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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001506073-16-000005) filed in 2016.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 XEROX CORP 31,216 332 0.22%
2 WEYERHAEUSER CO 25,109 753 0.50%
3 WASTE MGMT INC DEL 9,783 522 0.35%
4 W P CAREY INC 17,666 1,042 0.69%
5 VODAFONE GROUP PLC NEW 9,509 307 0.20%
6 VERIZON COMMUNICATIONS INC 47,658 2,203 1.46%
7 VECTREN CORP 4,798 204 0.14%
8 VASO CORPORATION 11,000 2 0.00%
9 UNIVERSAL ELECTRS INC 308,338 15,833 10.51%
10 UNITED TECHNOLOGIES CORP 3,800 365 0.24%
11 UNION PAC CORP 15,320 1,198 0.80%
12 UMB FINL CORP 20,000 931 0.62%
13 TVA GROUP INC CL B 19,800 57 0.04%
14 TRINITY INDS INC 28,308 680 0.45%
15 TIFFANY & CO NEW 3,200 244 0.16%
16 THOMASVILLE BANCSHARES INC 10,500 302 0.20%
17 SPECTRANETICS CORP 744,228 11,208 7.44%
18 SPDR SER TR 3,000 221 0.15%
19 SPDR SER TR 5,476 384 0.25%
20 SOUTHERN CO 16,141 755 0.50%
21 SCHLUMBERGER LTD 4,500 314 0.21%
22 ROYAL DUTCH SHELL PLC 4,769 218 0.14%
23 PROCTER AND GAMBLE CO 14,863 1,180 0.78%
24 POWERSHARES ETF TR II 6,000 231 0.15%
25 PNC FINL SVCS GROUP INC 6,436 613 0.41%
26 PLUM CREEK TIMBER 10,600 506 0.34%
27 PHILIP MORRIS INTL INC 18,500 1,626 1.08%
28 PFIZER INC 52,579 1,697 1.13%
29 PEPSICO INC 14,665 1,465 0.97%
30 PEOPLES UNITED FINANCIAL INC 12,207 197 0.13%
31 O REILLY AUTOMOTIVE INC NEW 2,000 507 0.34%
32 NORFOLK SOUTHERN CORP 5,250 444 0.29%
33 NEXTERA ENERGY INC 3,400 353 0.23%
34 NEW YORK MORTGAGE TRUST INC COM 19,000 101 0.07%
35 NEW YORK CMNTY BANCORP INC 14,100 230 0.15%
36 MONDELEZ INTL INC 15,304 686 0.46%
37 MICROSOFT CORP 73,197 4,061 2.70%
38 MERCK & CO INC 12,030 635 0.42%
39 MCKESSON CORP 1,077 212 0.14%
40 M & T BK CORP 1,723 209 0.14%
41 LILLY ELI & CO 5,900 497 0.33%
42 LEUCADIA NATL CORP 34,800 605 0.40%
43 KRAFT HEINZ CO 4,583 333 0.22%
44 KIMBERLY CLARK CORP 3,000 382 0.25%
45 JPMORGAN CHASE & CO 20,747 1,370 0.91%
46 JOHNSON & JOHNSON 9,098 935 0.62%
47 ISHARES TR 3,000 329 0.22%
48 ISHARES TR 6,000 451 0.30%
49 INTL PAPER CO 8,503 321 0.21%
50 INTERNATIONAL BUSINESS MACHS 24,379 3,355 2.23%
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