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Institutional Investment Manager
Hoxton Financial, Inc.
Hoxton Financial, Inc. (CIK: 0001497943) incorporated in West Virginia, located at 8530 Shepherdstown Pike, Shepherdstown, WV. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 349 holdings with a total value of $235,824,000.
#
Name
Shares
Value ($)
%
Options
Notes
301 VANGUARD INDEX FDS 10 1,000 0.00%
302 Spectra Energy Corp Com 34 1,000 0.00%
303 SANDISK CORP 20 1,000 0.00%
304 Arrowhead Pharma Inc 210 1,000 0.00%
305 GENERAL MTRS CO 58 1,000 0.00%
306 KCG HLDGS INC 61 1,000 0.00%
307 NASDAQ OMX GROUP 29 1,000 0.00%
308 SOUTHERN CO 19 1,000 0.00%
309 WASTE MGMT INC DEL 20 1,000 0.00%
310 SONOCO PRODS CO 24 1,000 0.00%
311 MAXIM INTEGR 30 1,000 0.00%
312 KIMBERLY CLARK CORP 14 1,000 0.00%
313 BIOTIME INC 265 1,000 0.00%
314 GLAXOSMITHKLINE PLC 16 1,000 0.00%
315 GENUINE PARTS CO 11 1,000 0.00%
316 3-D SYS CORP DEL 40 1,000 0.00%
317 CONOCOPHILLIPS 15 1,000 0.00%
318 MAST THERAPEUTICS INC COM 1,091 1,000 0.00%
319 ROYAL DUTCH SHELL PLC 13 1,000 0.00%
320 NEURALSTEM INC COM 350 1,000 0.00%
321 EXPEDIA INC DEL 10 1,000 0.00%
322 DOVER CORP 11 1,000 0.00%
323 SHAKE SHACK INC 10 1,000 0.00%
324 HCP INC 20 1,000 0.00%
325 AMERICAN ELEC PWR INC 20 1,000 0.00%
326 JDS UNIPHASE CORP COM PAR $0.001 93 1,000 0.00%
327 DOMINOS PIZZA INC 5 1,000 0.00%
328 NOVAVAX INC COM 100 1,000 0.00%
329 Alcatel Lucent Adr 11 0 0.00%
330 E TRADE FINANCIAL CORP 10 0 0.00%
331 AGENUS INC 1 0 0.00%
332 CYTORI THERAPEUTIC INC 200 0 0.00%
333 SKECHERS U S A INC 2 0 0.00%
334 VERITIV CORP 7 0 0.00%
335 Paragon Offshore PLC 99 0 0.00%
336 HALYARD HEALTH INC 1 0 0.00%
337 LANNET INC COM NEW 2 0 0.00%
338 Medassets Inc 8 0 0.00%
339 TRAVELERS COMPANIES INC 2 0 0.00%
340 LANDSTAR SYS INC COM 3 0 0.00%
341 VALERO ENERGY CORP NEW 4 0 0.00%
342 POTBELLY CORP 22 0 0.00%
343 PTC INC 6 0 0.00%
344 GLOBALSCAPE INC 10 0 0.00%
345 BECTON DICKINSON & CO 1 0 0.00%
346 XENIA HOTELS & RESORTS INC COM 0 0 0.00%
347 CEL SCI CORP 58 0 0.00%
348 REXAHN PHARMACEUTICALS INC 400 0 0.00%
349 FRONTIER COMMUNICATIONS CORP 52 0 0.00%
Page 7 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001497943-15-000003, filed 2015.04.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.