CANADA 387,579 10,616,000 1.01%
10 AMERIPRISE FINANCIAL INC 352,552 9,652,000 0.92%
11 Janney Montgomery Scott LLC 352,320 9,650,000 0.92%
12 STIFEL FINANCIAL CORP 325,047 8,897,000 0.85%
13 ENVESTNET ASSET MANAGEMENT INC 189,749 5,195,000 0.50%
14 LPL Financial LLC 181,243 4,944,000 0.47%
15 HL FINANCIAL SERVICES LLC 153,047 4,192,000 0.40%
16 BB&T SECURITIES, LLC 146,166 4,003,000 0.38%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 125,910 3,416,000 0.33%
18 HighTower Advisors, LLC 119,652 3,276,000 0.31%
19 Beaumont Financial Partners, LLC 96,825 2,652,000 0.25%
20 ATWOOD & PALMER INC 62,340 1,707,000 0.16%
21 Dorsey Wright & Associates 61,298 1,679,000 0.16%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 51,031 1,398,000 0.13%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,476 1,383,000 0.13%
24 GOLDMAN SACHS GROUP INC 45,093 1,235,000 0.12%
25 SPC Financial, Inc. 44,141 1,209,000 0.12%
26 Commonwealth Equity Services, Inc 39,647 1,086,000 0.10%
27 JPMORGAN CHASE & CO 36,903 1,011,000 0.10%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 36,605 1,003,000 0.10%
29 GIRARD SECURITIES, INC. 34,446 943,000 0.09%
30 PNC FINANCIAL SERVICES GROUP, INC. 29,330 803,000 0.08%
31 OPPENHEIMER & CO INC 26,867 736,000 0.07%
32 FOUNDERS FINANCIAL SECURITIES LLC 24,058 659,000 0.06%
33 CREDIT SUISSE AG/ 22,767 624,000 0.06%
34 SG Americas Securities, LLC 22,771 624,000 0.06%
35 Cambridge Investment Research Advisors, Inc. 19,425 532,000 0.05%
36 WealthTrust Fairport, LLC 18,016 493,000 0.05%
37 TWO SIGMA SECURITIES, LLC 16,643 456,000 0.04%
38 Sigma Planning Corp 14,272 391,000 0.04%
39 NAVELLIER & ASSOCIATES INC 14,246 390,000 0.04%
40 STEPHENS INC /AR/ 12,988 356,000 0.03%
41 CITIGROUP INC 9,907 271,000 0.03%
42 D.A. DAVIDSON & CO. 7,665 209,000 0.02%
43 Financial Architects, Inc 2,348 64,000 0.01%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,825 50,000 0.00%
45 Parkside Financial Bank & Trust 1,715 47,000 0.00%
46 CREATIVE FINANCIAL DESIGNS INC /ADV 1,050 29,000 0.00%
47 BB&T INVESTMENT SERVICES, INC. 658 17,000 0.00%
48 FIFTH THIRD BANCORP 572 16,000 0.00%
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 412 11,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.