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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 183 Institutional holders with a total value of $741,936,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 14,213,149 149,808,000 20.19%
2 VANGUARD GROUP INC 8,791,948 92,667,000 12.49%
3 Paradice Investment Management LLC 5,221,011 55,029,000 7.42%
4 JPMORGAN CHASE & CO 3,789,113 39,937,000 5.38%
5 RENAISSANCE TECHNOLOGIES LLC 2,934,900 30,934,000 4.17%
6 STATE STREET CORP 2,683,479 28,285,000 3.81%
7 NORTHERN TRUST CORP 2,549,663 26,873,000 3.62%
8 BESSEMER GROUP INC 2,175,075 22,925,000 3.09%
9 UBS Group AG 2,123,762 22,384,000 3.02%
10 Bank of New York Mellon Corp 2,037,955 21,481,000 2.90%
11 Invesco Ltd. 1,618,399 17,058,000 2.30%
12 NORGES BANK 1,372,927 14,471,000 1.95%
13 FIRST TRUST ADVISORS LP 976,052 10,288,000 1.39%
14 Global X Management CO LLC 931,738 9,821,000 1.32%
15 CITIGROUP INC 790,786 8,336,000 1.12%
16 PRUDENTIAL FINANCIAL INC 766,024 8,074,000 1.09%
17 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 755,941 7,968,000 1.07%
18 PRINCIPAL FINANCIAL GROUP INC 750,313 7,908,000 1.07%
19 GEODE CAPITAL MANAGEMENT, LLC 712,077 7,505,000 1.01%
20 KESTREL INVESTMENT MANAGEMENT CORP 625,150 6,589,000 0.89%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 620,290 6,538,000 0.88%
22 WELLS FARGO & COMPANY/MN 619,026 6,524,000 0.88%
23 Smith, Graham & Co., Investment Advisors, LP 599,512 6,319,000 0.85%
24 AMERIPRISE FINANCIAL INC 546,335 5,760,000 0.78%
25 Alberta Investment Management Corp 480,585 5,065,000 0.68%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 427,743 4,508,000 0.61%
27 PENN MUTUAL LIFE INSURANCE CO 415,000 4,346,000 0.59%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 376,200 3,965,000 0.53%
29 Nationwide Fund Advisors 371,747 3,918,000 0.53%
30 TD ASSET MANAGEMENT INC 371,200 3,912,000 0.53%
31 BAIRD FINANCIAL GROUP, INC. 366,674 3,865,000 0.52%
32 VAN ECK ASSOCIATES CORP 359,643 3,791,000 0.51%
33 Barnett & Company, Inc. 313,638 3,306,000 0.45%
34 RUSSELL INVESTMENTS GROUP, LTD. 299,031 3,152,000 0.42%
35 GUGGENHEIM CAPITAL LLC 299,077 3,152,000 0.42%
36 Allianz Asset Management GmbH 294,690 3,106,000 0.42%
37 WOLVERINE ASSET MANAGEMENT LLC 287,203 3,027,000 0.41%
38 GOLDMAN SACHS GROUP INC 284,259 2,996,000 0.40%
39 Legal & General Group Plc 266,463 2,808,000 0.38%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 258,844 2,728,000 0.37%
41 BANK OF AMERICA CORP /DE/ 244,197 2,575,000 0.35%
42 MORGAN STANLEY 206,786 2,179,000 0.29%
43 RHUMBLINE ADVISERS 201,527 2,124,000 0.29%
44 Hutchin Hill Capital, LP 193,300 2,037,000 0.27%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 188,198 1,984,000 0.27%
46 LSV ASSET MANAGEMENT 183,300 1,931,000 0.26%
47 SEGALL BRYANT & HAMILL, LLC 176,417 1,859,000 0.25%
48 GREAT LAKES ADVISORS, LLC 173,275 1,826,000 0.25%
49 AQR CAPITAL MANAGEMENT LLC 171,147 1,804,000 0.24%
50 TEACHERS ADVISORS, LLC 168,979 1,781,000 0.24%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.