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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001506073-16-000008) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 YUM BRANDS INC 3,920 325 0.20%
2 Xerox Corp 31,216 296 0.18%
3 WEYERHAEUSER CO 53,217 1,584 0.98%
4 WELLS FARGO CO NEW 8,513 403 0.25%
5 WASTE MGMT INC DEL 11,283 748 0.46%
6 WAL-MART STORES INC 3,631 265 0.16%
7 W P CAREY INC 26,550 1,843 1.14%
8 VODAFONE GROUP PLC NEW 16,827 520 0.32%
9 VERIZON COMMUNICATIONS INC 54,632 3,051 1.89%
10 VECTREN CORP 4,798 253 0.16%
11 VASO CORPORATION 11,000 2 0.00%
12 UNIVERSAL ELECTRS INC 303,567 21,942 13.62%
13 UNITED TECHNOLOGIES CORP 2,850 292 0.18%
14 UNITED PARCEL SERVICE INC 2,300 248 0.15%
15 UNION PAC CORP 15,320 1,337 0.83%
16 UMB FINL CORP 20,000 1,064 0.66%
17 TVA GROUP INC CL B 19,800 60 0.04%
18 TRINITY INDS INC 27,819 517 0.32%
19 TOOTSIE ROLL INDS INC 5,389 208 0.13%
20 THOMASVILLE BANCSHARES INC 10,500 302 0.19%
21 Sensient Technologies Corp 3,000 213 0.13%
22 SYSCO CORP 4,000 203 0.13%
23 SPECTRANETICS CORP 747,984 13,995 8.69%
24 SPECTRA ENERGY CORP 10,626 389 0.24%
25 SPDR SER TR 3,000 252 0.16%
26 SPDR SER TR 5,478 296 0.18%
27 SOUTHERN CO 16,238 871 0.54%
28 SCHLUMBERGER LTD 2,600 206 0.13%
29 ROYAL DUTCH SHELL PLC 4,929 272 0.17%
30 PROCTER AND GAMBLE CO 14,175 1,200 0.74%
31 PNC FINL SVCS GROUP INC 6,436 524 0.33%
32 PHILIP MORRIS INTL INC 18,950 1,928 1.20%
33 PFIZER INC 58,588 2,063 1.28%
34 PEPSICO INC 14,765 1,564 0.97%
35 PEOPLES UNITED FINANCIAL INC 12,207 179 0.11%
36 NORFOLK SOUTHERN CORP 4,250 362 0.22%
37 NEXTERA ENERGY INC 3,400 443 0.28%
38 NEW YORK MTG TR INC 22,000 134 0.08%
39 NEW RESIDENTIAL INVT CORP COM NEW 20,000 277 0.17%
40 MONDELEZ INTL INC 13,004 592 0.37%
41 MICROSOFT CORP 79,342 4,060 2.52%
42 MERCK & CO INC 12,930 745 0.46%
43 MCKESSON CORP 1,080 202 0.13%
44 MACYS INC 27,000 907 0.56%
45 M & T BK CORP 1,723 204 0.13%
46 LOCKHEED MARTIN CORP 1,120 278 0.17%
47 LILLY ELI & CO 5,900 465 0.29%
48 KRAFT HEINZ CO 4,583 406 0.25%
49 KIMBERLY CLARK CORP 3,803 523 0.32%
50 JPMORGAN CHASE & CO 27,732 1,723 1.07%
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